KNOCKE DENNIS R enters NERIUM BIOTECHNOLOGY INC with 614.46K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 11/30/2020ACC: 0001019056-20-000605
DirectorOfficer· President
Since Nov 2020
614.46K
Baseline shares
100% direct
614.46K
Direct ownership
1 position
505K
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned614.46K
Total
614.46K direct614.46K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 614.46K | Direct |
| Total | 614.46K | 614.46K direct |
Derivative Holdings3
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
105K
Shares owned
N/A
Exercise price
1.00
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
200K
Shares owned
N/A
Exercise price
1.00
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
200K
Shares owned
N/A
Exercise price
2.00
Expiration
—
Exercise window
—
Total
Underlying
505K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 1.00 | — | — | 105K | N/A |
| Stock Options Direct | Common Stock | 1.00 | — | — | 200K | N/A |
| Stock Options Direct | Common Stock | 2.00 | — | — | 200K | N/A |
| Total | 505K | 0.00 | ||||