KIRIN HOLDINGS COMPANY, LTD /FI enters THORNE HEALTHTECH, INC. with 2.17M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 9/22/2021ACC: 0001209191-21-057311
10% Owner
Since Sep 2021
2.17M
Baseline shares
100% direct
2.17M
Direct ownership
1 position
13.56M
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Class A Common Stock
DirectShares owned2.17M
Total
2.17M direct2.17M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 2.17M | Direct |
| Total | 2.17M | 2.17M direct |
Derivative Holdings2
Warrant
DirectUnderlying security
Common Stock
Underlying shares
56.52K
Shares owned
N/A
Exercise price
5.1237
Expiration
—
Exercise window
—
Series E Convertible Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
13.51M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
13.56M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant Direct | Common Stock | 5.1237 | — | — | 56.52K | N/A |
| Series E Convertible Preferred Stock Direct | Common Stock | — | — | 13.51M | N/A | |
| Total | 13.56M | 0.00 | ||||