KLINGMAN & ASSOCIATES, LLC

Filed: 11/1/2024ACC: 0001172661-24-004449

📋 What this filing means

KLINGMAN & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 265 equity positions with a total reported market value of $1.61B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

265

Positions

$1.61B

Total AUM (reported)

20.71M

Total Shares

Allocation by class

CORE S&P500 ETF$301.46M18.7%

COM$202.21M12.5%

CORE S&P MCP ETF$84.74M5.2%

TR UNIT$69.52M4.3%

CORE S&P SCP ETF$62.21M3.9%

PRTFLO S&P500 VL$58.71M3.6%

PRTFLO S&P500 GW$56.66M3.5%

Portfolio Concentration

Top 3$455.72M28.2%

4–10$379.79M23.5%

11–25$392.21M24.3%

Rest$386.84M24.0%

Top 3 weight

28.2%

Top 10 weight

51.7%

Voting Authority Distribution

Total shares with voting rights: 20.71M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

20.71M

% of voting shares100.0%

Investment Discretion (by position count)

Sole265

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings265

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares522.62K

TypeSH

Market value$301.46M

18.67%

Sole

0.00

Shared

0.00

None

522.62K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.36M

TypeSH

Market value$84.74M

5.25%

Sole

0.00

Shared

0.00

None

1.36M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares121.17K

TypeSH

Market value$69.52M

4.31%

Sole

0.00

Shared

0.00

None

121.17K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares531.92K

TypeSH

Market value$62.21M

3.85%

Sole

0.00

Shared

0.00

None

531.92K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares1.11M

TypeSH

Market value$58.71M

3.64%

Sole

0.00

Shared

0.00

None

1.11M

APPLE INC

SOLE

COM

Shares248.99K

TypeSH

Market value$58.01M

3.59%

Sole

0.00

Shared

0.00

None

248.99K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares683.10K

TypeSH

Market value$56.66M

3.51%

Sole

0.00

Shared

0.00

None

683.10K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares1.14M

TypeSH

Market value$56.35M

3.49%

Sole

0.00

Shared

0.00

None

1.14M

ISHARES TR

SOLE

CORE MSCI EAFE

Shares565.81K

TypeSH

Market value$44.16M

2.74%

Sole

0.00

Shared

0.00

None

565.81K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares827.06K

TypeSH

Market value$43.68M

2.71%

Sole

0.00

Shared

0.00

None

827.06K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares384.57K

TypeSH

Market value$35.11M

2.17%

Sole

0.00

Shared

0.00

None

384.57K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares626.51K

TypeSH

Market value$29.98M

1.86%

Sole

0.00

Shared

0.00

None

626.51K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares205.03K

TypeSH

Market value$29.12M

1.80%

Sole

0.00

Shared

0.00

None

205.03K

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares706.29K

TypeSH

Market value$28.70M

1.78%

Sole

0.00

Shared

0.00

None

706.29K

ISHARES TR

SOLE

IBONDS DEC 29

Shares1.21M

TypeSH

Market value$28.48M

1.76%

Sole

0.00

Shared

0.00

None

1.21M

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares344.56K

TypeSH

Market value$27.38M

1.70%

Sole

0.00

Shared

0.00

None

344.56K

ISHARES TR

SOLE

IBDS DEC28 ETF

Shares1.06M

TypeSH

Market value$27.06M

1.68%

Sole

0.00

Shared

0.00

None

1.06M

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares301.15K

TypeSH

Market value$26.42M

1.64%

Sole

0.00

Shared

0.00

None

301.15K

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 REVENUE

Shares262.80K

TypeSH

Market value$25.77M

1.60%

Sole

0.00

Shared

0.00

None

262.80K

SPDR S&P MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares43.60K

TypeSH

Market value$24.84M

1.54%

Sole

0.00

Shared

0.00

None

43.60K

ISHARES TR

SOLE

IBONDS 27 ETF

Shares1.02M

TypeSH

Market value$24.80M

1.54%

Sole

0.00

Shared

0.00

None

1.02M

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares257.04K

TypeSH

Market value$22.32M

1.38%

Sole

0.00

Shared

0.00

None

257.04K

ISHARES TR

SOLE

IBONDS DEC 2030

Shares979.22K

TypeSH

Market value$21.71M

1.34%

Sole

0.00

Shared

0.00

None

979.22K

ISHARES TR

SOLE

IBONDS DEC2026

Shares890.75K

TypeSH

Market value$21.65M

1.34%

Sole

0.00

Shared

0.00

None

890.75K

DATADOG INC

SOLE

CL A COM

Shares164.10K

TypeSH

Market value$18.88M

1.17%

Sole

0.00

Shared

0.00

None

164.10K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	522.62K	SH	$301.46M 18.67%	522.62K
ISHARES TRSOLE	CORE S&P MCP ETF	1.36M	SH	$84.74M 5.25%	1.36M
SPDR S&P 500 ETF TRSOLE	TR UNIT	121.17K	SH	$69.52M 4.31%	121.17K
ISHARES TRSOLE	CORE S&P SCP ETF	531.92K	SH	$62.21M 3.85%	531.92K
SPDR SER TRSOLE	PRTFLO S&P500 VL	1.11M	SH	$58.71M 3.64%	1.11M
APPLE INCSOLE	COM	248.99K	SH	$58.01M 3.59%	248.99K
SPDR SER TRSOLE	PRTFLO S&P500 GW	683.10K	SH	$56.66M 3.51%	683.10K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	1.14M	SH	$56.35M 3.49%	1.14M
ISHARES TRSOLE	CORE MSCI EAFE	565.81K	SH	$44.16M 2.74%	565.81K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	827.06K	SH	$43.68M 2.71%	827.06K
ISHARES TRSOLE	MSCI USA MIN VOL	384.57K	SH	$35.11M 2.17%	384.57K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	626.51K	SH	$29.98M 1.86%	626.51K
SPDR SER TRSOLE	S&P DIVID ETF	205.03K	SH	$29.12M 1.80%	205.03K
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	706.29K	SH	$28.70M 1.78%	706.29K
ISHARES TRSOLE	IBONDS DEC 29	1.21M	SH	$28.48M 1.76%	1.21M
SPDR SER TRSOLE	S&P 400 MDCP VAL	344.56K	SH	$27.38M 1.70%	344.56K
ISHARES TRSOLE	IBDS DEC28 ETF	1.06M	SH	$27.06M 1.68%	1.06M
SPDR SER TRSOLE	S&P 400 MDCP GRW	301.15K	SH	$26.42M 1.64%	301.15K
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 REVENUE	262.80K	SH	$25.77M 1.60%	262.80K
SPDR S&P MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	43.60K	SH	$24.84M 1.54%	43.60K
ISHARES TRSOLE	IBONDS 27 ETF	1.02M	SH	$24.80M 1.54%	1.02M
SPDR SER TRSOLE	S&P 600 SMCP VAL	257.04K	SH	$22.32M 1.38%	257.04K
ISHARES TRSOLE	IBONDS DEC 2030	979.22K	SH	$21.71M 1.34%	979.22K
ISHARES TRSOLE	IBONDS DEC2026	890.75K	SH	$21.65M 1.34%	890.75K
DATADOG INCSOLE	CL A COM	164.10K	SH	$18.88M 1.17%	164.10K

Page 1 of 11

…