KINGRY MARC N (CFO) exercised options at OTTAWA BANCORP INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/13/2019ACC: 0001225208-19-005186
0.00
Net shares
Net seller
$8.9K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2.50K acquired · 2.50K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+2.50K
Price / share
$3.57
Trade value
$8.93K
% of position
17.7%
3/12/2019
14.16K→16.66K
Total
Net shares
+2.50K
Net value
$8.93K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/12/2019 | M · Option Exercise | +2.50K | $3.57 | $8.93K | 17.7% | 14.16K | 16.66K |
| Total | +2.50K | $8.93K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
2.50K shares
Shares
−2.50K
Strike price
3.5700
Held after
7.50K
Exercisable
—
3/12/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock2.50K shares | 3/12/2019 | M · Option Exercise | −2.50K | 3.5700 | — | 7.50K |
Non-Derivative Holdings (Post-Transaction)6
Common Stock
IndirectShares owned1.02K
Common Stock
IndirectShares owned1.67K
Common Stock
IndirectShares owned200.00
Common Stock
IndirectShares owned119.00
Common Stock
IndirectShares owned2.20K
Common Stock
IndirectShares owned6.63K
Total
11.84K indirect11.84K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.02K | Indirect |
| Common Stock | 1.67K | Indirect |
| Common Stock | 200.00 | Indirect |
| Common Stock | 119.00 | Indirect |
| Common Stock | 2.20K | Indirect |
| Common Stock | 6.63K | Indirect |
| Total | 11.84K | 11.84K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported