Filed: 1/29/2026ACC: 0001172661-26-000376
📋 What this filing means
KLINGMAN & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 326 equity positions with a total reported market value of $2.07B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
326
Positions
$2.07B
Total AUM (reported)
26.33M
Total Shares
Allocation by class
CORE S&P500 ETF$352.19M17.0%
COM$276.25M13.3%
STATE STREET SPD$272.15M13.1%
STRM INFPROIDX$103.24M5.0%
CORE S&P MCP ETF$99.84M4.8%
CORE MSCI EAFE$81.34M3.9%
TR UNIT$78.58M3.8%
Portfolio Concentration
Top 3$555.27M26.8%
4–10$512.60M24.7%
11–25$485.66M23.4%
Rest$519.60M25.1%
Top 3 weight
26.8%
Top 10 weight
51.5%
Voting Authority Distribution
Total shares with voting rights: 26.33M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
26.33M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole326
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings326
Rows:
ISHARES TR
SOLEShares514.20K
TypeSH
Market value$352.19M
16.99%
Sole
0.00
Shared
0.00
None
514.20K
VANGUARD MALVERN FDS
SOLEShares2.09M
TypeSH
Market value$103.24M
4.98%
Sole
0.00
Shared
0.00
None
2.09M
ISHARES TR
SOLEShares1.51M
TypeSH
Market value$99.84M
4.82%
Sole
0.00
Shared
0.00
None
1.51M
ISHARES TR
SOLEShares909.23K
TypeSH
Market value$81.34M
3.92%
Sole
0.00
Shared
0.00
None
909.23K
SPDR S&P 500 ETF TR
SOLEShares115.23K
TypeSH
Market value$78.58M
3.79%
Sole
0.00
Shared
0.00
None
115.23K
APPLE INC
SOLEShares272.01K
TypeSH
Market value$73.95M
3.57%
Sole
0.00
Shared
0.00
None
272.01K
VANGUARD TAX-MANAGED FDS
SOLEShares1.15M
TypeSH
Market value$71.56M
3.45%
Sole
0.00
Shared
0.00
None
1.15M
SPDR SERIES TRUST
SOLEShares666.21K
TypeSH
Market value$71.08M
3.43%
Sole
0.00
Shared
0.00
None
666.21K
ISHARES TR
SOLEShares567.43K
TypeSH
Market value$68.19M
3.29%
Sole
0.00
Shared
0.00
None
567.43K
SPDR SERIES TRUST
SOLEShares1.20M
TypeSH
Market value$67.90M
3.28%
Sole
0.00
Shared
0.00
None
1.20M
VANGUARD INTL EQUITY INDEX F
SOLEShares995.13K
TypeSH
Market value$53.50M
2.58%
Sole
0.00
Shared
0.00
None
995.13K
ISHARES TR
SOLEShares1.54M
TypeSH
Market value$36.02M
1.74%
Sole
0.00
Shared
0.00
None
1.54M
ISHARES TR
SOLEShares1.57M
TypeSH
Market value$34.64M
1.67%
Sole
0.00
Shared
0.00
None
1.57M
INVESCO EXCH TRADED FD TR II
SOLEShares302.36K
TypeSH
Market value$34.62M
1.67%
Sole
0.00
Shared
0.00
None
302.36K
ISHARES TR
SOLEShares363.09K
TypeSH
Market value$34.19M
1.65%
Sole
0.00
Shared
0.00
None
363.09K
ISHARES TR
SOLEShares1.58M
TypeSH
Market value$33.42M
1.61%
Sole
0.00
Shared
0.00
None
1.58M
ISHARES TR
SOLEShares1.27M
TypeSH
Market value$32.25M
1.56%
Sole
0.00
Shared
0.00
None
1.27M
INVESCO EXCHANGE TRADED FD T
SOLEShares681.57K
TypeSH
Market value$31.98M
1.54%
Sole
0.00
Shared
0.00
None
681.57K
SPDR SERIES TRUST
SOLEShares371.15K
TypeSH
Market value$31.42M
1.52%
Sole
0.00
Shared
0.00
None
371.15K
ISHARES INC
SOLEShares460.68K
TypeSH
Market value$30.97M
1.49%
Sole
0.00
Shared
0.00
None
460.68K
SPDR SERIES TRUST
SOLEShares326.09K
TypeSH
Market value$30.14M
