Filed: 1/29/2024ACC: 0001172661-24-000364
📋 What this filing means
KLINGMAN & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 225 equity positions with a total reported market value of $1.36B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
225
Positions
$1.36B
Total AUM (reported)
19.07M
Total Shares
Allocation by class
CORE S&P500 ETF$236.79M17.4%
COM$141.35M10.4%
STRM INFPROIDX$69.21M5.1%
CORE S&P MCP ETF$68.94M5.1%
TR UNIT$59.83M4.4%
PRTFLO S&P500 VL$53.96M4.0%
CORE S&P SCP ETF$51.97M3.8%
Portfolio Concentration
Top 3$374.94M27.5%
4–10$328.24M24.1%
11–25$356.65M26.2%
Rest$302.31M22.2%
Top 3 weight
27.5%
Top 10 weight
51.6%
Voting Authority Distribution
Total shares with voting rights: 19.07M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
19.07M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole225
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings225
Rows:
ISHARES TR
SOLEShares495.76K
TypeSH
Market value$236.79M
17.38%
Sole
0.00
Shared
0.00
None
495.76K
VANGUARD MALVERN FDS
SOLEShares1.46M
TypeSH
Market value$69.21M
5.08%
Sole
0.00
Shared
0.00
None
1.46M
ISHARES TR
SOLEShares248.75K
TypeSH
Market value$68.94M
5.06%
Sole
0.00
Shared
0.00
None
248.75K
SPDR S&P 500 ETF TR
SOLEShares125.89K
TypeSH
Market value$59.83M
4.39%
Sole
0.00
Shared
0.00
None
125.89K
SPDR SER TR
SOLEShares1.16M
TypeSH
Market value$53.96M
3.96%
Sole
0.00
Shared
0.00
None
1.16M
ISHARES TR
SOLEShares480.05K
TypeSH
Market value$51.97M
3.81%
Sole
0.00
Shared
0.00
None
480.05K
SPDR SER TR
SOLEShares731.56K
TypeSH
Market value$47.60M
3.49%
Sole
0.00
Shared
0.00
None
731.56K
APPLE INC
SOLEShares240.55K
TypeSH
Market value$46.31M
3.40%
Sole
0.00
Shared
0.00
None
240.55K
ISHARES TR
SOLEShares518.93K
TypeSH
Market value$36.51M
2.68%
Sole
0.00
Shared
0.00
None
518.93K
ISHARES TR
SOLEShares410.94K
TypeSH
Market value$32.07M
2.35%
Sole
0.00
Shared
0.00
None
410.94K
VANGUARD TAX-MANAGED FDS
SOLEShares588.92K
TypeSH
Market value$28.21M
2.07%
Sole
0.00
Shared
0.00
None
588.92K
ISHARES TR
SOLEShares1.18M
TypeSH
Market value$27.13M
1.99%
Sole
0.00
Shared
0.00
None
1.18M
ISHARES TR
SOLEShares1.07M
TypeSH
Market value$26.92M
1.98%
Sole
0.00
Shared
0.00
None
1.07M
SPDR SER TR
SOLEShares211.18K
TypeSH
Market value$26.39M
1.94%
Sole
0.00
Shared
0.00
None
211.18K
ISHARES TR
SOLEShares1.09M
TypePRN
Market value$26.03M
1.91%
Sole
0.00
Shared
0.00
None
1.09M
INVESCO EXCHANGE TRADED FD T
SOLEShares732.94K
TypeSH
Market value$25.80M
1.89%
Sole
0.00
Shared
0.00
None
732.94K
SPDR SER TR
SOLEShares349.45K
TypeSH
Market value$25.64M
1.88%
Sole
0.00
Shared
0.00
None
349.45K
ISHARES TR
SOLEShares999.85K
TypePRN
Market value$23.90M
1.75%
Sole
0.00
Shared
0.00
None
999.85K
SPDR SER TR
SOLEShares307.98K
TypeSH
Market value$23.30M
1.71%
Sole
0.00
Shared
0.00
None
307.98K
DATADOG INC
SOLEShares190.21K
TypeSH
Market value$23.09M
1.69%
Sole
0.00
Shared
0.00
None
190.21K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares45.45K
TypeSH
