KOLSTAD GARY A (President and CEO) exercised options at CARBO CERAMICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

KOLSTAD GARY A

Filed: 2/4/2020ACC: 0001209191-20-006547

InsiderKOLSTAD GARY ACIK 1362991

→

IssuerCARBO CERAMICS INCCIK 1009672

DirectorOfficer· President and CEO

Since Dec 2018

-68.86K

Net shares

Net seller

$14.1K

Total sold

Open market trades

0B · 0S

Total transactions

49.87K acquired · 118.73K disposed

Non-Derivative Transactions7

Common Stock

Direct

F · Tax Withholding

−18.99K

Price / share

$0.20

Trade value

$3.89K

% of position

3.5%

2/1/2020

537.65K→518.66K

Common Stock

Direct

M · Option Exercise

+30.91K

Price / share

—

Trade value

—

% of position

6.0%

2/1/2020

518.66K→549.56K

Common Stock

Direct

D · Disposition

−30.91K

Price / share

$0.20

Trade value

$6.34K

% of position

5.6%

2/1/2020

549.56K→518.66K

Common Stock

Direct

M · Option Exercise

+6.96K

Price / share

—

Trade value

—

% of position

1.3%

2/1/2020

518.66K→525.62K

Common Stock

Direct

D · Disposition

−6.96K

Price / share

$0.20

Trade value

$1.43K

% of position

1.3%

2/1/2020

525.62K→518.66K

Common Stock

Direct

M · Option Exercise

+12K

Price / share

—

Trade value

—

% of position

2.3%

2/1/2020

518.66K→530.66K

Common Stock

Direct

D · Disposition

−12K

Price / share

$0.20

Trade value

$2.46K

% of position

2.3%

2/1/2020

530.66K→518.66K

Total

Net shares

−18.99K

Net value

-$14.12K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/1/2020	F · Tax Withholding	−18.99K	$0.20	$3.89K	3.5%	537.65K	518.66K
Common Stock Direct	2/1/2020	M · Option Exercise	+30.91K	—	—	6.0%	518.66K	549.56K
Common Stock Direct	2/1/2020	D · Disposition	−30.91K	$0.20	$6.34K	5.6%	549.56K	518.66K
Common Stock Direct	2/1/2020	M · Option Exercise	+6.96K	—	—	1.3%	518.66K	525.62K
Common Stock Direct	2/1/2020	D · Disposition	−6.96K	$0.20	$1.43K	1.3%	525.62K	518.66K
Common Stock Direct	2/1/2020	M · Option Exercise	+12K	—	—	2.3%	518.66K	530.66K
Common Stock Direct	2/1/2020	D · Disposition	−12K	$0.20	$2.46K	2.3%	530.66K	518.66K
Total			−18.99K		-$14.12K

Derivative Transactions3

Phantom Stock

Direct

M · Option Exercise

Converts to

Common Stock

30.91K shares

−30.91K

Strike price

Held after

0.00

Exercisable

—

2/1/2020

Phantom Stock

Direct

M · Option Exercise

Converts to

Common Stock

6.96K shares

−6.96K

Strike price

Held after

6.96K

Exercisable

—

2/1/2020

Phantom Stock

Direct

M · Option Exercise

Converts to

Common Stock

12K shares

−12K

Strike price

Held after

24K

Exercisable

—

2/1/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Phantom Stock Direct	Common Stock30.91K shares	2/1/2020	M · Option Exercise	−30.91K	—	0.00
Phantom Stock Direct	Common Stock6.96K shares	2/1/2020	M · Option Exercise	−6.96K	—	6.96K
Phantom Stock Direct	Common Stock12K shares	2/1/2020	M · Option Exercise	−12K	—	24K