KLINGMAN & ASSOCIATES, LLC

Filed: 10/30/2023ACC: 0001172661-23-003540

📋 What this filing means

KLINGMAN & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 219 equity positions with a total reported market value of $1.24B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

219

Positions

$1.24B

Total AUM (reported)

18.82M

Total Shares

Allocation by class

CORE S&P500 ETF$207.69M16.8%

COM$130.67M10.6%

STRM INFPROIDX$62.41M5.0%

CORE S&P MCP ETF$59.85M4.8%

TR UNIT$54.46M4.4%

PRTFLO S&P500 VL$47.99M3.9%

CORE S&P SCP ETF$43.67M3.5%

Portfolio Concentration

Top 3$329.96M26.7%

4–10$293.29M23.7%

11–25$338.69M27.4%

Rest$275.06M22.2%

Top 3 weight

26.7%

Top 10 weight

50.4%

Voting Authority Distribution

Total shares with voting rights: 18.82M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

18.82M

% of voting shares100.0%

Investment Discretion (by position count)

Sole219

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings219

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares483.65K

TypeSH

Market value$207.69M

16.79%

Sole

0.00

Shared

0.00

None

483.65K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares1.32M

TypeSH

Market value$62.41M

5.05%

Sole

0.00

Shared

0.00

None

1.32M

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares240.04K

TypeSH

Market value$59.85M

4.84%

Sole

0.00

Shared

0.00

None

240.04K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares127.41K

TypeSH

Market value$54.46M

4.40%

Sole

0.00

Shared

0.00

None

127.41K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares1.16M

TypeSH

Market value$47.99M

3.88%

Sole

0.00

Shared

0.00

None

1.16M

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares462.94K

TypeSH

Market value$43.67M

3.53%

Sole

0.00

Shared

0.00

None

462.94K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares735.32K

TypeSH

Market value$43.59M

3.52%

Sole

0.00

Shared

0.00

None

735.32K

APPLE INC

SOLE

COM

Shares246.72K

TypeSH

Market value$42.24M

3.41%

Sole

0.00

Shared

0.00

None

246.72K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares481.14K

TypeSH

Market value$30.96M

2.50%

Sole

0.00

Shared

0.00

None

481.14K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares419.62K

TypeSH

Market value$30.37M

2.46%

Sole

0.00

Shared

0.00

None

419.62K

PJT PARTNERS INC

SOLE

COM CL A

Shares327.56K

TypeSH

Market value$26.02M

2.10%

Sole

0.00

Shared

0.00

None

327.56K

ISHARES TR

SOLE

IBDS DEC28 ETF

Shares1.04M

TypeSH

Market value$24.93M

2.02%

Sole

0.00

Shared

0.00

None

1.04M

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares569.40K

TypeSH

Market value$24.89M

2.01%

Sole

0.00

Shared

0.00

None

569.40K

ISHARES TR

SOLE

IBONDS DEC 29

Shares1.13M

TypeSH

Market value$24.72M

2.00%

Sole

0.00

Shared

0.00

None

1.13M

ISHARES TR

SOLE

IBONDS 27 ETF

Shares1.06M

TypeSH

Market value$24.57M

1.99%

Sole

0.00

Shared

0.00

None

1.06M

SPDR SER TR

SOLE

S&P DIVID ETF

Shares211.64K

TypeSH

Market value$24.34M

1.97%

Sole

0.00

Shared

0.00

None

211.64K

ISHARES TR

SOLE

IBONDS DEC2026

Shares1.03M

TypeSH

Market value$23.95M

1.94%

Sole

0.00

Shared

0.00

None

1.03M

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares735.93K

TypeSH

Market value$23.42M

1.89%

Sole

0.00

Shared

0.00

None

735.93K

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares347.90K

TypeSH

Market value$22.56M

1.82%

Sole

0.00

Shared

0.00

None

347.90K

FLEXSHARES TR

SOLE

IBOXX 3R TARGT

Shares960.63K

TypeSH

Market value$22.28M

1.80%

Sole

0.00

Shared

0.00

None

960.63K

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares306.01K

TypeSH

Market value$21.16M

1.71%

Sole

0.00

Shared

0.00

None

306.01K

SPDR S&P MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares45.75K

TypeSH

Market value$20.89M

1.69%

Sole

0.00

Shared

0.00

None

45.75K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares472.64K

TypeSH

Market value$18.53M

1.50%

Sole

0.00

Shared

0.00

None

472.64K

DATADOG INC

SOLE

CL A COM

Shares201.17K

TypeSH

Market value$18.32M

1.48%

Sole

0.00

Shared

0.00

None

201.17K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares250.16K

TypeSH

Market value$18.10M

1.46%

Sole

0.00

Shared

0.00

None

250.16K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	483.65K	SH	$207.69M 16.79%	483.65K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	1.32M	SH	$62.41M 5.05%	1.32M
ISHARES TRSOLE	CORE S&P MCP ETF	240.04K	SH	$59.85M 4.84%	240.04K
SPDR S&P 500 ETF TRSOLE	TR UNIT	127.41K	SH	$54.46M 4.40%	127.41K
SPDR SER TRSOLE	PRTFLO S&P500 VL	1.16M	SH	$47.99M 3.88%	1.16M
ISHARES TRSOLE	CORE S&P SCP ETF	462.94K	SH	$43.67M 3.53%	462.94K
SPDR SER TRSOLE	PRTFLO S&P500 GW	735.32K	SH	$43.59M 3.52%	735.32K
APPLE INCSOLE	COM	246.72K	SH	$42.24M 3.41%	246.72K
ISHARES TRSOLE	CORE MSCI EAFE	481.14K	SH	$30.96M 2.50%	481.14K
ISHARES TRSOLE	MSCI USA MIN VOL	419.62K	SH	$30.37M 2.46%	419.62K
PJT PARTNERS INCSOLE	COM CL A	327.56K	SH	$26.02M 2.10%	327.56K
ISHARES TRSOLE	IBDS DEC28 ETF	1.04M	SH	$24.93M 2.02%	1.04M
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	569.40K	SH	$24.89M 2.01%	569.40K
ISHARES TRSOLE	IBONDS DEC 29	1.13M	SH	$24.72M 2.00%	1.13M
ISHARES TRSOLE	IBONDS 27 ETF	1.06M	SH	$24.57M 1.99%	1.06M
SPDR SER TRSOLE	S&P DIVID ETF	211.64K	SH	$24.34M 1.97%	211.64K
ISHARES TRSOLE	IBONDS DEC2026	1.03M	SH	$23.95M 1.94%	1.03M
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	735.93K	SH	$23.42M 1.89%	735.93K
SPDR SER TRSOLE	S&P 400 MDCP VAL	347.90K	SH	$22.56M 1.82%	347.90K
FLEXSHARES TRSOLE	IBOXX 3R TARGT	960.63K	SH	$22.28M 1.80%	960.63K
SPDR SER TRSOLE	S&P 400 MDCP GRW	306.01K	SH	$21.16M 1.71%	306.01K
SPDR S&P MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	45.75K	SH	$20.89M 1.69%	45.75K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	472.64K	SH	$18.53M 1.50%	472.64K
DATADOG INCSOLE	CL A COM	201.17K	SH	$18.32M 1.48%	201.17K
SPDR SER TRSOLE	S&P 600 SMCP VAL	250.16K	SH	$18.10M 1.46%	250.16K

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