KLEINMAN ADAM M (Chief Compliance Officer) received a stock award from GREAT ELM CAPITAL CORP.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 2 awards
Filed: 9/23/2026ACC: 0000950103-26-014391
Officer· Chief Compliance Officer
Since Nov 2018
+12.63K
Net shares
Net buyer
$18.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
16.08K acquired · 3.45K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+15.29K
Price / share
—
Trade value
—
% of position
34.3%
9/21/2026
44.60K→59.89K
Common Stock
Direct
Shares
+791.00
Price / share
—
Trade value
—
% of position
1.3%
9/21/2026
59.89K→60.68K
Common Stock
Direct
Shares
−3.45K
Price / share
$5.37
Trade value
$18.53K
% of position
5.7%
9/21/2026
60.68K→57.23K
Total
Net shares
+12.63K
Net value
-$18.53K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/21/2026 | A · Award | +15.29K | — | — | 34.3% | 44.60K | 59.89K |
| Common Stock Direct | 9/21/2026 | A · Award | +791.00 | — | — | 1.3% | 59.89K | 60.68K |
| Common Stock Direct | 9/21/2026 | F · Tax Withholding | −3.45K | $5.37 | $18.53K | 5.7% | 60.68K | 57.23K |
| Total | +12.63K | -$18.53K | ||||||
Derivative Transactions0
No derivative transactions reported