Filed: 5/14/2026ACC: 0001172661-26-001944
📋 What this filing means
KLINGMAN & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 332 equity positions with a total reported market value of $2.09B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
332
Positions
$2.09B
Total AUM (reported)
26.73M
Total Shares
Allocation by class
CORE S&P500 ETF$344.05M16.5%
COM$269.53M12.9%
STATE STREET SPD$267.05M12.8%
STRM INFPROIDX$121.15M5.8%
CORE S&P MCP ETF$105.09M5.0%
CORE MSCI EAFE$86.67M4.1%
VAN FTSE DEV MKT$77.60M3.7%
Portfolio Concentration
Top 3$570.28M27.3%
4–10$511.94M24.5%
11–25$501.83M24.0%
Rest$505.10M24.2%
Top 3 weight
27.3%
Top 10 weight
51.8%
Voting Authority Distribution
Total shares with voting rights: 26.73M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
26.73M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole332
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings332
Rows:
ISHARES TR
SOLEShares526.70K
TypeSH
Market value$344.05M
16.47%
Sole
0.00
Shared
0.00
None
526.70K
VANGUARD MALVERN FDS
SOLEShares2.43M
TypeSH
Market value$121.15M
5.80%
Sole
0.00
Shared
0.00
None
2.43M
ISHARES TR
SOLEShares1.56M
TypeSH
Market value$105.09M
5.03%
Sole
0.00
Shared
0.00
None
1.56M
ISHARES TR
SOLEShares957.36K
TypeSH
Market value$86.67M
4.15%
Sole
0.00
Shared
0.00
None
957.36K
VANGUARD TAX-MANAGED FDS
SOLEShares1.21M
TypeSH
Market value$77.60M
3.71%
Sole
0.00
Shared
0.00
None
1.21M
STATE STR SPDR S&P 500 ETF T
SOLEShares115.31K
TypeSH
Market value$74.99M
3.59%
Sole
0.00
Shared
0.00
None
115.31K
ISHARES TR
SOLEShares592.79K
TypeSH
Market value$73.69M
3.53%
Sole
0.00
Shared
0.00
None
592.79K
APPLE INC
SOLEShares269.84K
TypeSH
Market value$68.48M
3.28%
Sole
0.00
Shared
0.00
None
269.84K
SPDR SERIES TRUST
SOLEShares1.17M
TypeSH
Market value$66.40M
3.18%
Sole
0.00
Shared
0.00
None
1.17M
SPDR SERIES TRUST
SOLEShares654.81K
TypeSH
Market value$64.11M
3.07%
Sole
0.00
Shared
0.00
None
654.81K
VANGUARD INTL EQUITY INDEX F
SOLEShares1M
TypeSH
Market value$54.29M
2.60%
Sole
0.00
Shared
0.00
None
1M
INVESCO EXCH TRADED FD TR II
SOLEShares329.03K
TypeSH
Market value$37.81M
1.81%
Sole
0.00
Shared
0.00
None
329.03K
ISHARES TR
SOLEShares1.58M
TypeSH
Market value$36.77M
1.76%
Sole
0.00
Shared
0.00
None
1.58M
ISHARES TR
SOLEShares1.65M
TypeSH
Market value$36.13M
1.73%
Sole
0.00
Shared
0.00
None
1.65M
ISHARES TR
SOLEShares1.70M
TypeSH
Market value$35.58M
1.70%
Sole
0.00
Shared
0.00
None
1.70M
ISHARES INC
SOLEShares484.09K
TypeSH
Market value$33.77M
1.62%
Sole
0.00
Shared
0.00
None
484.09K
ISHARES TR
SOLEShares361.60K
TypeSH
Market value$33.53M
1.61%
Sole
0.00
Shared
0.00
None
361.60K
ISHARES TR
SOLEShares1.30M
TypeSH
Market value$33.04M
1.58%
Sole
0.00
Shared
0.00
None
1.30M
SPDR SERIES TRUST
SOLEShares369.86K
TypeSH
Market value$31.49M
1.51%
Sole
0.00
Shared
0.00
None
369.86K
SPDR SERIES TRUST
SOLEShares324.18K
TypeSH
Market value$31.11M
1.49%
Sole
0.00
Shared
0.00
None
324.18K
INVESCO EXCHANGE TRADED FD T
SOLEShares618.14K
