KONZMANN RICHARD ERNST (See Remarks) reported 2 transactions at ARLINGTON ASSET INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 12/18/2023ACC: 0001104659-23-127041
Officer· See Remarks
Since Jul 2018
-646.84K
Net shares
Net seller
$137.2K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
801.44K acquired · 1.45M disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
−28.35K
Price / share
$4.84
Trade value
$137.23K
% of position
13.8%
12/14/2023
205.66K→177.31K
Class A Common Stock
Direct
Shares
−177.31K
Price / share
—
Trade value
—
% of position
New position
12/14/2023
177.31K→0.00
Total
Net shares
−205.66K
Net value
-$137.23K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 12/14/2023 | F · Tax Withholding | −28.35K | $4.84 | $137.23K | 13.8% | 205.66K | 177.31K |
| Class A Common Stock Direct | 12/14/2023 | D · Disposition | −177.31K | — | — | New position | 177.31K | 0.00 |
| Total | −205.66K | -$137.23K | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Class A Common Stock
801.44K shares
Shares
+801.44K
Strike price
Held after
1.24M
Exercisable
—
12/14/2023
Restricted Stock Units
Direct
Converts to
Class A Common Stock
611.69K shares
Shares
−611.69K
Strike price
Held after
630.92K
Exercisable
—
12/14/2023
Restricted Stock Units
Direct
Converts to
Class A Common Stock
630.92K shares
Shares
−630.92K
Strike price
Held after
0.00
Exercisable
—
12/14/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock801.44K shares | 12/14/2023 | A · Award | +801.44K | — | 1.24M | |
| Restricted Stock Units Direct | Class A Common Stock611.69K shares | 12/14/2023 | F · Tax Withholding | −611.69K | — | 630.92K | |
| Restricted Stock Units Direct | Class A Common Stock630.92K shares | 12/14/2023 | D · Disposition | −630.92K | — | 0.00 |