KLEIN MARTIN P (Executive VP and CFO) received a stock award from ATHENE HOLDING LTD.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

KLEIN MARTIN P

Filed: 1/3/2022ACC: 0001140361-22-000199

InsiderKLEIN MARTIN PCIK 1518052

→

IssuerATHENE HOLDING LTD.CIK 1527469

Officer· Executive VP and CFO

Since Nov 2018

-479.69K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

58.03K acquired · 537.72K disposed

Non-Derivative Transactions4

Class A Common Shares

Direct

D · Disposition

−82.81K

Price / share

—

Trade value

—

% of position

73.4%

1/1/2022

112.86K→30.04K

Class A Common Shares

Direct

D · Disposition

−30.04K

Price / share

—

Trade value

—

% of position

New position

1/1/2022

30.04K→0.00

Class A Common Shares

Direct

A · Award

+20.03K

Price / share

—

Trade value

—

% of position

New position

1/1/2022

0.00→20.03K

Class A Common Shares

Direct

D · Disposition

−20.03K

Price / share

—

Trade value

—

% of position

New position

1/1/2022

20.03K→0.00

Total

Net shares

−112.86K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Shares Direct	1/1/2022	D · Disposition	−82.81K	—	—	73.4%	112.86K	30.04K
Class A Common Shares Direct	1/1/2022	D · Disposition	−30.04K	—	—	New position	30.04K	0.00
Class A Common Shares Direct	1/1/2022	A · Award	+20.03K	—	—	New position	0.00	20.03K
Class A Common Shares Direct	1/1/2022	D · Disposition	−20.03K	—	—	New position	20.03K	0.00
Total			−112.86K		$0.00

Derivative Transactions14

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Shares

45.77K shares

−45.77K

Strike price

46.64

Held after

0.00

Exercisable

—

1/1/2022

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Shares

39.65K shares

−39.65K

Strike price

49.71

Held after

0.00

Exercisable

—

1/1/2022

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Shares

43.81K shares

−43.81K

Strike price

42.44

Held after

0.00

Exercisable

—

1/1/2022

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Shares

26.51K shares

−26.51K

Strike price

48.05

Held after

0.00

Exercisable

—

1/1/2022

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Shares

26.51K shares

−26.51K

Strike price

51.25

Held after

0.00

Exercisable

—

1/1/2022

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Shares

32.16K shares

−32.16K

Strike price

33.95

Held after

0.00

Exercisable

—

1/1/2022

Warrants (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Shares

132.92K shares

−132.92K

Strike price

27.83

Held after

0.00

Exercisable

—

1/1/2022

Time-Based Restricted Stock Units

Direct

D · Disposition

Converts to

Class A Common Shares

10.45K shares

−10.45K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Time-Based Restricted Stock Units

Direct

D · Disposition

Converts to

Class A Common Shares

5.70K shares

−5.70K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Time-Based Restricted Stock Units

Direct

D · Disposition

Converts to

Class A Common Shares

3.34K shares

−3.34K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Performance-Based Restricted Stock Units

Direct

A · Award

Converts to

Class A Common Shares

20.91K shares

+20.91K

Strike price

Held after

20.91K

Exercisable

—

1/1/2022

Performance-Based Restricted Stock Units

Direct

A · Award

Converts to

Class A Common Shares

17.10K shares

+17.10K

Strike price

Held after

17.10K

Exercisable

—

1/1/2022

Performance-Based Restricted Stock Units

Direct

D · Disposition

Converts to

Class A Common Shares

20.91K shares

−20.91K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Performance-Based Restricted Stock Units

Direct

D · Disposition

Converts to

Class A Common Shares

17.10K shares

−17.10K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to Buy) Direct	Class A Common Shares45.77K shares	1/1/2022	D · Disposition	−45.77K	46.64	—	0.00
Employee Stock Option (Right to Buy) Direct	Class A Common Shares39.65K shares	1/1/2022	D · Disposition	−39.65K	49.71	—	0.00
Employee Stock Option (Right to Buy) Direct	Class A Common Shares43.81K shares	1/1/2022	D · Disposition	−43.81K	42.44	—	0.00
Employee Stock Option (Right to Buy) Direct	Class A Common Shares26.51K shares	1/1/2022	D · Disposition	−26.51K	48.05	—	0.00
Employee Stock Option (Right to Buy) Direct	Class A Common Shares26.51K shares	1/1/2022	D · Disposition	−26.51K	51.25	—	0.00
Employee Stock Option (Right to Buy) Direct	Class A Common Shares32.16K shares	1/1/2022	D · Disposition	−32.16K	33.95	—	0.00
Warrants (Right to Buy) Direct	Class A Common Shares132.92K shares	1/1/2022	D · Disposition	−132.92K	27.83	—	0.00
Time-Based Restricted Stock Units Direct	Class A Common Shares10.45K shares	1/1/2022	D · Disposition	−10.45K		—	0.00
Time-Based Restricted Stock Units Direct	Class A Common Shares5.70K shares	1/1/2022	D · Disposition	−5.70K		—	0.00
Time-Based Restricted Stock Units Direct	Class A Common Shares3.34K shares	1/1/2022	D · Disposition	−3.34K		—	0.00
Performance-Based Restricted Stock Units Direct	Class A Common Shares20.91K shares	1/1/2022	A · Award	+20.91K		—	20.91K
Performance-Based Restricted Stock Units Direct	Class A Common Shares17.10K shares	1/1/2022	A · Award	+17.10K		—	17.10K
Performance-Based Restricted Stock Units Direct	Class A Common Shares20.91K shares	1/1/2022	D · Disposition	−20.91K		—	0.00
Performance-Based Restricted Stock Units Direct	Class A Common Shares17.10K shares	1/1/2022	D · Disposition	−17.10K		—	0.00