KNUTSON GREGORY reported 3 transactions at U.S. STEM CELL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 7/23/2021ACC: 0001185185-21-001026
+7.43M
Net shares
Net buyer
$27.0K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
7.43M acquired
Non-Derivative Transactions3
Common Stock
Indirect
Shares
+1.45M
Price / share
$0.01
Trade value
$8.67K
% of position
4.7%
4/1/2020
30.81M→32.25M
Common Stock
Indirect
Shares
+2.04M
Price / share
$0.00
Trade value
$9.16K
% of position
6.1%
10/5/2020
33.25M→35.29M
Common Stock
Indirect
Shares
+187.57K
Price / share
$0.05
Trade value
$9.13K
% of position
0.5%
4/2/2021
35.29M→35.47M
Total
Net shares
+3.67M
Net value
$26.97K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 4/1/2020 | J · J | +1.45M | $0.01 | $8.67K | 4.7% | 30.81M | 32.25M |
| Common Stock Indirect | 10/5/2020 | J · J | +2.04M | $0.00 | $9.16K | 6.1% | 33.25M | 35.29M |
| Common Stock Indirect | 4/2/2021 | J · J | +187.57K | $0.05 | $9.13K | 0.5% | 35.29M | 35.47M |
| Total | +3.67M | $26.97K | ||||||
Derivative Transactions1
Convertible promissory Note (right to buy)
Direct
Converts to
Common Stock
3.76M shares
Shares
+3.76M
Strike price
0.0266
Held after
7.38M
Exercisable
—
2/17/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible promissory Note (right to buy) Direct | Common Stock3.76M shares | 2/17/2021 | A · Award | +3.76M | 0.0266 | — | 7.38M |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned1.68M
Total
1.68M direct1.68M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.68M | Direct |
| Total | 1.68M | 1.68M direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported