KNOTT KAREN enters STERLING BANCORP, INC. with 18.57K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 10/7/2021ACC: 0001104659-21-124079
Officer· EVP and CFO
Since Oct 2021
18.57K
Baseline shares
100% direct
18.57K
Direct ownership
1 position
12.06K
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned18.57K
Total
18.57K direct18.57K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 18.57K | Direct |
| Total | 18.57K | 18.57K direct |
Derivative Holdings3
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
2K
Shares owned
N/A
Exercise price
13.73
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
6.94K
Shares owned
N/A
Exercise price
7.10
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
3.12K
Shares owned
N/A
Exercise price
10.12
Expiration
—
Exercise window
—
Total
Underlying
12.06K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 13.73 | — | — | 2K | N/A |
| Stock Option (right to buy) Direct | Common Stock | 7.10 | — | — | 6.94K | N/A |
| Stock Option (right to buy) Direct | Common Stock | 10.12 | — | — | 3.12K | N/A |
| Total | 12.06K | 0.00 | ||||