KNAPPERTZ VOLKER (Chief Medical Officer) exercised options at GW PHARMACEUTICALS PLC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

KNAPPERTZ VOLKER

Filed: 3/2/2021ACC: 0000899243-21-009218

InsiderKNAPPERTZ VOLKERCIK 1754122

→

IssuerGW PHARMACEUTICALS PLCCIK 1351288

Officer· Chief Medical Officer

Since Oct 2018

-50.33K

Net shares

Net seller

$900.7K

Total sold

Open market trades

0B · 0S

Total transactions

127.86K acquired · 178.19K disposed

Non-Derivative Transactions6

Ordinary Shares

Direct

M · Option Exercise

+112.55K

Price / share

$0.00

Trade value

$157.57

% of position

627.4%

2/26/2021

17.94K→130.49K

Ordinary Shares

Direct

F · Tax Withholding

−44.29K

Price / share

$17.90

Trade value

$792.81K

% of position

33.9%

2/26/2021

130.49K→86.20K

Ordinary Shares

Direct

M · Option Exercise

+8.45K

Price / share

$0.00

Trade value

$11.83

% of position

9.8%

2/26/2021

86.20K→94.64K

Ordinary Shares

Direct

F · Tax Withholding

−3.33K

Price / share

$17.90

Trade value

$59.52K

% of position

3.5%

2/26/2021

94.64K→91.32K

Ordinary Shares

Direct

M · Option Exercise

+6.86K

Price / share

$0.00

Trade value

$9.61

% of position

7.5%

3/1/2021

91.32K→98.18K

Ordinary Shares

Direct

F · Tax Withholding

−2.71K

Price / share

$17.85

Trade value

$48.41K

% of position

2.8%

3/1/2021

98.18K→95.47K

Total

Net shares

+77.53K

Net value

-$900.56K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Ordinary Shares Direct	2/26/2021	M · Option Exercise	+112.55K	$0.00	$157.57	627.4%	17.94K	130.49K
Ordinary Shares Direct	2/26/2021	F · Tax Withholding	−44.29K	$17.90	$792.81K	33.9%	130.49K	86.20K
Ordinary Shares Direct	2/26/2021	M · Option Exercise	+8.45K	$0.00	$11.83	9.8%	86.20K	94.64K
Ordinary Shares Direct	2/26/2021	F · Tax Withholding	−3.33K	$17.90	$59.52K	3.5%	94.64K	91.32K
Ordinary Shares Direct	3/1/2021	M · Option Exercise	+6.86K	$0.00	$9.61	7.5%	91.32K	98.18K
Ordinary Shares Direct	3/1/2021	F · Tax Withholding	−2.71K	$17.85	$48.41K	2.8%	98.18K	95.47K
Total			+77.53K		-$900.56K

Derivative Transactions3

Share Options

Direct

M · Option Exercise

Converts to

Ordinary Shares

112.55K shares

−112.55K

Strike price

0.0014

Held after

0.00

Exercisable

—

2/26/2021

Share Options

Direct

M · Option Exercise

Converts to

Ordinary Shares

8.45K shares

−8.45K

Strike price

0.0014

Held after

0.00

Exercisable

—

2/26/2021

Share Options

Direct

M · Option Exercise

Converts to

Ordinary Shares

6.86K shares

−6.86K

Strike price

0.0014

Held after

0.00

Exercisable

—

3/1/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Share Options Direct	Ordinary Shares112.55K shares	2/26/2021	M · Option Exercise	−112.55K	0.0014	—
Share Options Direct	Ordinary Shares8.45K shares	2/26/2021	M · Option Exercise	−8.45K	0.0014	—
Share Options Direct	Ordinary Shares6.86K shares	3/1/2021	M · Option Exercise	−6.86K	0.0014	—