Filed: 7/16/2026ACC: 0002114481-26-000003
📋 What this filing means
KOENIG INVESTMENT ADVISORY, LLC filed this quarterly 13F‑HR report disclosing 37 equity positions with a total reported market value of $128.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
37
Positions
$128.73M
Total AUM (reported)
1.52M
Total Shares
Allocation by class
ETF$101.81M79.1%
STOCK$26.92M20.9%
Portfolio Concentration
Top 3$46.38M36.0%
4–10$56.77M44.1%
11–25$21.58M16.8%
Rest$4.00M3.1%
Top 3 weight
36.0%
Top 10 weight
80.1%
Voting Authority Distribution
Total shares with voting rights: 1.52M
Sole
Full voting authority
1.52M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole37
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings37
Rows:
AMERICAN CENTURY FOCUSED LARGE CAP VALUE ETF
SOLEShares229.79K
TypeSH
Market value$18.68M
14.51%
Sole
229.79K
Shared
0.00
None
0.00
ISHARES MSCI USA MIN VOL FACTOR ETF
SOLEShares150.11K
TypeSH
Market value$14.48M
11.25%
Sole
150.11K
Shared
0.00
None
0.00
VANGUARD MID-CAP ETF
SOLEShares164.06K
TypeSH
Market value$13.22M
10.27%
Sole
164.06K
Shared
0.00
None
0.00
ISHARES CORE U.S. AGGREGATE BOND ETF
SOLEShares107.64K
TypeSH
Market value$10.65M
8.28%
Sole
107.64K
Shared
0.00
None
0.00
ISHARES MSCI INTL QUALITY FACTOR ETF
SOLEShares214.18K
TypeSH
Market value$10.61M
8.24%
Sole
214.18K
Shared
0.00
None
0.00
PIMCO ENHANCED SHORT MATURITY ACTIVE ETF
SOLEShares95.33K
TypeSH
Market value$9.61M
7.47%
Sole
95.33K
Shared
0.00
None
0.00
STATE STREET SPDR S&P DIVIDEND ETF
SOLEShares52.38K
TypeSH
Market value$7.97M
6.19%
Sole
52.38K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares20.11K
TypeSH
Market value$7.50M
5.83%
Sole
20.11K
Shared
0.00
None
0.00
VANGUARD S&P 500 ETF
SOLEShares10.55K
TypeSH
Market value$7.25M
5.63%
Sole
10.55K
Shared
0.00
None
0.00
METLIFE INC COM
SOLEShares37.51K
TypeSH
Market value$3.17M
2.47%
Sole
37.51K
Shared
0.00
None
0.00
ABBVIE INC COM
SOLEShares12.59K
TypeSH
Market value$3.17M
2.46%
Sole
12.59K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS COM
SOLEShares10.38K
TypeSH
Market value$2.92M
2.27%
Sole
10.38K
Shared
0.00
None
0.00
AMERICAN CENTURY FOCUSED DYNAMIC GROWTH ETF
SOLEShares15.54K
TypeSH
Market value$2.07M
1.61%
Sole
15.54K
Shared
0.00
None
0.00
DIMENSIONAL INTERNATIONAL SMALL CAP VALUE ETF
SOLEShares48.45K
TypeSH
Market value$1.94M
1.51%
Sole
48.45K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares2.33K
TypeSH
Market value$1.71M
1.33%
Sole
2.33K
Shared
0.00
None
0.00
TREKOR METALS LTD COM
SOLEShares215.92K
TypeSH
Market value$1.49M
1.15%
Sole
215.92K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares4.47K
TypeSH
Market value$1.29M
1.01%
Sole
4.47K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC COM
SOLEShares26.27K
TypeSH
Market value$1.11M
0.86%
Sole
26.27K
Shared
0.00
None
0.00
COSTCO WHOLESALE CORPORATION COM
SOLEShares1.11K
TypeSH
Market value$1.04M
0.81%
Sole
1.11K
Shared
0.00
None
0.00
ALTRIA GROUP INC COM
SOLEShares14.15K
TypeSH
Market value$1.02M
0.79%
Sole
14.15K
Shared
0.00
None
0.00
BOEING CO COM
