KLEIN KENNETH JOSEPH enters NOBILIS HEALTH CORP. with 5K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

KLEIN KENNETH JOSEPH

Filed: 10/4/2018ACC: 0001493152-18-014091

InsiderKLEIN KENNETH JOSEPHCIK 1644746

→

IssuerNOBILIS HEALTH CORP.CIK 1409916

Officer· See Remarks

Since Oct 2018

Baseline shares

100% direct

Direct ownership

1 position

648K

Derivative underlying

6 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned5K

Total

5K direct5K

Security Title	Shares Owned	Ownership Type
Common Stock	5K	Direct
Total	5K	5K direct

Derivative Holdings6

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

150K

Shares owned

N/A

Exercise price

6.29

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

100K

Shares owned

N/A

Exercise price

0.84

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

50K

Shares owned

N/A

Exercise price

1.40

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

150K

Shares owned

N/A

Exercise price

4.57

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

48K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

150K

Shares owned

N/A

Exercise price

1.97

Expiration

—

Exercise window

—

Total

Underlying

648K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options (Right to Buy) Direct	Common Stock	6.29	—	—	150K	N/A
Stock Options (Right to Buy) Direct	Common Stock	0.84	—	—	100K	N/A
Stock Options (Right to Buy) Direct	Common Stock	1.40	—	—	50K	N/A
Stock Options (Right to Buy) Direct	Common Stock	4.57	—	—	150K	N/A
Restricted Stock Units Direct	Common Stock		—	—	48K	N/A
Stock Options (Right to Buy) Direct	Common Stock	1.97	—	—	150K	N/A
Total					648K	0.00