Filed: 2/9/2026ACC: 0001420506-26-000230
📋 What this filing means
KEY FINANCIAL INC filed this quarterly 13F‑HR report disclosing 1440 equity positions with a total reported market value of $547.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1440
Positions
$547.93M
Total AUM (reported)
8.96M
Total Shares
Allocation by class
COM$168.82M30.8%
STATE STREET SPD$63.25M11.5%
TRUE DEVELOPED I$21.09M3.8%
GLOBAL EX US QUA$18.64M3.4%
US TREAS BD ETF$16.24M3.0%
US SMALLCAP FUND$16.17M3.0%
FT VEST LADDERED$14.11M2.6%
Portfolio Concentration
Top 3$66.14M12.1%
4–10$95.46M17.4%
11–25$105.68M19.3%
Rest$280.66M51.2%
Top 3 weight
12.1%
Top 10 weight
29.5%
Voting Authority Distribution
Total shares with voting rights: 8.96M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.96M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1440
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1440
Rows:
APPLE INC
SOLEShares97.14K
TypeSH
Market value$26.41M
4.82%
Sole
0.00
Shared
0.00
None
97.14K
WISDOMTREE TR
SOLEShares320.22K
TypeSH
Market value$21.09M
3.85%
Sole
0.00
Shared
0.00
None
320.22K
WISDOMTREE TR
SOLEShares452.21K
TypeSH
Market value$18.64M
3.40%
Sole
0.00
Shared
0.00
None
452.21K
SPDR SERIES TRUST
SOLEShares181.67K
TypeSH
Market value$16.53M
3.02%
Sole
0.00
Shared
0.00
None
181.67K
ISHARES TR
SOLEShares705.44K
TypeSH
Market value$16.24M
2.96%
Sole
0.00
Shared
0.00
None
705.44K
WISDOMTREE TR
SOLEShares284.01K
TypeSH
Market value$16.17M
2.95%
Sole
0.00
Shared
0.00
None
284.01K
FIRST TR EXCHNG TRADED FD VI
SOLEShares411.76K
TypeSH
Market value$14.11M
2.57%
Sole
0.00
Shared
0.00
None
411.76K
MICROSOFT CORP
SOLEShares27.71K
TypeSH
Market value$13.40M
2.45%
Sole
0.00
Shared
0.00
None
27.71K
FIRST TR EXCHANGE TRADED FD
SOLEShares247.02K
TypeSH
Market value$9.91M
1.81%
Sole
0.00
Shared
0.00
None
247.02K
ISHARES TR
SOLEShares79.90K
TypeSH
Market value$9.10M
1.66%
Sole
0.00
Shared
0.00
None
79.90K
SPDR SERIES TRUST
SOLEShares148.76K
TypeSH
Market value$8.45M
1.54%
Sole
0.00
Shared
0.00
None
148.76K
WISDOMTREE TR
SOLEShares94.63K
TypeSH
Market value$8.33M
1.52%
Sole
0.00
Shared
0.00
None
94.63K
SPDR SERIES TRUST
SOLEShares77.45K
TypeSH
Market value$8.26M
1.51%
Sole
0.00
Shared
0.00
None
77.45K
SPDR SERIES TRUST
SOLEShares83.08K
TypeSH
Market value$7.82M
1.43%
Sole
0.00
Shared
0.00
None
83.08K
FIRST TR EXCH TRADED FD III
SOLEShares398.87K
TypeSH
Market value$7.73M
1.41%
Sole
0.00
Shared
0.00
None
398.87K
J P MORGAN EXCHANGE TRADED F
SOLEShares100.09K
TypeSH
Market value$7.34M
1.34%
Sole
0.00
Shared
0.00
None
100.09K
INVESCO EXCH TRD SLF IDX FD
SOLEShares308.79K
TypeSH
Market value$7.31M
1.33%
Sole
0.00
Shared
0.00
None
308.79K
BROADCOM INC
SOLEShares20.24K
TypeSH
Market value$7.00M
1.28%
Sole
0.00
Shared
0.00
None
20.24K
JPMORGAN CHASE & CO.
SOLEShares21.59K
TypeSH
Market value$6.96M
1.27%
Sole
0.00
Shared
0.00
None
21.59K
SPDR SERIES TRUST
SOLEShares235.88K
TypeSH
Market value$6.80M
1.24%
Sole
0.00
Shared
0.00
None
235.88K
NVIDIA CORPORATION
SOLEShares34.81K
TypeSH
Market value$6.49M
1.18%
Sole
0.00
Shared
0.00
None
34.81K
SPDR SERIES TRUST
SOLEShares210.61K
TypeSH
Market value$6.17M
1.13%
Sole
0.00
Shared
0.00
None
210.61K
AMAZON COM INC
SOLEShares25.24K
TypeSH
Market value$5.82M
1.06%
Sole
0.00
Shared
0.00
None
25.24K
EXXON MOBIL CORP
SOLEShares47.88K
TypeSH
Market value$5.76M
1.05%
Sole
0.00
Shared
0.00
None
47.88K
WISDOMTREE TR
SOLEShares161.79K
TypeSH
Market value$5.41M
0.99%
Sole
0.00
Shared
0.00
None
161.79K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 97.14K | SH | $26.41M 4.82% | 0.00 | 0.00 | 97.14K |
WISDOMTREE TRSOLE | TRUE DEVELOPED I | 320.22K | SH | $21.09M 3.85% | 0.00 | 0.00 | 320.22K |
WISDOMTREE TRSOLE | GLOBAL EX US QUA | 452.21K | SH | $18.64M 3.40% | 0.00 | 0.00 | 452.21K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 181.67K | SH | $16.53M 3.02% | 0.00 | 0.00 | 181.67K |
ISHARES TRSOLE | US TREAS BD ETF | 705.44K | SH | $16.24M 2.96% | 0.00 | 0.00 | 705.44K |
WISDOMTREE TRSOLE | US SMALLCAP FUND | 284.01K | SH | $16.17M 2.95% | 0.00 | 0.00 | 284.01K |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST LADDERED | 411.76K | SH | $14.11M 2.57% | 0.00 | 0.00 | 411.76K |
MICROSOFT CORPSOLE | COM | 27.71K | SH | $13.40M 2.45% | 0.00 | 0.00 | 27.71K |
FIRST TR EXCHANGE TRADED FDSOLE | INTL DEV STRNGTH | 247.02K | SH | $9.91M 1.81% | 0.00 | 0.00 | 247.02K |
ISHARES TRSOLE | EAFE GRWTH ETF | 79.90K | SH | $9.10M 1.66% | 0.00 | 0.00 | 79.90K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 148.76K | SH | $8.45M 1.54% | 0.00 | 0.00 | 148.76K |
WISDOMTREE TRSOLE | US LARGECAP DIVD | 94.63K | SH | $8.33M 1.52% | 0.00 | 0.00 | 94.63K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 77.45K | SH | $8.26M 1.51% | 0.00 | 0.00 | 77.45K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 83.08K | SH | $7.82M 1.43% | 0.00 | 0.00 | 83.08K |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 398.87K | SH | $7.73M 1.41% | 0.00 | 0.00 | 398.87K |
J P MORGAN EXCHANGE TRADED FSOLE | INTERNL GWT | 100.09K | SH | $7.34M 1.34% | 0.00 | 0.00 | 100.09K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 MUNI | 308.79K | SH | $7.31M 1.33% | 0.00 | 0.00 | 308.79K |
BROADCOM INCSOLE | COM | 20.24K | SH | $7.00M 1.28% | 0.00 | 0.00 | 20.24K |
JPMORGAN CHASE & CO.SOLE | COM | 21.59K | SH | $6.96M 1.27% | 0.00 | 0.00 | 21.59K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 235.88K | SH | $6.80M 1.24% | 0.00 | 0.00 | 235.88K |
NVIDIA CORPORATIONSOLE | COM | 34.81K | SH | $6.49M 1.18% | 0.00 | 0.00 | 34.81K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 210.61K | SH | $6.17M 1.13% | 0.00 | 0.00 | 210.61K |
AMAZON COM INCSOLE | COM | 25.24K | SH | $5.82M 1.06% | 0.00 | 0.00 | 25.24K |
EXXON MOBIL CORPSOLE | COM | 47.88K | SH | $5.76M 1.05% | 0.00 | 0.00 | 47.88K |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 161.79K | SH | $5.41M 0.99% | 0.00 | 0.00 | 161.79K |
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