Filed: 2/14/2023ACC: 0001888968-23-000007
📋 What this filing means
KIM, LLC filed this quarterly 13F‑HR report disclosing 655 equity positions with a total reported market value of $1.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
655
Positions
$1.81M
Total AUM (reported)
244.93M
Total Shares
Allocation by class
COM$458.2K25.3%
COM CL A$252.6K14.0%
CLASS A ORD SHS$187.9K10.4%
CLASS A COM$164.6K9.1%
SHS$158.4K8.7%
CL A COM$127.3K7.0%
SHS CL A$90.7K5.0%
Portfolio Concentration
Top 3$410.4K22.7%
4–10$237.5K13.1%
11–25$216.3K11.9%
Rest$946.5K52.3%
Top 3 weight
22.7%
Top 10 weight
35.8%
Voting Authority Distribution
Total shares with voting rights: 244.93M
Sole
Full voting authority
244.93M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other655
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings655
Rows:
ASPEN AEROGELS INC
DFNDShares15.78M
TypeSH
Market value$186.1K
10.28%
Sole
15.78M
Shared
0.00
None
0.00
VISHAY INTERTECHNOLOGY INC
DFNDShares5.77M
TypeSH
Market value$124.5K
6.87%
Sole
5.77M
Shared
0.00
None
0.00
FREYR BATTERY
DFNDShares11.50M
TypeSH
Market value$99.8K
5.51%
Sole
11.50M
Shared
0.00
None
0.00
HORIZON THERAPEUTICS PUB L
DFNDShares470K
TypeSH
Market value$53.5K
2.95%
Sole
470K
Shared
0.00
None
0.00
INTEL CORP
DFNDShares1.86M
TypeSH
Market value$49.1K
2.71%
Sole
1.86M
Shared
0.00
None
0.00
COWEN INC
DFNDShares1.03M
TypeSH
Market value$39.7K
2.19%
Sole
1.03M
Shared
0.00
None
0.00
ROBINHOOD MKTS INC
DFNDShares3.41M
TypeSH
Market value$27.8K
1.53%
Sole
3.41M
Shared
0.00
None
0.00
HENNESSY CAPITAL INVST CORP
DFNDShares2.37M
TypeSH
Market value$23.4K
1.29%
Sole
2.37M
Shared
0.00
None
0.00
PLANET LABS PBC
DFNDShares5.19M
TypeSH
Market value$22.6K
1.25%
Sole
5.19M
Shared
0.00
None
0.00
MYOVANT SCIENCES LTD
DFNDShares796.17K
TypeSH
Market value$21.5K
1.19%
Sole
796.17K
Shared
0.00
None
0.00
CONCORD ACQUISITION CORP II
DFNDShares2M
TypeSH
Market value$19.9K
1.10%
Sole
2M
Shared
0.00
None
0.00
TRISTAR ACQUISITION I CORP
DFNDShares1.85M
TypeSH
Market value$18.7K
1.04%
Sole
1.85M
Shared
0.00
None
0.00
TPB ACQUISITION CORP I
DFNDShares1.73M
TypeSH
Market value$17.4K
0.96%
Sole
1.73M
Shared
0.00
None
0.00
FORGEROCK INC
DFNDShares725K
TypeSH
Market value$16.5K
0.91%
Sole
725K
Shared
0.00
None
0.00
SES AI CORPORATION
DFNDShares5M
TypeSH
Market value$15.8K
0.87%
Sole
5M
Shared
0.00
None
0.00
SIGNIFY HEALTH INC
DFNDShares530K
TypeSH
Market value$15.2K
0.84%
Sole
530K
Shared
0.00
None
0.00
NEXTNAV INC
DFNDShares5M
TypeSH
Market value$14.7K
0.81%
Sole
5M
Shared
0.00
None
0.00
SHARECARE INC
DFNDShares9M
TypeSH
Market value$14.4K
0.80%
Sole
9M
Shared
0.00
None
0.00
VMWARE INC
DFNDShares110K
TypeSH
Market value$13.5K
0.75%
Sole
110K
Shared
0.00
None
0.00
SOUND POINT ACQUISITION CORP
DFNDShares1.20M
TypeSH
Market value$13.0K
0.72%
Sole
1.20M
Shared
0.00
None
0.00
SOLID POWER INC
DFNDShares5M
TypeSH
Market value$12.7K
0.70%
Sole
5M
Shared
0.00
None
0.00
KORE GROUP HLDGS INC
DFNDShares10M
TypeSH
Market value$12.6K
0.70%
Sole
10M
Shared
0.00
None
0.00
VIVINT SMART HOME INC
DFNDShares960.41K
TypeSH
Market value$11.4K
0.63%
Sole
960.41K
Shared
0.00
None
0.00
RIGEL RESOURCE ACQ CORP
DFNDShares1M
TypeSH
Market value$10.3K
0.57%
Sole
1M
Shared
0.00
None
0.00
SCULPTOR ACQUISITION CORP I
DFNDShares1M
TypeSH
Market value$10.3K
0.57%
Sole
1M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ASPEN AEROGELS INCDFND | COM | 15.78M | SH | $186.1K 10.28% | 15.78M | 0.00 | 0.00 |
VISHAY INTERTECHNOLOGY INCDFND | COM | 5.77M | SH | $124.5K 6.87% | 5.77M | 0.00 | 0.00 |
FREYR BATTERYDFND | SHS | 11.50M | SH | $99.8K 5.51% | 11.50M | 0.00 | 0.00 |
HORIZON THERAPEUTICS PUB LDFND | SHS | 470K | SH | $53.5K 2.95% | 470K | 0.00 | 0.00 |
INTEL CORPDFND | COM | 1.86M | SH | $49.1K 2.71% | 1.86M | 0.00 | 0.00 |
COWEN INCDFND | CL A NEW | 1.03M | SH | $39.7K 2.19% | 1.03M | 0.00 | 0.00 |
ROBINHOOD MKTS INCDFND | COM CL A | 3.41M | SH | $27.8K 1.53% | 3.41M | 0.00 | 0.00 |
HENNESSY CAPITAL INVST CORPDFND | CLASS A COM | 2.37M | SH | $23.4K 1.29% | 2.37M | 0.00 | 0.00 |
PLANET LABS PBCDFND | COM CL A | 5.19M | SH | $22.6K 1.25% | 5.19M | 0.00 | 0.00 |
MYOVANT SCIENCES LTDDFND | COM | 796.17K | SH | $21.5K 1.19% | 796.17K | 0.00 | 0.00 |
CONCORD ACQUISITION CORP IIDFND | COM CL A | 2M | SH | $19.9K 1.10% | 2M | 0.00 | 0.00 |
TRISTAR ACQUISITION I CORPDFND | CL A ORD SHS | 1.85M | SH | $18.7K 1.04% | 1.85M | 0.00 | 0.00 |
TPB ACQUISITION CORP IDFND | COM CL A | 1.73M | SH | $17.4K 0.96% | 1.73M | 0.00 | 0.00 |
FORGEROCK INCDFND | CL A | 725K | SH | $16.5K 0.91% | 725K | 0.00 | 0.00 |
SES AI CORPORATIONDFND | CL A COM | 5M | SH | $15.8K 0.87% | 5M | 0.00 | 0.00 |
SIGNIFY HEALTH INCDFND | CL A COM | 530K | SH | $15.2K 0.84% | 530K | 0.00 | 0.00 |
NEXTNAV INCDFND | COMMON STOCK | 5M | SH | $14.7K 0.81% | 5M | 0.00 | 0.00 |
SHARECARE INCDFND | COM CL A | 9M | SH | $14.4K 0.80% | 9M | 0.00 | 0.00 |
VMWARE INCDFND | CL A COM | 110K | SH | $13.5K 0.75% | 110K | 0.00 | 0.00 |
SOUND POINT ACQUISITION CORPDFND | CLASS A ORD SHS | 1.20M | SH | $13.0K 0.72% | 1.20M | 0.00 | 0.00 |
SOLID POWER INCDFND | CLASS A COM | 5M | SH | $12.7K 0.70% | 5M | 0.00 | 0.00 |
KORE GROUP HLDGS INCDFND | COMMON STOCK | 10M | SH | $12.6K 0.70% | 10M | 0.00 | 0.00 |
VIVINT SMART HOME INCDFND | COM CL A | 960.41K | SH | $11.4K 0.63% | 960.41K | 0.00 | 0.00 |
RIGEL RESOURCE ACQ CORPDFND | CL A ORD SHS | 1M | SH | $10.3K 0.57% | 1M | 0.00 | 0.00 |
SCULPTOR ACQUISITION CORP IDFND | CL A COM | 1M | SH | $10.3K 0.57% | 1M | 0.00 | 0.00 |
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