KODIALAM RAJINI SUNDAR (Chief Operating Officer) exercised options at FOCUS FINANCIAL PARTNERS INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

KODIALAM RAJINI SUNDAR

Filed: 9/1/2023ACC: 0001104659-23-097895

InsiderKODIALAM RAJINI SUNDARCIK 1746246

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IssuerFOCUS FINANCIAL PARTNERS INC.CIK 1651052

DirectorOfficer· Chief Operating Officer

Since Jul 2018

-2.87M

Net shares

Net seller

$75.33M

Total sold

Open market trades

0B · 0S

Total transactions

2.84M acquired · 5.71M disposed

Non-Derivative Transactions4

Class A Common Stock, $0.01 par value

Direct

M · Option Exercise

+484.02K

Price / share

—

Trade value

—

% of position

New position

8/31/2023

0.00→484.02K

Class A Common Stock, $0.01 par value

Direct

D · Disposition

−484.02K

Price / share

$53.00

Trade value

$25.65M

% of position

New position

8/31/2023

484.02K→0.00

Class A Common Stock, $0.01 par value

Indirect

M · Option Exercise

+937.29K

Price / share

—

Trade value

—

% of position

New position

8/31/2023

0.00→937.29K

Class A Common Stock, $0.01 par value

Indirect

D · Disposition

−937.29K

Price / share

$53.00

Trade value

$49.68M

% of position

New position

8/31/2023

937.29K→0.00

Total

Net shares

+0.00

Net value

-$75.33M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock, $0.01 par value Direct	8/31/2023	M · Option Exercise	+484.02K	—	—	New position	0.00	484.02K
Class A Common Stock, $0.01 par value Direct	8/31/2023	D · Disposition	−484.02K	$53.00	$25.65M	New position	484.02K	0.00
Class A Common Stock, $0.01 par value Indirect	8/31/2023	M · Option Exercise	+937.29K	—	—	New position	0.00	937.29K
Class A Common Stock, $0.01 par value Indirect	8/31/2023	D · Disposition	−937.29K	$53.00	$49.68M	New position	937.29K	0.00
Total			+0.00		-$75.33M

Derivative Transactions22

Common Units in Focus Financial Partners, LLC

Direct

F · Tax Withholding

Converts to

Class A Common Stock, $0.01 par value

12.10K shares

−12.10K

Strike price

Held after

30.37K

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

107.32K shares

−284.39K

Strike price

33.00

Held after

203.11K

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

D · Disposition

Converts to

Common Units in Focus Financial Partners, LLC

−203.11K

Strike price

33.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

6.56K shares

−9.40K

Strike price

16.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

58.31K shares

−96.57K

Strike price

21.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

52.95K shares

−93.54K

Strike price

23.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

89.20K shares

−192.96K

Strike price

28.50

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

126.40K shares

−266.90K

Strike price

27.90

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

12.91K shares

−82.57K

Strike price

44.71

Held after

0.00

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

484.02K shares

+484.02K

Strike price

Held after

484.02K

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

484.02K shares

−484.02K

Strike price

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

35.77K shares

−94.80K

Strike price

33.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

D · Disposition

Converts to

Common Units in Focus Financial Partners, LLC

−67.70K

Strike price

33.00

Held after

94.80K

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

170.38K shares

−215K

Strike price

11.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

222.64K shares

−295K

Strike price

13.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

83.40K shares

−130K

Strike price

19.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

340.87K shares

−564.57K

Strike price

21.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

70.75K shares

−125K

Strike price

23.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

13.48K shares

−46.36K

Strike price

37.59

Held after

0.00

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

937.29K shares

+937.29K

Strike price

Held after

0.00

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

937.29K shares

−937.29K

Strike price

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

−91.47K

Strike price

58.50

Held after

0.00

Exercisable

—

8/31/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Common Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value12.10K shares	8/31/2023	F · Tax Withholding	−12.10K		—	30.37K
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC107.32K shares	8/31/2023	M · Option Exercise	−284.39K	33.00	—	203.11K
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC	8/31/2023	D · Disposition	−203.11K	33.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC6.56K shares	8/31/2023	M · Option Exercise	−9.40K	16.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC58.31K shares	8/31/2023	M · Option Exercise	−96.57K	21.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC52.95K shares	8/31/2023	M · Option Exercise	−93.54K	23.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC89.20K shares	8/31/2023	M · Option Exercise	−192.96K	28.50	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC126.40K shares	8/31/2023	M · Option Exercise	−266.90K	27.90	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC12.91K shares	8/31/2023	M · Option Exercise	−82.57K	44.71	—	0.00
Common Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value484.02K shares	8/31/2023	M · Option Exercise	+484.02K		—	484.02K
Common Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value484.02K shares	8/31/2023	M · Option Exercise	−484.02K		—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC35.77K shares	8/31/2023	M · Option Exercise	−94.80K	33.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC	8/31/2023	D · Disposition	−67.70K	33.00	—	94.80K
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC170.38K shares	8/31/2023	M · Option Exercise	−215K	11.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC222.64K shares	8/31/2023	M · Option Exercise	−295K	13.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC83.40K shares	8/31/2023	M · Option Exercise	−130K	19.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC340.87K shares	8/31/2023	M · Option Exercise	−564.57K	21.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC70.75K shares	8/31/2023	M · Option Exercise	−125K	23.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC13.48K shares	8/31/2023	M · Option Exercise	−46.36K	37.59	—	0.00
Common Units in Focus Financial Partners, LLC Indirect	Class A Common Stock, $0.01 par value937.29K shares	8/31/2023	M · Option Exercise	+937.29K		—	0.00
Common Units in Focus Financial Partners, LLC Indirect	Class A Common Stock, $0.01 par value937.29K shares	8/31/2023	M · Option Exercise	−937.29K		—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Class A Common Stock, $0.01 par value	8/31/2023	D · Disposition	−91.47K	58.50	—	0.00