KLEINMAN ADAM M (Chief Compliance Officer) received a stock award from GREAT ELM CAPITAL CORP.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 2 awards
Filed: 9/23/2025ACC: 0000950103-25-012104
Officer· Chief Compliance Officer
Since Nov 2018
+4.25K
Net shares
Net buyer
$15.6K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
5.61K acquired · 1.36K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+5.46K
Price / share
—
Trade value
—
% of position
13.5%
9/19/2025
40.34K→45.80K
Common Stock
Direct
Shares
+156.00
Price / share
—
Trade value
—
% of position
0.3%
9/19/2025
45.80K→45.96K
Common Stock
Direct
Shares
−1.36K
Price / share
$11.43
Trade value
$15.56K
% of position
3.0%
9/23/2025
45.96K→44.60K
Total
Net shares
+4.25K
Net value
-$15.56K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/19/2025 | A · Award | +5.46K | — | — | 13.5% | 40.34K | 45.80K |
| Common Stock Direct | 9/19/2025 | A · Award | +156.00 | — | — | 0.3% | 45.80K | 45.96K |
| Common Stock Direct | 9/23/2025 | F · Tax Withholding | −1.36K | $11.43 | $15.56K | 3.0% | 45.96K | 44.60K |
| Total | +4.25K | -$15.56K | ||||||
Derivative Transactions0
No derivative transactions reported