KIM BOBAE enters BELLEROPHON THERAPEUTICS, INC. with 9.89K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

KIM BOBAE

Filed: 4/3/2023ACC: 0001415889-23-005819

InsiderKIM BOBAECIK 1959158

→

IssuerBELLEROPHON THERAPEUTICS, INC.CIK 1600132

Officer· VP Reg. Affairs & Quality

Since Mar 2023

9.89K

Baseline shares

100% direct

9.89K

Direct ownership

1 position

64.77K

Derivative underlying

7 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned9.89K

Total

9.89K direct9.89K

Security Title	Shares Owned	Ownership Type
Common Stock	9.89K	Direct
Total	9.89K	9.89K direct

Derivative Holdings7

Stock Options (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

266.00

Shares owned

N/A

Exercise price

7.35

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

11K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Options (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

1.17K

Shares owned

N/A

Exercise price

7.50

Expiration

—

Exercise window

—

Stock Options (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

133.00

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Options (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

1.20K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Options (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

N/A

Exercise price

13.20

Expiration

—

Exercise window

—

Stock Options (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

50K

Shares owned

N/A

Exercise price

1.52

Expiration

—

Exercise window

—

Total

Underlying

64.77K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options (right to buy) Direct	Common Stock	7.35	—	—	266.00	N/A
Restricted Stock Units Direct	Common Stock	0	—	—	11K	N/A
Stock Options (right to buy) Direct	Common Stock	7.50	—	—	1.17K	N/A
Stock Options (right to buy) Direct	Common Stock	21	—	—	133.00	N/A
Stock Options (right to buy) Direct	Common Stock	33	—	—	1.20K	N/A
Stock Options (right to buy) Direct	Common Stock	13.20	—	—	1K	N/A
Stock Options (right to buy) Direct	Common Stock	1.52	—	—	50K	N/A
Total					64.77K	0.00