1.45%
Sole
0.00
Shared
0.00
None
326.09K
SPDR SERIES TRUST
SOLEShares191.87K
TypeSH
Market value$26.70M
1.29%
Sole
0.00
Shared
0.00
None
191.87K
SPDR SERIES TRUST
SOLEShares281.80K
TypeSH
Market value$25.64M
1.24%
Sole
0.00
Shared
0.00
None
281.80K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares41.83K
TypeSH
Market value$25.23M
1.22%
Sole
0.00
Shared
0.00
None
41.83K
CITIZENS FINL GROUP INC
SOLEShares427.02K
TypeSH
Market value$24.94M
1.20%
Sole
0.00
Shared
0.00
None
427.02K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 514.20K | SH | $352.19M 16.99% | 0.00 | 0.00 | 514.20K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 2.09M | SH | $103.24M 4.98% | 0.00 | 0.00 | 2.09M |
ISHARES TRSOLE | CORE S&P MCP ETF | 1.51M | SH | $99.84M 4.82% | 0.00 | 0.00 | 1.51M |
ISHARES TRSOLE | CORE MSCI EAFE | 909.23K | SH | $81.34M 3.92% | 0.00 | 0.00 | 909.23K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 115.23K | SH | $78.58M 3.79% | 0.00 | 0.00 | 115.23K |
APPLE INCSOLE | COM | 272.01K | SH | $73.95M 3.57% | 0.00 | 0.00 | 272.01K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 1.15M | SH | $71.56M 3.45% | 0.00 | 0.00 | 1.15M |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 666.21K | SH | $71.08M 3.43% | 0.00 | 0.00 | 666.21K |
ISHARES TRSOLE | CORE S&P SCP ETF | 567.43K | SH | $68.19M 3.29% | 0.00 | 0.00 | 567.43K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 1.20M | SH | $67.90M 3.28% | 0.00 | 0.00 | 1.20M |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 995.13K | SH | $53.50M 2.58% | 0.00 | 0.00 | 995.13K |
ISHARES TRSOLE | IBONDS DEC 29 | 1.54M | SH | $36.02M 1.74% | 0.00 | 0.00 | 1.54M |
ISHARES TRSOLE | IBONDS DEC 2030 | 1.57M | SH | $34.64M 1.67% | 0.00 | 0.00 | 1.57M |
INVESCO EXCH TRADED FD TR IISOLE | S&P 500 REVENUE | 302.36K | SH | $34.62M 1.67% | 0.00 | 0.00 | 302.36K |
ISHARES TRSOLE | MSCI USA MIN VOL | 363.09K | SH | $34.19M 1.65% | 0.00 | 0.00 | 363.09K |
ISHARES TRSOLE | IBONDS DEC 2031 | 1.58M | SH | $33.42M 1.61% | 0.00 | 0.00 | 1.58M |
ISHARES TRSOLE | IBDS DEC28 ETF | 1.27M | SH | $32.25M 1.56% | 0.00 | 0.00 | 1.27M |
INVESCO EXCHANGE TRADED FD TSOLE | RAFI US 1000 ETF | 681.57K | SH | $31.98M 1.54% | 0.00 | 0.00 | 681.57K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 371.15K | SH | $31.42M 1.52% | 0.00 | 0.00 | 371.15K |
ISHARES INCSOLE | CORE MSCI EMKT | 460.68K | SH | $30.97M 1.49% | 0.00 | 0.00 | 460.68K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 326.09K | SH | $30.14M 1.45% | 0.00 | 0.00 | 326.09K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 191.87K | SH | $26.70M 1.29% | 0.00 | 0.00 | 191.87K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 281.80K | SH | $25.64M 1.24% | 0.00 | 0.00 | 281.80K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 41.83K | SH | $25.23M 1.22% | 0.00 | 0.00 | 41.83K |
CITIZENS FINL GROUP INCSOLE | COM | 427.02K | SH | $24.94M 1.20% | 0.00 | 0.00 | 427.02K |
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