KITAMURA TAKUMI (See Remarks) exercised options at NOMURA HOLDINGS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/28/2026ACC: 0001193125-26-183638
Officer· See Remarks
Since Mar 2026
-90.23K
Net shares
Net seller
$738.7K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
95.01K acquired · 185.24K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+85.91K
Price / share
—
Trade value
—
% of position
61.5%
4/24/2026
139.76K→225.67K
Common Stock
Direct
Shares
−85.91K
Price / share
$8.21
Trade value
$705.29K
% of position
38.1%
4/24/2026
225.67K→139.76K
Common Stock
Direct
Shares
+9.10K
Price / share
—
Trade value
—
% of position
6.5%
4/27/2026
139.76K→148.86K
Common Stock
Direct
Shares
−4.33K
Price / share
$7.71
Trade value
$33.38K
% of position
2.9%
4/27/2026
148.86K→144.53K
Total
Net shares
+4.77K
Net value
-$738.66K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/24/2026 | M · Option Exercise | +85.91K | — | — | 61.5% | 139.76K | 225.67K |
| Common Stock Direct | 4/24/2026 | D · Disposition | −85.91K | $8.21 | $705.29K | 38.1% | 225.67K | 139.76K |
| Common Stock Direct | 4/27/2026 | M · Option Exercise | +9.10K | — | — | 6.5% | 139.76K | 148.86K |
| Common Stock Direct | 4/27/2026 | F · Tax Withholding | −4.33K | $7.71 | $33.38K | 2.9% | 148.86K | 144.53K |
| Total | +4.77K | -$738.66K | ||||||
Derivative Transactions2
Notional Stock Units
Direct
Converts to
Common stock
85.91K shares
Shares
−85.91K
Strike price
Held after
99.77K
Exercisable
—
4/24/2026
Restricted Stock Units
Direct
Converts to
Common stock
9.10K shares
Shares
−9.10K
Strike price
Held after
0.00
Exercisable
—
4/27/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Notional Stock Units Direct | Common stock85.91K shares | 4/24/2026 | M · Option Exercise | −85.91K | — | 99.77K | |
| Restricted Stock Units Direct | Common stock9.10K shares | 4/27/2026 | M · Option Exercise | −9.10K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1K
Total
1K indirect1K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1K | Indirect |
| Total | 1K | 1K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported