KLINGMAN & ASSOCIATES, LLC

Filed: 5/3/2023ACC: 0001172661-23-001803

📋 What this filing means

KLINGMAN & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 199 equity positions with a total reported market value of $1.16B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

199

Positions

$1.16B

Total AUM (reported)

16.93M

Total Shares

Allocation by class

CORE S&P500 ETF$190.01M16.4%

COM$108.20M9.3%

STRM INFPROIDX$55.88M4.8%

CORE S&P MCP ETF$55.75M4.8%

TR UNIT$53.15M4.6%

PRTFLO S&P500 VL$47.22M4.1%

PRTFLO S&P500 GW$40.92M3.5%

Portfolio Concentration

Top 3$301.63M26.0%

4–10$279.47M24.1%

11–25$334.74M28.8%

Rest$245.36M21.1%

Top 3 weight

26.0%

Top 10 weight

50.0%

Voting Authority Distribution

Total shares with voting rights: 16.93M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

16.93M

% of voting shares100.0%

Investment Discretion (by position count)

Sole199

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings199

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares462.21K

TypeSH

Market value$190.01M

16.36%

Sole

0.00

Shared

0.00

None

462.21K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares1.17M

TypeSH

Market value$55.88M

4.81%

Sole

0.00

Shared

0.00

None

1.17M

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares222.86K

TypeSH

Market value$55.75M

4.80%

Sole

0.00

Shared

0.00

None

222.86K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares129.82K

TypeSH

Market value$53.15M

4.58%

Sole

0.00

Shared

0.00

None

129.82K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares1.16M

TypeSH

Market value$47.22M

4.07%

Sole

0.00

Shared

0.00

None

1.16M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares739.24K

TypeSH

Market value$40.92M

3.52%

Sole

0.00

Shared

0.00

None

739.24K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares423.09K

TypeSH

Market value$40.91M

3.52%

Sole

0.00

Shared

0.00

None

423.09K

APPLE INC

SOLE

COM

Shares214.49K

TypeSH

Market value$35.37M

3.05%

Sole

0.00

Shared

0.00

None

214.49K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares452.24K

TypeSH

Market value$32.90M

2.83%

Sole

0.00

Shared

0.00

None

452.24K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares433.88K

TypeSH

Market value$29.00M

2.50%

Sole

0.00

Shared

0.00

None

433.88K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares219.36K

TypeSH

Market value$27.14M

2.34%

Sole

0.00

Shared

0.00

None

219.36K

ISHARES TR

SOLE

IBDS DEC28 ETF

Shares993.78K

TypeSH

Market value$24.78M

2.13%

Sole

0.00

Shared

0.00

None

993.78K

ISHARES TR

SOLE

IBONDS DEC 29

Shares1.08M

TypeSH

Market value$24.67M

2.12%

Sole

0.00

Shared

0.00

None

1.08M

FLEXSHARES TR

SOLE

IBOXX 3R TARGT

Shares1.01M

TypeSH

Market value$24.53M

2.11%

Sole

0.00

Shared

0.00

None

1.01M

ISHARES TR

SOLE

IBONDS 27 ETF

Shares1.02M

TypePRN

Market value$24.32M

2.09%

Sole

0.00

Shared

0.00

None

1.02M

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares154.09K

TypeSH

Market value$24.16M

2.08%

Sole

0.00

Shared

0.00

None

154.09K

ISHARES TR

SOLE

IBONDS DEC2026

Shares1.01M

TypePRN

Market value$24.01M

2.07%

Sole

0.00

Shared

0.00

None

1.01M

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares359.40K

TypeSH

Market value$23.75M

2.05%

Sole

0.00

Shared

0.00

None

359.40K

PJT PARTNERS INC

SOLE

COM CL A

Shares327.56K

TypeSH

Market value$23.65M

2.04%

Sole

0.00

Shared

0.00

None

327.56K

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares311.29K

TypeSH

Market value$21.30M

1.83%

Sole

0.00

Shared

0.00

None

311.29K

SPDR S&P MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares46.18K

TypeSH

Market value$21.17M

1.82%

Sole

0.00

Shared

0.00

None

46.18K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares463.76K

TypeSH

Market value$20.95M

1.80%

Sole

0.00

Shared

0.00

None

463.76K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares257.66K

TypeSH

Market value$19.63M

1.69%

Sole

0.00

Shared

0.00

None

257.66K

DATADOG INC

SOLE

CL A COM

Shares216.52K

TypeSH

Market value$15.73M

1.35%

Sole

0.00

Shared

0.00

None

216.52K

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 REVENUE

Shares196.50K

TypeSH

Market value$14.95M

1.29%

Sole

0.00

Shared

0.00

None

196.50K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	462.21K	SH	$190.01M 16.36%	462.21K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	1.17M	SH	$55.88M 4.81%	1.17M
ISHARES TRSOLE	CORE S&P MCP ETF	222.86K	SH	$55.75M 4.80%	222.86K
SPDR S&P 500 ETF TRSOLE	TR UNIT	129.82K	SH	$53.15M 4.58%	129.82K
SPDR SER TRSOLE	PRTFLO S&P500 VL	1.16M	SH	$47.22M 4.07%	1.16M
SPDR SER TRSOLE	PRTFLO S&P500 GW	739.24K	SH	$40.92M 3.52%	739.24K
ISHARES TRSOLE	CORE S&P SCP ETF	423.09K	SH	$40.91M 3.52%	423.09K
APPLE INCSOLE	COM	214.49K	SH	$35.37M 3.05%	214.49K
ISHARES TRSOLE	MSCI USA MIN VOL	452.24K	SH	$32.90M 2.83%	452.24K
ISHARES TRSOLE	CORE MSCI EAFE	433.88K	SH	$29.00M 2.50%	433.88K
SPDR SER TRSOLE	S&P DIVID ETF	219.36K	SH	$27.14M 2.34%	219.36K
ISHARES TRSOLE	IBDS DEC28 ETF	993.78K	SH	$24.78M 2.13%	993.78K
ISHARES TRSOLE	IBONDS DEC 29	1.08M	SH	$24.67M 2.12%	1.08M
FLEXSHARES TRSOLE	IBOXX 3R TARGT	1.01M	SH	$24.53M 2.11%	1.01M
ISHARES TRSOLE	IBONDS 27 ETF	1.02M	PRN	$24.32M 2.09%	1.02M
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	154.09K	SH	$24.16M 2.08%	154.09K
ISHARES TRSOLE	IBONDS DEC2026	1.01M	PRN	$24.01M 2.07%	1.01M
SPDR SER TRSOLE	S&P 400 MDCP VAL	359.40K	SH	$23.75M 2.05%	359.40K
PJT PARTNERS INCSOLE	COM CL A	327.56K	SH	$23.65M 2.04%	327.56K
SPDR SER TRSOLE	S&P 400 MDCP GRW	311.29K	SH	$21.30M 1.83%	311.29K
SPDR S&P MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	46.18K	SH	$21.17M 1.82%	46.18K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	463.76K	SH	$20.95M 1.80%	463.76K
SPDR SER TRSOLE	S&P 600 SMCP VAL	257.66K	SH	$19.63M 1.69%	257.66K
DATADOG INCSOLE	CL A COM	216.52K	SH	$15.73M 1.35%	216.52K
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 REVENUE	196.50K	SH	$14.95M 1.29%	196.50K

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