KLINGMAN & ASSOCIATES, LLC

Filed: 5/1/2024ACC: 0001172661-24-001966

📋 What this filing means

KLINGMAN & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 237 equity positions with a total reported market value of $1.44B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

237

Positions

$1.44B

Total AUM (reported)

20.12M

Total Shares

Allocation by class

CORE S&P500 ETF$264.08M18.3%

COM$150.21M10.4%

CORE S&P MCP ETF$77.34M5.4%

TR UNIT$65.49M4.5%

STRM INFPROIDX$57.93M4.0%

PRTFLO S&P500 VL$56.18M3.9%

CORE S&P SCP ETF$54.95M3.8%

Portfolio Concentration

Top 3$406.91M28.2%

4–10$332.92M23.1%

11–25$376.21M26.1%

Rest$325.30M22.6%

Top 3 weight

28.2%

Top 10 weight

51.3%

Voting Authority Distribution

Total shares with voting rights: 20.12M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

20.12M

% of voting shares100.0%

Investment Discretion (by position count)

Sole237

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings237

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares502.32K

TypeSH

Market value$264.08M

18.32%

Sole

0.00

Shared

0.00

None

502.32K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.27M

TypeSH

Market value$77.34M

5.37%

Sole

0.00

Shared

0.00

None

1.27M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares125.21K

TypeSH

Market value$65.49M

4.54%

Sole

0.00

Shared

0.00

None

125.21K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares1.21M

TypeSH

Market value$57.93M

4.02%

Sole

0.00

Shared

0.00

None

1.21M

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares1.12M

TypeSH

Market value$56.18M

3.90%

Sole

0.00

Shared

0.00

None

1.12M

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares497.20K

TypeSH

Market value$54.95M

3.81%

Sole

0.00

Shared

0.00

None

497.20K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares694.40K

TypeSH

Market value$50.80M

3.52%

Sole

0.00

Shared

0.00

None

694.40K

APPLE INC

SOLE

COM

Shares240.43K

TypeSH

Market value$41.23M

2.86%

Sole

0.00

Shared

0.00

None

240.43K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares524.59K

TypeSH

Market value$38.93M

2.70%

Sole

0.00

Shared

0.00

None

524.59K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares393.73K

TypeSH

Market value$32.91M

2.28%

Sole

0.00

Shared

0.00

None

393.73K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares639.59K

TypeSH

Market value$32.09M

2.23%

Sole

0.00

Shared

0.00

None

639.59K

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares719.88K

TypeSH

Market value$27.69M

1.92%

Sole

0.00

Shared

0.00

None

719.88K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares210.69K

TypeSH

Market value$27.65M

1.92%

Sole

0.00

Shared

0.00

None

210.69K

ISHARES TR

SOLE

IBONDS DEC 29

Shares1.21M

TypeSH

Market value$27.59M

1.91%

Sole

0.00

Shared

0.00

None

1.21M

ISHARES TR

SOLE

IBDS DEC28 ETF

Shares1.10M

TypeSH

Market value$27.29M

1.89%

Sole

0.00

Shared

0.00

None

1.10M

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares301.97K

TypeSH

Market value$26.36M

1.83%

Sole

0.00

Shared

0.00

None

301.97K

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares345.64K

TypeSH

Market value$26.27M

1.82%

Sole

0.00

Shared

0.00

None

345.64K

ISHARES TR

SOLE

IBONDS 27 ETF

Shares1.09M

TypePRN

Market value$25.87M

1.79%

Sole

0.00

Shared

0.00

None

1.09M

SPDR S&P MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares44.65K

TypeSH

Market value$24.84M

1.72%

Sole

0.00

Shared

0.00

None

44.65K

DATADOG INC

SOLE

CL A COM

Shares193.21K

TypeSH

Market value$23.88M

1.66%

Sole

0.00

Shared

0.00

None

193.21K

ISHARES TR

SOLE

IBONDS DEC2026

Shares971.62K

TypePRN

Market value$23.17M

1.61%

Sole

0.00

Shared

0.00

None

971.62K

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 REVENUE

Shares246.22K

TypeSH

Market value$23.08M

1.60%

Sole

0.00

Shared

0.00

None

246.22K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares529.59K

TypeSH

Market value$22.12M

1.53%

Sole

0.00

Shared

0.00

None

529.59K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares258.09K

TypeSH

Market value$21.41M

1.49%

Sole

0.00

Shared

0.00

None

258.09K

ISHARES TR

SOLE

IBONDS DEC 2030

Shares789.42K

TypeSH

Market value$16.89M

1.17%

Sole

0.00

Shared

0.00

None

789.42K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	502.32K	SH	$264.08M 18.32%	502.32K
ISHARES TRSOLE	CORE S&P MCP ETF	1.27M	SH	$77.34M 5.37%	1.27M
SPDR S&P 500 ETF TRSOLE	TR UNIT	125.21K	SH	$65.49M 4.54%	125.21K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	1.21M	SH	$57.93M 4.02%	1.21M
SPDR SER TRSOLE	PRTFLO S&P500 VL	1.12M	SH	$56.18M 3.90%	1.12M
ISHARES TRSOLE	CORE S&P SCP ETF	497.20K	SH	$54.95M 3.81%	497.20K
SPDR SER TRSOLE	PRTFLO S&P500 GW	694.40K	SH	$50.80M 3.52%	694.40K
APPLE INCSOLE	COM	240.43K	SH	$41.23M 2.86%	240.43K
ISHARES TRSOLE	CORE MSCI EAFE	524.59K	SH	$38.93M 2.70%	524.59K
ISHARES TRSOLE	MSCI USA MIN VOL	393.73K	SH	$32.91M 2.28%	393.73K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	639.59K	SH	$32.09M 2.23%	639.59K
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	719.88K	SH	$27.69M 1.92%	719.88K
SPDR SER TRSOLE	S&P DIVID ETF	210.69K	SH	$27.65M 1.92%	210.69K
ISHARES TRSOLE	IBONDS DEC 29	1.21M	SH	$27.59M 1.91%	1.21M
ISHARES TRSOLE	IBDS DEC28 ETF	1.10M	SH	$27.29M 1.89%	1.10M
SPDR SER TRSOLE	S&P 400 MDCP GRW	301.97K	SH	$26.36M 1.83%	301.97K
SPDR SER TRSOLE	S&P 400 MDCP VAL	345.64K	SH	$26.27M 1.82%	345.64K
ISHARES TRSOLE	IBONDS 27 ETF	1.09M	PRN	$25.87M 1.79%	1.09M
SPDR S&P MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	44.65K	SH	$24.84M 1.72%	44.65K
DATADOG INCSOLE	CL A COM	193.21K	SH	$23.88M 1.66%	193.21K
ISHARES TRSOLE	IBONDS DEC2026	971.62K	PRN	$23.17M 1.61%	971.62K
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 REVENUE	246.22K	SH	$23.08M 1.60%	246.22K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	529.59K	SH	$22.12M 1.53%	529.59K
SPDR SER TRSOLE	S&P 600 SMCP VAL	258.09K	SH	$21.41M 1.49%	258.09K
ISHARES TRSOLE	IBONDS DEC 2030	789.42K	SH	$16.89M 1.17%	789.42K

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