KLEINMAN ADAM M (Chief Compliance Officer) reported 2 transactions at GREAT ELM CAPITAL CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 9/24/2024ACC: 0001140361-24-041812
Officer· Chief Compliance Officer
Since Nov 2018
+8.29K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
8.29K acquired
Non-Derivative Transactions2
Common Stock
Direct
Shares
+6.19K
Price / share
—
Trade value
—
% of position
28.0%
9/20/2024
22.13K→28.33K
Common Stock
Direct
Shares
+2.09K
Price / share
—
Trade value
—
% of position
7.4%
9/24/2024
28.33K→30.42K
Total
Net shares
+8.29K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/20/2024 | J · J | +6.19K | — | — | 28.0% | 22.13K | 28.33K |
| Common Stock Direct | 9/24/2024 | J · J | +2.09K | — | — | 7.4% | 28.33K | 30.42K |
| Total | +8.29K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported