KIM MICHAEL (EVP, Chief Client Officer) reported 2 transactions at ASSETMARK FINANCIAL HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Common Stock
Shares
−355.79K
Price / share
$35.25
Trade value
$12.54M
% of position
Common Stock
Shares
−37.81K
Price / share
$35.25
Trade value
$1.33M
% of position
Net shares
−393.60K
Net value
-$13.87M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/5/2024 | D · Disposition | −355.79K | $35.25 | $12.54M | New position | 355.79K | 0.00 |
| Common Stock Indirect | 9/5/2024 | D · Disposition | −37.81K | $35.25 | $1.33M | New position | 37.81K | 0.00 |
| Total | −393.60K | -$13.87M | ||||||
Employee Stock Option (right to buy)
Common Stock
62.09K shares
Shares
−62.09K
Strike price
Held after
0.00
Exercisable
—
Stock Appreciation Right
Common Stock
37.95K shares
Shares
−37.95K
Strike price
Held after
0.00
Exercisable
—
Stock Appreciation Right
Common Stock
166.30K shares
Shares
−166.30K
Strike price
Held after
0.00
Exercisable
—
Stock Appreciation Right
Common Stock
117.06K shares
Shares
−117.06K
Strike price
Held after
0.00
Exercisable
—
Stock Appreciation Right
Common Stock
197.36K shares
Shares
−197.36K
Strike price
Held after
0.00
Exercisable
—
Stock Appreciation Right
Common Stock
88.42K shares
Shares
−88.42K
Strike price
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock62.09K shares | 9/5/2024 | D · Disposition | −62.09K | — | 0.00 | |
| Stock Appreciation Right Direct | Common Stock37.95K shares | 9/5/2024 | D · Disposition | −37.95K | — | 0.00 | |
| Stock Appreciation Right Direct | Common Stock166.30K shares | 9/5/2024 | D · Disposition | −166.30K | — | 0.00 | |
| Stock Appreciation Right Direct | Common Stock117.06K shares | 9/5/2024 | D · Disposition | −117.06K | — | 0.00 | |
| Stock Appreciation Right Direct | Common Stock197.36K shares | 9/5/2024 | D · Disposition | −197.36K | — | 0.00 | |
| Stock Appreciation Right Direct | Common Stock88.42K shares | 9/5/2024 | D · Disposition | −88.42K | — | 0.00 |