KNITOWSKI ALAN S (Chief Executive Officer) exercised options at PHUNWARE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/20/2022ACC: 0001628280-22-015058
DirectorOfficer· Chief Executive Officer
Since Dec 2018
-9.54K
Net shares
Net seller
$13.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
37.50K acquired · 47.04K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+37.50K
Price / share
—
Trade value
—
% of position
3.1%
5/18/2022
1.23M→1.27M
Common Stock
Direct
Shares
−9.54K
Price / share
$1.40
Trade value
$13.36K
% of position
0.8%
5/19/2022
1.27M→1.26M
Total
Net shares
+27.96K
Net value
-$13.36K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/18/2022 | M · Option Exercise | +37.50K | — | — | 3.1% | 1.23M | 1.27M |
| Common Stock Direct | 5/19/2022 | F · Tax Withholding | −9.54K | $1.40 | $13.36K | 0.8% | 1.27M | 1.26M |
| Total | +27.96K | -$13.36K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
37.50K shares
Shares
−37.50K
Strike price
Held after
112.50K
Exercisable
—
5/18/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock37.50K shares | 5/18/2022 | M · Option Exercise | −37.50K | — | 112.50K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned585.59K
Total
585.59K indirect585.59K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 585.59K | Indirect |
| Total | 585.59K | 585.59K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported