KLINGMAN & ASSOCIATES, LLC

Filed: 10/28/2022ACC: 0001606587-22-002032

📋 What this filing means

KLINGMAN & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 188 equity positions with a total reported market value of $1.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

188

Positions

$1.02M

Total AUM (reported)

15.44M

Total Shares

Allocation by class

CORE S&P500 ETF$157.0K15.4%

COM$95.9K9.4%

STRM INFPROIDX$63.9K6.3%

TR UNIT$45.9K4.5%

CORE S&P MCP ETF$44.5K4.4%

ULTRA SHRT INC$38.0K3.7%

PRTFLO S&P500 VL$37.7K3.7%

Portfolio Concentration

Top 3$266.8K26.2%

4–10$249.3K24.5%

11–25$293.9K28.9%

Rest$208.5K20.5%

Top 3 weight

26.2%

Top 10 weight

50.7%

Voting Authority Distribution

Total shares with voting rights: 15.44M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

15.44M

% of voting shares100.0%

Investment Discretion (by position count)

Sole188

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings188

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares437.78K

TypeSH

Market value$157.0K

15.42%

Sole

0.00

Shared

0.00

None

437.78K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares1.33M

TypeSH

Market value$63.9K

6.28%

Sole

0.00

Shared

0.00

None

1.33M

SPDR SP 500 ETF TR

SOLE

TR UNIT

Shares128.43K

TypeSH

Market value$45.9K

4.50%

Sole

0.00

Shared

0.00

None

128.43K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares203.07K

TypeSH

Market value$44.5K

4.37%

Sole

0.00

Shared

0.00

None

203.07K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares756.69K

TypeSH

Market value$38.0K

3.73%

Sole

0.00

Shared

0.00

None

756.69K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares1.09M

TypeSH

Market value$37.7K

3.70%

Sole

0.00

Shared

0.00

None

1.09M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares683.07K

TypeSH

Market value$34.2K

3.36%

Sole

0.00

Shared

0.00

None

683.07K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares384.49K

TypeSH

Market value$33.5K

3.29%

Sole

0.00

Shared

0.00

None

384.49K

APPLE INC

SOLE

COM

Shares222.85K

TypeSH

Market value$30.8K

3.02%

Sole

0.00

Shared

0.00

None

222.85K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares462.30K

TypeSH

Market value$30.6K

3.00%

Sole

0.00

Shared

0.00

None

462.30K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHT MUNCPL

Shares584.67K

TypeSH

Market value$29.4K

2.89%

Sole

0.00

Shared

0.00

None

584.67K

PJT PARTNERS INC

SOLE

COM CL A

Shares413.44K

TypeSH

Market value$27.6K

2.71%

Sole

0.00

Shared

0.00

None

413.44K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares222.68K

TypeSH

Market value$24.8K

2.44%

Sole

0.00

Shared

0.00

None

222.68K

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares152.97K

TypeSH

Market value$21.2K

2.08%

Sole

0.00

Shared

0.00

None

152.97K

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares361.74K

TypeSH

Market value$20.9K

2.05%

Sole

0.00

Shared

0.00

None

361.74K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares573.34K

TypeSH

Market value$20.8K

2.05%

Sole

0.00

Shared

0.00

None

573.34K

DATADOG INC

SOLE

CL A COM

Shares220.36K

TypeSH

Market value$19.6K

1.92%

Sole

0.00

Shared

0.00

None

220.36K

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares309.54K

TypeSH

Market value$18.7K

1.83%

Sole

0.00

Shared

0.00

None

309.54K

SPDR SP MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares46.44K

TypeSH

Market value$18.7K

1.83%

Sole

0.00

Shared

0.00

None

46.44K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares257.07K

TypeSH

Market value$17.3K

1.69%

Sole

0.00

Shared

0.00

None

257.07K

ISHARES TR

SOLE

IBONDS DEC2026

Shares660.59K

TypeSH

Market value$15.3K

1.50%

Sole

0.00

Shared

0.00

None

660.59K

ISHARES TR

SOLE

IBONDS 27 ETF

Shares660.21K

TypeSH

Market value$15.2K

1.49%

Sole

0.00

Shared

0.00

None

660.21K

ISHARES TR

SOLE

IBDS DEC28 ETF

Shares637.47K

TypeSH

Market value$15.2K

1.49%

Sole

0.00

Shared

0.00

None

637.47K

ISHARES TR

SOLE

IBONDS DEC 29

Shares688.66K

TypeSH

Market value$15.0K

1.47%

Sole

0.00

Shared

0.00

None

688.66K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares271.22K

TypeSH

Market value$14.3K

1.40%

Sole

0.00

Shared

0.00

None

271.22K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	437.78K	SH	$157.0K 15.42%	437.78K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	1.33M	SH	$63.9K 6.28%	1.33M
SPDR SP 500 ETF TRSOLE	TR UNIT	128.43K	SH	$45.9K 4.50%	128.43K
ISHARES TRSOLE	CORE S&P MCP ETF	203.07K	SH	$44.5K 4.37%	203.07K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	756.69K	SH	$38.0K 3.73%	756.69K
SPDR SER TRSOLE	PRTFLO S&P500 VL	1.09M	SH	$37.7K 3.70%	1.09M
SPDR SER TRSOLE	PRTFLO S&P500 GW	683.07K	SH	$34.2K 3.36%	683.07K
ISHARES TRSOLE	CORE S&P SCP ETF	384.49K	SH	$33.5K 3.29%	384.49K
APPLE INCSOLE	COM	222.85K	SH	$30.8K 3.02%	222.85K
ISHARES TRSOLE	MSCI USA MIN VOL	462.30K	SH	$30.6K 3.00%	462.30K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHT MUNCPL	584.67K	SH	$29.4K 2.89%	584.67K
PJT PARTNERS INCSOLE	COM CL A	413.44K	SH	$27.6K 2.71%	413.44K
SPDR SER TRSOLE	S&P DIVID ETF	222.68K	SH	$24.8K 2.44%	222.68K
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	152.97K	SH	$21.2K 2.08%	152.97K
SPDR SER TRSOLE	S&P 400 MDCP VAL	361.74K	SH	$20.9K 2.05%	361.74K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	573.34K	SH	$20.8K 2.05%	573.34K
DATADOG INCSOLE	CL A COM	220.36K	SH	$19.6K 1.92%	220.36K
SPDR SER TRSOLE	S&P 400 MDCP GRW	309.54K	SH	$18.7K 1.83%	309.54K
SPDR SP MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	46.44K	SH	$18.7K 1.83%	46.44K
SPDR SER TRSOLE	S&P 600 SMCP VAL	257.07K	SH	$17.3K 1.69%	257.07K
ISHARES TRSOLE	IBONDS DEC2026	660.59K	SH	$15.3K 1.50%	660.59K
ISHARES TRSOLE	IBONDS 27 ETF	660.21K	SH	$15.2K 1.49%	660.21K
ISHARES TRSOLE	IBDS DEC28 ETF	637.47K	SH	$15.2K 1.49%	637.47K
ISHARES TRSOLE	IBONDS DEC 29	688.66K	SH	$15.0K 1.47%	688.66K
ISHARES TRSOLE	CORE MSCI EAFE	271.22K	SH	$14.3K 1.40%	271.22K

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