KNOWLTON CALVIN H (Chief Executive Officer) exercised options at TABULA RASA HEALTHCARE, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 5 exercises

KNOWLTON CALVIN H

Filed: 9/15/2020ACC: 0001179110-20-009750

InsiderKNOWLTON CALVIN HCIK 1685833

→

IssuerTABULA RASA HEALTHCARE, INC.CIK 1651561

DirectorOfficer· Chief Executive Officer

Since Jul 2018

0.00

Net shares

Net seller

$149.9K

Total acquired

Open market trades

0B · 0S

Total transactions

18.91K acquired · 18.91K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

+7.33K

Price / share

$5.82

Trade value

$42.63K

% of position

0.9%

9/11/2020

826.31K→833.64K

Common Stock

Direct

M · Option Exercise

+1.23K

Price / share

$15.16

Trade value

$18.63K

% of position

0.1%

9/11/2020

833.64K→834.87K

Common Stock

Direct

M · Option Exercise

+1.80K

Price / share

$15.16

Trade value

$27.35K

% of position

0.2%

9/11/2020

834.87K→836.67K

Common Stock

Indirect

M · Option Exercise

+7.33K

Price / share

$5.82

Trade value

$42.63K

% of position

1.0%

9/11/2020

736.10K→743.42K

Common Stock

Indirect

M · Option Exercise

+1.23K

Price / share

$15.16

Trade value

$18.63K

% of position

0.2%

9/11/2020

743.42K→744.65K

Total

Net shares

+18.91K

Net value

$149.87K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	9/11/2020	M · Option Exercise	+7.33K	$5.82	$42.63K	0.9%	826.31K	833.64K
Common Stock Direct	9/11/2020	M · Option Exercise	+1.23K	$15.16	$18.63K	0.1%	833.64K	834.87K
Common Stock Direct	9/11/2020	M · Option Exercise	+1.80K	$15.16	$27.35K	0.2%	834.87K	836.67K
Common Stock Indirect	9/11/2020	M · Option Exercise	+7.33K	$5.82	$42.63K	1.0%	736.10K	743.42K
Common Stock Indirect	9/11/2020	M · Option Exercise	+1.23K	$15.16	$18.63K	0.2%	743.42K	744.65K
Total			+18.91K		$149.87K

Derivative Transactions5

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

7.33K shares

−7.33K

Strike price

5.82

Held after

0.00

Exercisable

—

9/11/2020

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.23K shares

−1.23K

Strike price

15.16

Held after

738.00

Exercisable

—

9/11/2020

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.80K shares

−1.80K

Strike price

15.16

Held after

10.82K

Exercisable

—

9/11/2020

Employee Stock Option (right to buy)

Indirect

M · Option Exercise

Converts to

Common Stock

7.33K shares

−7.33K

Strike price

5.82

Held after

0.00

Exercisable

—

9/11/2020

Employee Stock Option (right to buy)

Indirect

M · Option Exercise

Converts to

Common Stock

1.23K shares

−1.23K

Strike price

15.16

Held after

738.00

Exercisable

—

9/11/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (right to buy) Direct	Common Stock7.33K shares	9/11/2020	M · Option Exercise	−7.33K	5.82	—	0.00
Employee Stock Option (right to buy) Direct	Common Stock1.23K shares	9/11/2020	M · Option Exercise	−1.23K	15.16	—	738.00
Employee Stock Option (right to buy) Direct	Common Stock1.80K shares	9/11/2020	M · Option Exercise	−1.80K	15.16	—	10.82K
Employee Stock Option (right to buy) Indirect	Common Stock7.33K shares	9/11/2020	M · Option Exercise	−7.33K	5.82	—	0.00
Employee Stock Option (right to buy) Indirect	Common Stock1.23K shares	9/11/2020	M · Option Exercise	−1.23K	15.16	—	738.00

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned20K

Common Stock

Indirect

Shares owned20K

Total

40K indirect40K

Security Title	Shares Owned	Ownership Type
Common Stock	20K	Indirect
Common Stock	20K	Indirect
Total	40K	40K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported