KIM FRANCIS (SVP Global Operations) sold 78.7% of their position (6.49K shares) of WATERS CORP /DE/ on the open market

Open‑market sale worth $1.43M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 4 sales

KIM FRANCIS

Filed: 2/7/2020ACC: 0001127602-20-004194

InsiderKIM FRANCISCIK 1735131

→

IssuerWATERS CORP /DE/CIK 1000697

Officer· SVP Global Operations

Since Dec 2018

-6.49K

Net shares

Net seller

$1.43M

Total sold

Open market trades

0B · 4S

Total transactions

6.49K acquired · 12.98K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

+912.00

Price / share

$139.51

Trade value

$127.23K

% of position

51.9%

2/6/2020

1.76K→2.67K

Common Stock

Direct

S · Sale

−912.00

Price / share

$220.15

Trade value

$200.78K

% of position

34.2%

2/6/2020

2.67K→1.76K

Common Stock

Direct

M · Option Exercise

+1.47K

Price / share

$154.33

Trade value

$227.17K

% of position

83.8%

2/6/2020

1.76K→3.23K

Common Stock

Direct

S · Sale

−1.47K

Price / share

$220.13

Trade value

$324.03K

% of position

45.6%

2/6/2020

3.23K→1.76K

Common Stock

Direct

M · Option Exercise

+1.83K

Price / share

$208.47

Trade value

$380.87K

% of position

104.0%

2/6/2020

1.76K→3.58K

Common Stock

Direct

S · Sale

−1.83K

Price / share

$220.01

Trade value

$401.96K

% of position

51.0%

2/6/2020

3.58K→1.76K

Common Stock

Direct

M · Option Exercise

+2.28K

Price / share

$189.54

Trade value

$431.58K

% of position

129.7%

2/6/2020

1.76K→4.03K

Common Stock

Direct

S · Sale

−2.28K

Price / share

$220.03

Trade value

$501.01K

% of position

56.5%

2/6/2020

4.03K→1.76K

Total

Net shares

+0.00

Net value

-$260.91K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/6/2020	M · Option Exercise	+912.00	$139.51	$127.23K	51.9%	1.76K	2.67K
Common Stock Direct	2/6/2020	S · Sale	−912.00	$220.15	$200.78K	34.2%	2.67K	1.76K
Common Stock Direct	2/6/2020	M · Option Exercise	+1.47K	$154.33	$227.17K	83.8%	1.76K	3.23K
Common Stock Direct	2/6/2020	S · Sale	−1.47K	$220.13	$324.03K	45.6%	3.23K	1.76K
Common Stock Direct	2/6/2020	M · Option Exercise	+1.83K	$208.47	$380.87K	104.0%	1.76K	3.58K
Common Stock Direct	2/6/2020	S · Sale	−1.83K	$220.01	$401.96K	51.0%	3.58K	1.76K
Common Stock Direct	2/6/2020	M · Option Exercise	+2.28K	$189.54	$431.58K	129.7%	1.76K	4.03K
Common Stock Direct	2/6/2020	S · Sale	−2.28K	$220.03	$501.01K	56.5%	4.03K	1.76K
Total			+0.00		-$260.91K

Derivative Transactions4

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

912.00 shares

−912.00

Strike price

139.51

Held after

1.83K

Exercisable

—

2/6/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.47K shares

−1.47K

Strike price

154.33

Held after

4.42K

Exercisable

—

2/6/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.83K shares

−1.83K

Strike price

208.47

Held after

7.31K

Exercisable

—

2/6/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

2.28K shares

−2.28K

Strike price

189.54

Held after

9.11K

Exercisable

—

2/6/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock912.00 shares	2/6/2020	M · Option Exercise	−912.00	139.51	—	1.83K
Stock Option (Right to Buy) Direct	Common Stock1.47K shares	2/6/2020	M · Option Exercise	−1.47K	154.33	—	4.42K
Stock Option (Right to Buy) Direct	Common Stock1.83K shares	2/6/2020	M · Option Exercise	−1.83K	208.47	—	7.31K
Stock Option (Right to Buy) Direct	Common Stock2.28K shares	2/6/2020	M · Option Exercise	−2.28K	189.54	—	9.11K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned418.77

Total

418.77 indirect418.77

Security Title	Shares Owned	Ownership Type
Common Stock	418.77	Indirect
Total	418.77	418.77 indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported