KLINGMAN & ASSOCIATES, LLC

Filed: 5/13/2025ACC: 0001172661-25-001721

📋 What this filing means

KLINGMAN & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 263 equity positions with a total reported market value of $1.63B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

263

Positions

$1.63B

Total AUM (reported)

22.88M

Total Shares

Allocation by class

CORE S&P500 ETF$297.21M18.2%

COM$192.85M11.8%

CORE S&P MCP ETF$83.60M5.1%

STRM INFPROIDX$70.30M4.3%

TR UNIT$67.10M4.1%

PRTFLO S&P500 VL$57.81M3.5%

CORE S&P SCP ETF$57.50M3.5%

Portfolio Concentration

Top 3$451.11M27.6%

4–10$395.89M24.2%

11–25$407.18M24.9%

Rest$379.15M23.2%

Top 3 weight

27.6%

Top 10 weight

51.9%

Voting Authority Distribution

Total shares with voting rights: 22.88M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

22.88M

% of voting shares100.0%

Investment Discretion (by position count)

Sole263

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings263

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares528.94K

TypeSH

Market value$297.21M

18.20%

Sole

0.00

Shared

0.00

None

528.94K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.43M

TypeSH

Market value$83.60M

5.12%

Sole

0.00

Shared

0.00

None

1.43M

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares1.41M

TypeSH

Market value$70.30M

4.30%

Sole

0.00

Shared

0.00

None

1.41M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares119.96K

TypeSH

Market value$67.10M

4.11%

Sole

0.00

Shared

0.00

None

119.96K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares1.13M

TypeSH

Market value$57.81M

3.54%

Sole

0.00

Shared

0.00

None

1.13M

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares549.89K

TypeSH

Market value$57.50M

3.52%

Sole

0.00

Shared

0.00

None

549.89K

APPLE INC

SOLE

COM

Shares253.19K

TypeSH

Market value$56.24M

3.44%

Sole

0.00

Shared

0.00

None

253.19K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares689.48K

TypeSH

Market value$55.41M

3.39%

Sole

0.00

Shared

0.00

None

689.48K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares698.80K

TypeSH

Market value$52.86M

3.24%

Sole

0.00

Shared

0.00

None

698.80K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares963.06K

TypeSH

Market value$48.95M

3.00%

Sole

0.00

Shared

0.00

None

963.06K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares808.31K

TypeSH

Market value$36.58M

2.24%

Sole

0.00

Shared

0.00

None

808.31K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares377.97K

TypeSH

Market value$35.40M

2.17%

Sole

0.00

Shared

0.00

None

377.97K

ISHARES TR

SOLE

IBONDS DEC 29

Shares1.33M

TypeSH

Market value$30.82M

1.89%

Sole

0.00

Shared

0.00

None

1.33M

ISHARES TR

SOLE

IBONDS DEC 2030

Shares1.31M

TypeSH

Market value$28.51M

1.75%

Sole

0.00

Shared

0.00

None

1.31M

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 REVENUE

Shares284.37K

TypeSH

Market value$28.25M

1.73%

Sole

0.00

Shared

0.00

None

284.37K

INVESCO EXCHANGE TRADED FD T

SOLE

RAFI US 1000 ETF

Shares691.42K

TypeSH

Market value$27.94M

1.71%

Sole

0.00

Shared

0.00

None

691.42K

ISHARES TR

SOLE

IBDS DEC28 ETF

Shares1.10M

TypeSH

Market value$27.76M

1.70%

Sole

0.00

Shared

0.00

None

1.10M

SPDR SER TR

SOLE

S&P DIVID ETF

Shares202.04K

TypeSH

Market value$27.41M

1.68%

Sole

0.00

Shared

0.00

None

202.04K

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares346.15K

TypeSH

Market value$26.67M

1.63%

Sole

0.00

Shared

0.00

None

346.15K

ISHARES TR

SOLE

IBONDS DEC 2031

Shares1.28M

TypeSH

Market value$26.61M

1.63%

Sole

0.00

Shared

0.00

None

1.28M

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares302.75K

TypeSH

Market value$24.06M

1.47%

Sole

0.00

Shared

0.00

None

302.75K

ISHARES TR

SOLE

IBONDS 27 ETF

Shares990.86K

TypeSH

Market value$23.96M

1.47%

Sole

0.00

Shared

0.00

None

990.86K

SPDR S&P MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares42.36K

TypeSH

Market value$22.60M

1.38%

Sole

0.00

Shared

0.00

None

42.36K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares262.09K

TypeSH

Market value$20.55M

1.26%

Sole

0.00

Shared

0.00

None

262.09K

ISHARES TR

SOLE

IBONDS DEC2026

Shares828.75K

TypeSH

Market value$20.06M

1.23%

Sole

0.00

Shared

0.00

None

828.75K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	528.94K	SH	$297.21M 18.20%	528.94K
ISHARES TRSOLE	CORE S&P MCP ETF	1.43M	SH	$83.60M 5.12%	1.43M
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	1.41M	SH	$70.30M 4.30%	1.41M
SPDR S&P 500 ETF TRSOLE	TR UNIT	119.96K	SH	$67.10M 4.11%	119.96K
SPDR SER TRSOLE	PRTFLO S&P500 VL	1.13M	SH	$57.81M 3.54%	1.13M
ISHARES TRSOLE	CORE S&P SCP ETF	549.89K	SH	$57.50M 3.52%	549.89K
APPLE INCSOLE	COM	253.19K	SH	$56.24M 3.44%	253.19K
SPDR SER TRSOLE	PRTFLO S&P500 GW	689.48K	SH	$55.41M 3.39%	689.48K
ISHARES TRSOLE	CORE MSCI EAFE	698.80K	SH	$52.86M 3.24%	698.80K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	963.06K	SH	$48.95M 3.00%	963.06K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	808.31K	SH	$36.58M 2.24%	808.31K
ISHARES TRSOLE	MSCI USA MIN VOL	377.97K	SH	$35.40M 2.17%	377.97K
ISHARES TRSOLE	IBONDS DEC 29	1.33M	SH	$30.82M 1.89%	1.33M
ISHARES TRSOLE	IBONDS DEC 2030	1.31M	SH	$28.51M 1.75%	1.31M
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 REVENUE	284.37K	SH	$28.25M 1.73%	284.37K
INVESCO EXCHANGE TRADED FD TSOLE	RAFI US 1000 ETF	691.42K	SH	$27.94M 1.71%	691.42K
ISHARES TRSOLE	IBDS DEC28 ETF	1.10M	SH	$27.76M 1.70%	1.10M
SPDR SER TRSOLE	S&P DIVID ETF	202.04K	SH	$27.41M 1.68%	202.04K
SPDR SER TRSOLE	S&P 400 MDCP VAL	346.15K	SH	$26.67M 1.63%	346.15K
ISHARES TRSOLE	IBONDS DEC 2031	1.28M	SH	$26.61M 1.63%	1.28M
SPDR SER TRSOLE	S&P 400 MDCP GRW	302.75K	SH	$24.06M 1.47%	302.75K
ISHARES TRSOLE	IBONDS 27 ETF	990.86K	SH	$23.96M 1.47%	990.86K
SPDR S&P MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	42.36K	SH	$22.60M 1.38%	42.36K
SPDR SER TRSOLE	S&P 600 SMCP VAL	262.09K	SH	$20.55M 1.26%	262.09K
ISHARES TRSOLE	IBONDS DEC2026	828.75K	SH	$20.06M 1.23%	828.75K

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