SOLEShares4.16K
TypeSH
Market value$899.9K
0.70%
Sole
4.16K
Shared
0.00
None
0.00
ENTERPRISE PRODS PARTNERS L P COM
SOLEShares22.19K
TypeSH
Market value$815.8K
0.63%
Sole
22.19K
Shared
0.00
None
0.00
VANGUARD SMALL CAP VALUE ETF
SOLEShares3.31K
TypeSH
Market value$804.7K
0.63%
Sole
3.31K
Shared
0.00
None
0.00
VANGUARD GROWTH ETF
SOLEShares8.33K
TypeSH
Market value$717.7K
0.56%
Sole
8.33K
Shared
0.00
None
0.00
VANGUARD HIGH DIVIDEND YIELD INDEX ETF
SOLEShares3.69K
TypeSH
Market value$582.7K
0.45%
Sole
3.69K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AMERICAN CENTURY FOCUSED LARGE CAP VALUE ETFSOLE | ETF | 229.79K | SH | $18.68M 14.51% | 229.79K | 0.00 | 0.00 |
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE | ETF | 150.11K | SH | $14.48M 11.25% | 150.11K | 0.00 | 0.00 |
VANGUARD MID-CAP ETFSOLE | ETF | 164.06K | SH | $13.22M 10.27% | 164.06K | 0.00 | 0.00 |
ISHARES CORE U.S. AGGREGATE BOND ETFSOLE | ETF | 107.64K | SH | $10.65M 8.28% | 107.64K | 0.00 | 0.00 |
ISHARES MSCI INTL QUALITY FACTOR ETFSOLE | ETF | 214.18K | SH | $10.61M 8.24% | 214.18K | 0.00 | 0.00 |
PIMCO ENHANCED SHORT MATURITY ACTIVE ETFSOLE | ETF | 95.33K | SH | $9.61M 7.47% | 95.33K | 0.00 | 0.00 |
STATE STREET SPDR S&P DIVIDEND ETFSOLE | ETF | 52.38K | SH | $7.97M 6.19% | 52.38K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 20.11K | SH | $7.50M 5.83% | 20.11K | 0.00 | 0.00 |
VANGUARD S&P 500 ETFSOLE | ETF | 10.55K | SH | $7.25M 5.63% | 10.55K | 0.00 | 0.00 |
METLIFE INC COMSOLE | Stock | 37.51K | SH | $3.17M 2.47% | 37.51K | 0.00 | 0.00 |
ABBVIE INC COMSOLE | Stock | 12.59K | SH | $3.17M 2.46% | 12.59K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHS COMSOLE | Stock | 10.38K | SH | $2.92M 2.27% | 10.38K | 0.00 | 0.00 |
AMERICAN CENTURY FOCUSED DYNAMIC GROWTH ETFSOLE | ETF | 15.54K | SH | $2.07M 1.61% | 15.54K | 0.00 | 0.00 |
DIMENSIONAL INTERNATIONAL SMALL CAP VALUE ETFSOLE | ETF | 48.45K | SH | $1.94M 1.51% | 48.45K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 2.33K | SH | $1.71M 1.33% | 2.33K | 0.00 | 0.00 |
TREKOR METALS LTD COMSOLE | Stock | 215.92K | SH | $1.49M 1.15% | 215.92K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 4.47K | SH | $1.29M 1.01% | 4.47K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INC COMSOLE | Stock | 26.27K | SH | $1.11M 0.86% | 26.27K | 0.00 | 0.00 |
COSTCO WHOLESALE CORPORATION COMSOLE | Stock | 1.11K | SH | $1.04M 0.81% | 1.11K | 0.00 | 0.00 |
ALTRIA GROUP INC COMSOLE | Stock | 14.15K | SH | $1.02M 0.79% | 14.15K | 0.00 | 0.00 |
BOEING CO COMSOLE | Stock | 4.16K | SH | $899.9K 0.70% | 4.16K | 0.00 | 0.00 |
ENTERPRISE PRODS PARTNERS L P COMSOLE | Stock | 22.19K | SH | $815.8K 0.63% | 22.19K | 0.00 | 0.00 |
VANGUARD SMALL CAP VALUE ETFSOLE | ETF | 3.31K | SH | $804.7K 0.63% | 3.31K | 0.00 | 0.00 |
VANGUARD GROWTH ETFSOLE | ETF | 8.33K | SH | $717.7K 0.56% | 8.33K | 0.00 | 0.00 |
VANGUARD HIGH DIVIDEND YIELD INDEX ETFSOLE | ETF | 3.69K | SH | $582.7K 0.45% | 3.69K | 0.00 | 0.00 |
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