KING THEODORE WALKER CHENG-DE enters AVAYA HOLDINGS CORP. with 9M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/19/2022ACC: 0000899243-22-029276
10% Owner
Since Aug 2022
9M
Baseline shares
100% direct
9M
Direct ownership
1 position
2.23M
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned9M
Total
9M direct9M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 9M | Direct |
| Total | 9M | 9M direct |
Derivative Holdings3
Put Option (obligation to buy)
DirectUnderlying security
Common Stock
Underlying shares
651.10K
Shares owned
N/A
Exercise price
2.00
Expiration
—
Exercise window
—
Put Option (obligation to buy)
DirectUnderlying security
Common Stock
Underlying shares
334.70K
Shares owned
N/A
Exercise price
2.50
Expiration
—
Exercise window
—
Put Option (obligation to buy)
DirectUnderlying security
Common Stock
Underlying shares
1.25M
Shares owned
N/A
Exercise price
3.00
Expiration
—
Exercise window
—
Total
Underlying
2.23M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Put Option (obligation to buy) Direct | Common Stock | 2.00 | — | — | 651.10K | N/A |
| Put Option (obligation to buy) Direct | Common Stock | 2.50 | — | — | 334.70K | N/A |
| Put Option (obligation to buy) Direct | Common Stock | 3.00 | — | — | 1.25M | N/A |
| Total | 2.23M | 0.00 | ||||