TypeSH
Market value$29.38M
1.41%
Sole
0.00
Shared
0.00
None
618.14K
SPDR SERIES TRUST
SOLEShares189.36K
TypeSH
Market value$27.63M
1.32%
Sole
0.00
Shared
0.00
None
189.36K
CITIZENS FINL GROUP INC
SOLEShares456.88K
TypeSH
Market value$27.40M
1.31%
Sole
0.00
Shared
0.00
None
456.88K
ISHARES TR
SOLEShares1.08M
TypeSH
Market value$27.33M
1.31%
Sole
0.00
Shared
0.00
None
1.08M
SPDR SERIES TRUST
SOLEShares281.04K
TypeSH
Market value$26.58M
1.27%
Sole
0.00
Shared
0.00
None
281.04K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 526.70K | SH | $344.05M 16.47% | 0.00 | 0.00 | 526.70K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 2.43M | SH | $121.15M 5.80% | 0.00 | 0.00 | 2.43M |
ISHARES TRSOLE | CORE S&P MCP ETF | 1.56M | SH | $105.09M 5.03% | 0.00 | 0.00 | 1.56M |
ISHARES TRSOLE | CORE MSCI EAFE | 957.36K | SH | $86.67M 4.15% | 0.00 | 0.00 | 957.36K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 1.21M | SH | $77.60M 3.71% | 0.00 | 0.00 | 1.21M |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 115.31K | SH | $74.99M 3.59% | 0.00 | 0.00 | 115.31K |
ISHARES TRSOLE | CORE S&P SCP ETF | 592.79K | SH | $73.69M 3.53% | 0.00 | 0.00 | 592.79K |
APPLE INCSOLE | COM | 269.84K | SH | $68.48M 3.28% | 0.00 | 0.00 | 269.84K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 1.17M | SH | $66.40M 3.18% | 0.00 | 0.00 | 1.17M |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 654.81K | SH | $64.11M 3.07% | 0.00 | 0.00 | 654.81K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 1M | SH | $54.29M 2.60% | 0.00 | 0.00 | 1M |
INVESCO EXCH TRADED FD TR IISOLE | S&P 500 REVENUE | 329.03K | SH | $37.81M 1.81% | 0.00 | 0.00 | 329.03K |
ISHARES TRSOLE | IBONDS DEC 29 | 1.58M | SH | $36.77M 1.76% | 0.00 | 0.00 | 1.58M |
ISHARES TRSOLE | IBONDS DEC 2030 | 1.65M | SH | $36.13M 1.73% | 0.00 | 0.00 | 1.65M |
ISHARES TRSOLE | IBONDS DEC 2031 | 1.70M | SH | $35.58M 1.70% | 0.00 | 0.00 | 1.70M |
ISHARES INCSOLE | CORE MSCI EMKT | 484.09K | SH | $33.77M 1.62% | 0.00 | 0.00 | 484.09K |
ISHARES TRSOLE | MSCI USA MIN VOL | 361.60K | SH | $33.53M 1.61% | 0.00 | 0.00 | 361.60K |
ISHARES TRSOLE | IBDS DEC28 ETF | 1.30M | SH | $33.04M 1.58% | 0.00 | 0.00 | 1.30M |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 369.86K | SH | $31.49M 1.51% | 0.00 | 0.00 | 369.86K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 324.18K | SH | $31.11M 1.49% | 0.00 | 0.00 | 324.18K |
INVESCO EXCHANGE TRADED FD TSOLE | RAFI US 1000 ETF | 618.14K | SH | $29.38M 1.41% | 0.00 | 0.00 | 618.14K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 189.36K | SH | $27.63M 1.32% | 0.00 | 0.00 | 189.36K |
CITIZENS FINL GROUP INCSOLE | COM | 456.88K | SH | $27.40M 1.31% | 0.00 | 0.00 | 456.88K |
ISHARES TRSOLE | IBONDS DEC 2032 | 1.08M | SH | $27.33M 1.31% | 0.00 | 0.00 | 1.08M |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 281.04K | SH | $26.58M 1.27% | 0.00 | 0.00 | 281.04K |
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