KOH JAMES enters BLUEONE TECHNOLOGIES, INC. with 9M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 3/12/2021ACC: 0001553997-21-000009
DirectorOfficer10% Owner· CEO
Since Feb 2021
9M
Baseline shares
100% direct
9M
Direct ownership
1 position
292M
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned9M
Total
9M direct9M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 9M | Direct |
| Total | 9M | 9M direct |
Derivative Holdings1
Series A Convertible Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
292M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
292M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series A Convertible Preferred Stock Direct | Common Stock | — | — | 292M | N/A | |
| Total | 292M | 0.00 | ||||