KIM ROY (Senior Vice President) exercised options at CAPSTEAD MORTGAGE CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/21/2021ACC: 0000899243-21-041090
Officer· Senior Vice President
Since Oct 2018
-391.64K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
144.31K acquired · 535.95K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+144.31K
Price / share
—
Trade value
—
% of position
58.3%
10/19/2021
247.34K→391.64K
Common Stock
Direct
Shares
−391.64K
Price / share
—
Trade value
—
% of position
New position
10/19/2021
391.64K→0.00
Total
Net shares
−247.34K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/19/2021 | M · Option Exercise | +144.31K | — | — | 58.3% | 247.34K | 391.64K |
| Common Stock Direct | 10/19/2021 | D · Disposition | −391.64K | — | — | New position | 391.64K | 0.00 |
| Total | −247.34K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
144.31K shares
Shares
−144.31K
Strike price
Held after
0.00
Exercisable
—
10/19/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock144.31K shares | 10/19/2021 | M · Option Exercise | −144.31K | — | 0.00 |