KLINGMAN & ASSOCIATES, LLC

Filed: 2/3/2023ACC: 0001172661-23-000422

📋 What this filing means

KLINGMAN & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 203 equity positions with a total reported market value of $1.14B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

203

Positions

$1.14B

Total AUM (reported)

17.78M

Total Shares

Allocation by class

CORE S&P500 ETF$172.40M15.1%

COM$101.95M8.9%

STRM INFPROIDX$52.47M4.6%

CORE S&P MCP ETF$51.80M4.5%

TR UNIT$49.79M4.4%

PRTFLO S&P500 VL$44.67M3.9%

CORE S&P SCP ETF$38.58M3.4%

Portfolio Concentration

Top 3$276.67M24.3%

4–10$268.30M23.5%

11–25$344.74M30.2%

Rest$250.41M22.0%

Top 3 weight

24.3%

Top 10 weight

47.8%

Voting Authority Distribution

Total shares with voting rights: 17.78M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

17.78M

% of voting shares100.0%

Investment Discretion (by position count)

Sole203

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings203

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares448.71K

TypeSH

Market value$172.40M

15.12%

Sole

0.00

Shared

0.00

None

448.71K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares1.12M

TypeSH

Market value$52.47M

4.60%

Sole

0.00

Shared

0.00

None

1.12M

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares214.16K

TypeSH

Market value$51.80M

4.54%

Sole

0.00

Shared

0.00

None

214.16K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares130.20K

TypeSH

Market value$49.79M

4.37%

Sole

0.00

Shared

0.00

None

130.20K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares1.15M

TypeSH

Market value$44.67M

3.92%

Sole

0.00

Shared

0.00

None

1.15M

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares407.68K

TypeSH

Market value$38.58M

3.38%

Sole

0.00

Shared

0.00

None

407.68K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares734.08K

TypeSH

Market value$37.20M

3.26%

Sole

0.00

Shared

0.00

None

734.08K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHT MUNCPL

Shares691.37K

TypeSH

Market value$34.94M

3.06%

Sole

0.00

Shared

0.00

None

691.37K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares459.61K

TypeSH

Market value$33.14M

2.91%

Sole

0.00

Shared

0.00

None

459.61K

PJT PARTNERS INC

SOLE

COM CL A

Shares406.85K

TypeSH

Market value$29.98M

2.63%

Sole

0.00

Shared

0.00

None

406.85K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares225.56K

TypeSH

Market value$28.22M

2.48%

Sole

0.00

Shared

0.00

None

225.56K

APPLE INC

SOLE

COM

Shares216.65K

TypeSH

Market value$28.15M

2.47%

Sole

0.00

Shared

0.00

None

216.65K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares426.60K

TypeSH

Market value$26.30M

2.31%

Sole

0.00

Shared

0.00

None

426.60K

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares154.24K

TypeSH

Market value$23.93M

2.10%

Sole

0.00

Shared

0.00

None

154.24K

FLEXSHARES TR

SOLE

IBOXX 3R TARGT

Shares1.01M

TypeSH

Market value$23.66M

2.07%

Sole

0.00

Shared

0.00

None

1.01M

SPDR SER TR

SOLE

S&P 400 MDCP VAL

Shares364.06K

TypeSH

Market value$23.56M

2.07%

Sole

0.00

Shared

0.00

None

364.06K

ISHARES TR

SOLE

IBDS DEC28 ETF

Shares943.07K

TypeSH

Market value$22.91M

2.01%

Sole

0.00

Shared

0.00

None

943.07K

ISHARES TR

SOLE

IBONDS 27 ETF

Shares973.51K

TypePRN

Market value$22.75M

2.00%

Sole

0.00

Shared

0.00

None

973.51K

ISHARES TR

SOLE

IBONDS DEC2026

Shares973.24K

TypePRN

Market value$22.73M

1.99%

Sole

0.00

Shared

0.00

None

973.24K

ISHARES TR

SOLE

IBONDS DEC 29

Shares1.02M

TypeSH

Market value$22.65M

1.99%

Sole

0.00

Shared

0.00

None

1.02M

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares315.10K

TypeSH

Market value$20.59M

1.81%

Sole

0.00

Shared

0.00

None

315.10K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares409.43K

TypeSH

Market value$20.52M

1.80%

Sole

0.00

Shared

0.00

None

409.43K

SPDR S&P MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares46.33K

TypeSH

Market value$20.51M

1.80%

Sole

0.00

Shared

0.00

None

46.33K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares261.39K

TypeSH

Market value$19.40M

1.70%

Sole

0.00

Shared

0.00

None

261.39K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares449.52K

TypeSH

Market value$18.87M

1.65%

Sole

0.00

Shared

0.00

None

449.52K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	448.71K	SH	$172.40M 15.12%	448.71K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	1.12M	SH	$52.47M 4.60%	1.12M
ISHARES TRSOLE	CORE S&P MCP ETF	214.16K	SH	$51.80M 4.54%	214.16K
SPDR S&P 500 ETF TRSOLE	TR UNIT	130.20K	SH	$49.79M 4.37%	130.20K
SPDR SER TRSOLE	PRTFLO S&P500 VL	1.15M	SH	$44.67M 3.92%	1.15M
ISHARES TRSOLE	CORE S&P SCP ETF	407.68K	SH	$38.58M 3.38%	407.68K
SPDR SER TRSOLE	PRTFLO S&P500 GW	734.08K	SH	$37.20M 3.26%	734.08K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHT MUNCPL	691.37K	SH	$34.94M 3.06%	691.37K
ISHARES TRSOLE	MSCI USA MIN VOL	459.61K	SH	$33.14M 2.91%	459.61K
PJT PARTNERS INCSOLE	COM CL A	406.85K	SH	$29.98M 2.63%	406.85K
SPDR SER TRSOLE	S&P DIVID ETF	225.56K	SH	$28.22M 2.48%	225.56K
APPLE INCSOLE	COM	216.65K	SH	$28.15M 2.47%	216.65K
ISHARES TRSOLE	CORE MSCI EAFE	426.60K	SH	$26.30M 2.31%	426.60K
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	154.24K	SH	$23.93M 2.10%	154.24K
FLEXSHARES TRSOLE	IBOXX 3R TARGT	1.01M	SH	$23.66M 2.07%	1.01M
SPDR SER TRSOLE	S&P 400 MDCP VAL	364.06K	SH	$23.56M 2.07%	364.06K
ISHARES TRSOLE	IBDS DEC28 ETF	943.07K	SH	$22.91M 2.01%	943.07K
ISHARES TRSOLE	IBONDS 27 ETF	973.51K	PRN	$22.75M 2.00%	973.51K
ISHARES TRSOLE	IBONDS DEC2026	973.24K	PRN	$22.73M 1.99%	973.24K
ISHARES TRSOLE	IBONDS DEC 29	1.02M	SH	$22.65M 1.99%	1.02M
SPDR SER TRSOLE	S&P 400 MDCP GRW	315.10K	SH	$20.59M 1.81%	315.10K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	409.43K	SH	$20.52M 1.80%	409.43K
SPDR S&P MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	46.33K	SH	$20.51M 1.80%	46.33K
SPDR SER TRSOLE	S&P 600 SMCP VAL	261.39K	SH	$19.40M 1.70%	261.39K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	449.52K	SH	$18.87M 1.65%	449.52K

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