Market value$23.06M
1.69%
Sole
0.00
Shared
0.00
None
45.45K
SPDR SER TR
SOLEShares260.60K
TypeSH
Market value$21.71M
1.59%
Sole
0.00
Shared
0.00
None
260.60K
VANGUARD INTL EQUITY INDEX F
SOLEShares492.51K
TypeSH
Market value$20.24M
1.49%
Sole
0.00
Shared
0.00
None
492.51K
INVESCO EXCH TRADED FD TR II
SOLEShares234.51K
TypeSH
Market value$20.01M
1.47%
Sole
0.00
Shared
0.00
None
234.51K
PJT PARTNERS INC
SOLEShares149.30K
TypeSH
Market value$15.21M
1.12%
Sole
0.00
Shared
0.00
None
149.30K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 495.76K | SH | $236.79M 17.38% | 0.00 | 0.00 | 495.76K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 1.46M | SH | $69.21M 5.08% | 0.00 | 0.00 | 1.46M |
ISHARES TRSOLE | CORE S&P MCP ETF | 248.75K | SH | $68.94M 5.06% | 0.00 | 0.00 | 248.75K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 125.89K | SH | $59.83M 4.39% | 0.00 | 0.00 | 125.89K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 1.16M | SH | $53.96M 3.96% | 0.00 | 0.00 | 1.16M |
ISHARES TRSOLE | CORE S&P SCP ETF | 480.05K | SH | $51.97M 3.81% | 0.00 | 0.00 | 480.05K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 731.56K | SH | $47.60M 3.49% | 0.00 | 0.00 | 731.56K |
APPLE INCSOLE | COM | 240.55K | SH | $46.31M 3.40% | 0.00 | 0.00 | 240.55K |
ISHARES TRSOLE | CORE MSCI EAFE | 518.93K | SH | $36.51M 2.68% | 0.00 | 0.00 | 518.93K |
ISHARES TRSOLE | MSCI USA MIN VOL | 410.94K | SH | $32.07M 2.35% | 0.00 | 0.00 | 410.94K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 588.92K | SH | $28.21M 2.07% | 0.00 | 0.00 | 588.92K |
ISHARES TRSOLE | IBONDS DEC 29 | 1.18M | SH | $27.13M 1.99% | 0.00 | 0.00 | 1.18M |
ISHARES TRSOLE | IBDS DEC28 ETF | 1.07M | SH | $26.92M 1.98% | 0.00 | 0.00 | 1.07M |
SPDR SER TRSOLE | S&P DIVID ETF | 211.18K | SH | $26.39M 1.94% | 0.00 | 0.00 | 211.18K |
ISHARES TRSOLE | IBONDS 27 ETF | 1.09M | PRN | $26.03M 1.91% | 0.00 | 0.00 | 1.09M |
INVESCO EXCHANGE TRADED FD TSOLE | FTSE RAFI 1000 | 732.94K | SH | $25.80M 1.89% | 0.00 | 0.00 | 732.94K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 349.45K | SH | $25.64M 1.88% | 0.00 | 0.00 | 349.45K |
ISHARES TRSOLE | IBONDS DEC2026 | 999.85K | PRN | $23.90M 1.75% | 0.00 | 0.00 | 999.85K |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 307.98K | SH | $23.30M 1.71% | 0.00 | 0.00 | 307.98K |
DATADOG INCSOLE | CL A COM | 190.21K | SH | $23.09M 1.69% | 0.00 | 0.00 | 190.21K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 45.45K | SH | $23.06M 1.69% | 0.00 | 0.00 | 45.45K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 260.60K | SH | $21.71M 1.59% | 0.00 | 0.00 | 260.60K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 492.51K | SH | $20.24M 1.49% | 0.00 | 0.00 | 492.51K |
INVESCO EXCH TRADED FD TR IISOLE | S&P 500 REVENUE | 234.51K | SH | $20.01M 1.47% | 0.00 | 0.00 | 234.51K |
PJT PARTNERS INCSOLE | COM CL A | 149.30K | SH | $15.21M 1.12% | 0.00 | 0.00 | 149.30K |
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