KLINGMAN & ASSOCIATES, LLC

Filed: 7/31/2023ACC: 0001172661-23-002679

📋 What this filing means

KLINGMAN & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 216 equity positions with a total reported market value of $1.24B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

216

Positions

$1.24B

Total AUM (reported)

17.39M

Total Shares

Allocation by class

CORE S&P500 ETF$209.96M16.9%

COM$127.48M10.3%

CORE S&P MCP ETF$60.42M4.9%

STRM INFPROIDX$57.62M4.6%

TR UNIT$57.14M4.6%

PRTFLO S&P500 VL$50.33M4.1%

PRTFLO S&P500 GW$44.97M3.6%

Portfolio Concentration

Top 3$328.01M26.5%

4–10$304.47M24.6%

11–25$344.48M27.8%

Rest$262.22M21.2%

Top 3 weight

26.5%

Top 10 weight

51.0%

Voting Authority Distribution

Total shares with voting rights: 17.39M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

17.39M

% of voting shares100.0%

Investment Discretion (by position count)

Sole216

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings216

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares471.08K

TypeSH

Market value$209.96M

16.94%

Sole

0.00

Shared

0.00

None

471.08K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares231.09K

TypeSH

Market value$60.42M

4.88%

Sole

0.00

Shared

0.00

None

231.09K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares1.22M

TypeSH

Market value$57.62M

4.65%

Sole

0.00

Shared

0.00

None

1.22M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares128.90K

TypeSH

Market value$57.14M

4.61%

Sole

0.00

Shared

0.00

None

128.90K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares1.17M

TypeSH

Market value$50.33M

4.06%

Sole

0.00

Shared

0.00

None

1.17M

APPLE INC

SOLE

COM

Shares239.64K

TypeSH

Market value$46.48M

3.75%

Sole

0.00

Shared

0.00

None

239.64K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares737.12K

TypeSH

Market value$44.97M

3.63%

Sole

0.00

Shared

0.00

None

737.12K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares437.07K

TypeSH

Market value$43.55M

3.51%

Sole

0.00

Shared

0.00

None

437.07K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares428.97K

TypeSH

Market value$31.89M

2.57%

Sole

0.00

Shared

0.00

None

428.97K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares446.03K

TypeSH

Market value$30.11M

2.43%

Sole

0.00

Shared

0.00

None

446.03K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares218.82K

TypeSH

Market value$26.82M

2.16%

Sole

0.00

Shared

0.00

None

218.82K

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares153.94K

TypeSH

Market value$25.19M

2.03%

Sole

0.00

Shared

0.00

None

153.94K

ISHARES TR

SOLE

IBDS DEC28 ETF

Shares1.01M

TypeSH

Market value$24.82M

2.00%

Sole

0.00

Shared

0.00

None

1.01M

ISHARES TR

SOLE

IBONDS DEC 29

Shares1.10M

TypeSH

Market value$24.64M

1.99%

Sole

0.00

Shared

0.00

None

1.10M

ISHARES TR

SOLE

IBONDS 27 ETF

Shares1.04M

TypePRN

Market value$24.48M

1.98%

Sole

0.00

Shared

0.00

None

1.04M

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares355.75K

TypeSH

Market value$24.47M

1.97%

Sole

0.00

Shared

0.00

None

355.75K

FLEXSHARES TR

SOLE

IBOXX 3R TARGT

Shares1.03M

TypeSH

Market value$24.13M

1.95%

Sole

0.00

Shared

0.00

None

1.03M

ISHARES TR

SOLE

IBONDS DEC2026

Shares1.02M

TypePRN

Market value$24.04M

1.94%

Sole

0.00

Shared

0.00

None

1.02M

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares495.74K

TypeSH

Market value$22.89M

1.85%

Sole

0.00

Shared

0.00

None

495.74K

PJT PARTNERS INC

SOLE

COM CL A

Shares327.56K

TypeSH

Market value$22.81M

1.84%

Sole

0.00

Shared

0.00

None

327.56K

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares310.38K

TypeSH

Market value$22.24M

1.79%

Sole

0.00

Shared

0.00

None

310.38K

SPDR S&P MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares46.10K

TypeSH

Market value$22.08M

1.78%

Sole

0.00

Shared

0.00

None

46.10K

DATADOG INC

SOLE

CL A COM

Shares205.61K

TypeSH

Market value$20.23M

1.63%

Sole

0.00

Shared

0.00

None

205.61K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares257.12K

TypeSH

Market value$19.85M

1.60%

Sole

0.00

Shared

0.00

None

257.12K

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 REVENUE

Shares197.31K

TypeSH

Market value$15.78M

1.27%

Sole

0.00

Shared

0.00

None

197.31K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	471.08K	SH	$209.96M 16.94%	471.08K
ISHARES TRSOLE	CORE S&P MCP ETF	231.09K	SH	$60.42M 4.88%	231.09K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	1.22M	SH	$57.62M 4.65%	1.22M
SPDR S&P 500 ETF TRSOLE	TR UNIT	128.90K	SH	$57.14M 4.61%	128.90K
SPDR SER TRSOLE	PRTFLO S&P500 VL	1.17M	SH	$50.33M 4.06%	1.17M
APPLE INCSOLE	COM	239.64K	SH	$46.48M 3.75%	239.64K
SPDR SER TRSOLE	PRTFLO S&P500 GW	737.12K	SH	$44.97M 3.63%	737.12K
ISHARES TRSOLE	CORE S&P SCP ETF	437.07K	SH	$43.55M 3.51%	437.07K
ISHARES TRSOLE	MSCI USA MIN VOL	428.97K	SH	$31.89M 2.57%	428.97K
ISHARES TRSOLE	CORE MSCI EAFE	446.03K	SH	$30.11M 2.43%	446.03K
SPDR SER TRSOLE	S&P DIVID ETF	218.82K	SH	$26.82M 2.16%	218.82K
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	153.94K	SH	$25.19M 2.03%	153.94K
ISHARES TRSOLE	IBDS DEC28 ETF	1.01M	SH	$24.82M 2.00%	1.01M
ISHARES TRSOLE	IBONDS DEC 29	1.10M	SH	$24.64M 1.99%	1.10M
ISHARES TRSOLE	IBONDS 27 ETF	1.04M	PRN	$24.48M 1.98%	1.04M
SPDR SER TRSOLE	S&P 400 MDCP VAL	355.75K	SH	$24.47M 1.97%	355.75K
FLEXSHARES TRSOLE	IBOXX 3R TARGT	1.03M	SH	$24.13M 1.95%	1.03M
ISHARES TRSOLE	IBONDS DEC2026	1.02M	PRN	$24.04M 1.94%	1.02M
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	495.74K	SH	$22.89M 1.85%	495.74K
PJT PARTNERS INCSOLE	COM CL A	327.56K	SH	$22.81M 1.84%	327.56K
SPDR SER TRSOLE	S&P 400 MDCP GRW	310.38K	SH	$22.24M 1.79%	310.38K
SPDR S&P MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	46.10K	SH	$22.08M 1.78%	46.10K
DATADOG INCSOLE	CL A COM	205.61K	SH	$20.23M 1.63%	205.61K
SPDR SER TRSOLE	S&P 600 SMCP VAL	257.12K	SH	$19.85M 1.60%	257.12K
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 REVENUE	197.31K	SH	$15.78M 1.27%	197.31K

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