KLINGMAN & ASSOCIATES, LLC

PrivateCIK: 1662449
Location

NEW YORK, NY

📋 What this filing means

KLINGMAN & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 350 equity positions with a total reported market value of $2.35B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

350
Positions
$2.35B
Total AUM (reported)
27.09M
Total Shares

Allocation by class

TOTAL AUM$2.35B350 positions
CORE S&P500 ETF$397.46M16.9%
COM$308.09M13.1%
STRM INFPROIDX$131.18M5.6%
CORE S&P MCP ETF$123.70M5.3%
CORE MSCI EAFE$96.79M4.1%
VAN FTSE DEV MKT$88.76M3.8%
CORE S&P SCP ETF$88.51M3.8%

Portfolio Concentration

Top 327.8%4–1024.9%11–2523.0%Rest24.3%TOP 1052.7%0%100%
Top 3$652.34M27.8%
4–10$584.52M24.9%
11–25$541.03M23.0%
Rest$570.94M24.3%

Top 3 weight

27.8%

Top 10 weight

52.7%

Voting Authority Distribution

Total shares with voting rights: 27.09M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

27.09M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole350
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings350
Rows:

ISHARES TR

SOLE
CORE S&P500 ETF
Shares530.73K
TypeSH
Market value$397.46M
16.92%
Sole
0.00
Shared
0.00
None
530.73K

VANGUARD MALVERN FDS

SOLE
STRM INFPROIDX
Shares2.61M
TypeSH
Market value$131.18M
5.58%
Sole
0.00
Shared
0.00
None
2.61M

ISHARES TR

SOLE
CORE S&P MCP ETF
Shares1.60M
TypeSH
Market value$123.70M
5.27%
Sole
0.00
Shared
0.00
None
1.60M

ISHARES TR

SOLE
CORE MSCI EAFE
Shares1M
TypeSH
Market value$96.79M
4.12%
Sole
0.00
Shared
0.00
None
1M

VANGUARD TAX-MANAGED FDS

SOLE
VAN FTSE DEV MKT
Shares1.25M
TypeSH
Market value$88.76M
3.78%
Sole
0.00
Shared
0.00
None
1.25M

ISHARES TR

SOLE
CORE S&P SCP ETF
Shares596.81K
TypeSH
Market value$88.51M
3.77%
Sole
0.00
Shared
0.00
None
596.81K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares114.86K
TypeSH
Market value$85.77M
3.65%
Sole
0.00
Shared
0.00
None
114.86K

SPDR SERIES TRUST

SOLE
ST STR P500GRW
Shares646.84K
TypeSH
Market value$76.97M
3.28%
Sole
0.00
Shared
0.00
None
646.84K

APPLE INC

SOLE
COM
Shares263.98K
TypeSH
Market value$76.38M
3.25%
Sole
0.00
Shared
0.00
None
263.98K

SPDR SERIES TRUST

SOLE
ST STR P500VAL
Shares1.17M
TypeSH
Market value$71.34M
3.04%
Sole
0.00
Shared
0.00
None
1.17M

VANGUARD INTL EQUITY INDEX F

SOLE
FTSE EMR MKT ETF
Shares984.34K
TypeSH
Market value$58.76M
2.50%
Sole
0.00
Shared
0.00
None
984.34K

INVESCO EXCH TRADED FD TR II

SOLE
S&P 500 REVENUE
Shares353.56K
TypeSH
Market value$45.17M
1.92%
Sole
0.00
Shared
0.00
None
353.56K

ISHARES INC

SOLE
CORE MSCI EMKT
Shares501.02K
TypeSH
Market value$41.50M
1.77%
Sole
0.00
Shared
0.00
None
501.02K

ISHARES TR

SOLE
IBONDS DEC 29
Shares1.62M
TypeSH
Market value$37.58M
1.60%
Sole
0.00
Shared
0.00
None
1.62M

ISHARES TR

SOLE
IBONDS DEC 2030
Shares1.72M
TypeSH
Market value$37.40M
1.59%
Sole
0.00
Shared
0.00
None
1.72M

ISHARES TR

SOLE
IBONDS DEC 2031
Shares1.77M
TypeSH
Market value$36.82M
1.57%
Sole
0.00
Shared
0.00
None
1.77M

ISHARES TR

SOLE
MSCI USA MIN ETF
Shares354.84K
TypeSH
Market value$34.23M
1.46%
Sole
0.00
Shared
0.00
None
354.84K

SPDR SERIES TRUST

SOLE
ST STR SP400GRW
Shares297.56K
TypeSH
Market value$33.35M
1.42%
Sole
0.00
Shared
0.00
None
297.56K

INVESCO EXCHANGE TRADED FD T

SOLE
RAFI US 1000 ETF
Shares614.15K
TypeSH
Market value$33.18M
1.41%
Sole
0.00
Shared
0.00
None
614.15K

ISHARES TR

SOLE
IBDS DEC28 ETF
Shares1.29M
TypeSH
Market value$32.70M
1.39%
Sole
0.00
Shared
0.00
None
1.29M

SPDR SERIES TRUST

SOLE
ST STR SP400VAL
Shares340.54K
TypeSH
Market value$32.30M
1.38%
Sole
0.00
Shared
0.00
None
340.54K

SPDR SERIES TRUST

SOLE
ST STR SP600SM C
Shares279.91K
TypeSH
Market value$30.54M
1.30%
Sole
0.00
Shared
0.00
None
279.91K

ISHARES TR

SOLE
IBONDS DEC 2032
Shares1.18M
TypeSH
Market value$29.61M
1.26%
Sole
0.00
Shared
0.00
None
1.18M

STATE STR SPDR S&P MIDCAP 40

SOLE
UTSER1 S&PDCRP
Shares41.49K
TypeSH
Market value$29.18M
1.24%
Sole
0.00
Shared
0.00
None
41.49K

CITIZENS FINL GROUP INC

SOLE
COM
Shares409.91K
TypeSH
Market value$28.72M
1.22%
Sole
0.00
Shared
0.00
None
409.91K
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