KLINE CHRISTINE (Chief Accounting Officer) exercised options at UNIVERSAL TECHNICAL INSTITUTE INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

KLINE CHRISTINE

Filed: 12/13/2023ACC: 0001261654-23-000129

InsiderKLINE CHRISTINECIK 2002128

→

IssuerUNIVERSAL TECHNICAL INSTITUTE INCCIK 1261654

Officer· Chief Accounting Officer

Since Dec 2023

+3.73K

Net shares

Net buyer

$12.0K

Total sold

Open market trades

0B · 0S

Total transactions

8.38K acquired · 4.65K disposed

Non-Derivative Transactions6

Common Stock, $0.0001 par value

Direct

M · Option Exercise

+1.08K

Price / share

—

Trade value

—

% of position

26.9%

12/8/2023

4.03K→5.12K

Common Stock, $0.0001 par value

Direct

F · Tax Withholding

−303.00

Price / share

$11.88

Trade value

$3.60K

% of position

5.9%

12/8/2023

5.12K→4.82K

Common Stock, $0.0001 par value

Direct

M · Option Exercise

+1.39K

Price / share

—

Trade value

—

% of position

28.8%

12/8/2023

4.82K→6.20K

Common Stock, $0.0001 par value

Direct

F · Tax Withholding

−387.00

Price / share

$11.88

Trade value

$4.60K

% of position

6.2%

12/8/2023

6.20K→5.82K

Common Stock, $0.0001 par value

Direct

M · Option Exercise

+1.16K

Price / share

—

Trade value

—

% of position

20.0%

12/10/2023

5.82K→6.98K

Common Stock, $0.0001 par value

Direct

F · Tax Withholding

−324.00

Price / share

$11.88

Trade value

$3.85K

% of position

4.6%

12/10/2023

6.98K→6.65K

Total

Net shares

+2.62K

Net value

-$12.05K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $0.0001 par value Direct	12/8/2023	M · Option Exercise	+1.08K	—	—	26.9%	4.03K	5.12K
Common Stock, $0.0001 par value Direct	12/8/2023	F · Tax Withholding	−303.00	$11.88	$3.60K	5.9%	5.12K	4.82K
Common Stock, $0.0001 par value Direct	12/8/2023	M · Option Exercise	+1.39K	—	—	28.8%	4.82K	6.20K
Common Stock, $0.0001 par value Direct	12/8/2023	F · Tax Withholding	−387.00	$11.88	$4.60K	6.2%	6.20K	5.82K
Common Stock, $0.0001 par value Direct	12/10/2023	M · Option Exercise	+1.16K	—	—	20.0%	5.82K	6.98K
Common Stock, $0.0001 par value Direct	12/10/2023	F · Tax Withholding	−324.00	$11.88	$3.85K	4.6%	6.98K	6.65K
Total			+2.62K		-$12.05K

Derivative Transactions4

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $0.0001 par value

1.08K shares

−1.08K

Strike price

Held after

1.08K

Exercisable

—

12/8/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock, $0.0001 par value

4.74K shares

+4.74K

Strike price

Held after

4.74K

Exercisable

—

12/8/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $0.0001 par value

1.39K shares

−1.39K

Strike price

Held after

2.77K

Exercisable

—

12/8/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $0.0001 par value

1.16K shares

−1.16K

Strike price

Held after

0.00

Exercisable

—

12/10/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock, $0.0001 par value1.08K shares	12/8/2023	M · Option Exercise	−1.08K	—	1.08K
Restricted Stock Units Direct	Common Stock, $0.0001 par value4.74K shares	12/8/2023	A · Award	+4.74K	—	4.74K
Restricted Stock Units Direct	Common Stock, $0.0001 par value1.39K shares	12/8/2023	M · Option Exercise	−1.39K	—	2.77K
Restricted Stock Units Direct	Common Stock, $0.0001 par value1.16K shares	12/10/2023	M · Option Exercise	−1.16K	—	0.00