KOCH TIMOTHY enters CROWN ELECTROKINETICS CORP. with 400K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 1/28/2021ACC: 0001213900-21-004951
Officer· Chief Technology Officer
Since Jan 2021
400K
Baseline shares
100% direct
400K
Direct ownership
1 position
1.21M
Derivative underlying
4 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned400K
Total
400K direct400K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 400K | Direct |
| Total | 400K | 400K direct |
Derivative Holdings4
Call Option
DirectUnderlying security
Common Stock
Underlying shares
597.01K
Shares owned
N/A
Exercise price
3.60
Expiration
—
Exercise window
—
Call Option
DirectUnderlying security
Common Stock
Underlying shares
320K
Shares owned
N/A
Exercise price
2.25
Expiration
—
Exercise window
—
Call Option
DirectUnderlying security
Common Stock
Underlying shares
243.33K
Shares owned
N/A
Exercise price
0.15
Expiration
—
Exercise window
—
Call Option
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
N/A
Exercise price
1.20
Expiration
—
Exercise window
—
Total
Underlying
1.21M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Call Option Direct | Common Stock | 3.60 | — | — | 597.01K | N/A |
| Call Option Direct | Common Stock | 2.25 | — | — | 320K | N/A |
| Call Option Direct | Common Stock | 0.15 | — | — | 243.33K | N/A |
| Call Option Direct | Common Stock | 1.20 | — | — | 50K | N/A |
| Total | 1.21M | 0.00 | ||||