Filed: 11/5/2025ACC: 0001420506-25-003018
📋 What this filing means
KEY FINANCIAL INC filed this quarterly 13F‑HR report disclosing 1459 equity positions with a total reported market value of $541.21M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1459
Positions
$541.21M
Total AUM (reported)
8.93M
Total Shares
Allocation by class
COM$169.56M31.3%
INTL LRGCAP DV$20.20M3.7%
GLB US QTLY DIV$18.58M3.4%
S&P 600 SMCP VAL$16.77M3.1%
US TREAS BD ETF$15.58M2.9%
US SMALLCAP FUND$15.41M2.8%
FT VEST LADDERED$13.90M2.6%
Portfolio Concentration
Top 3$63.73M11.8%
4–10$94.02M17.4%
11–25$104.93M19.4%
Rest$278.53M51.5%
Top 3 weight
11.8%
Top 10 weight
29.1%
Voting Authority Distribution
Total shares with voting rights: 8.93M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.93M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1459
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1459
Rows:
APPLE INC
SOLEShares97.69K
TypeSH
Market value$24.96M
4.61%
Sole
0.00
Shared
0.00
None
97.69K
WISDOMTREE TR
SOLEShares321.76K
TypeSH
Market value$20.20M
3.73%
Sole
0.00
Shared
0.00
None
321.76K
WISDOMTREE TR
SOLEShares452.73K
TypeSH
Market value$18.58M
3.43%
Sole
0.00
Shared
0.00
None
452.73K
SPDR SERIES TRUST
SOLEShares187.94K
TypeSH
Market value$16.77M
3.10%
Sole
0.00
Shared
0.00
None
187.94K
ISHARES TR
SOLEShares674.32K
TypeSH
Market value$15.58M
2.88%
Sole
0.00
Shared
0.00
None
674.32K
WISDOMTREE TR
SOLEShares275.44K
TypeSH
Market value$15.41M
2.85%
Sole
0.00
Shared
0.00
None
275.44K
MICROSOFT CORP
SOLEShares27.55K
TypeSH
Market value$14.32M
2.65%
Sole
0.00
Shared
0.00
None
27.55K
FIRST TR EXCHNG TRADED FD VI
SOLEShares415.31K
TypeSH
Market value$13.90M
2.57%
Sole
0.00
Shared
0.00
None
415.31K
ISHARES TR
SOLEShares78.80K
TypeSH
Market value$9.07M
1.68%
Sole
0.00
Shared
0.00
None
78.80K
FIRST TR EXCHANGE TRADED FD
SOLEShares234.18K
TypeSH
Market value$8.98M
1.66%
Sole
0.00
Shared
0.00
None
234.18K
SPDR SERIES TRUST
SOLEShares83.17K
TypeSH
Market value$8.73M
1.61%
Sole
0.00
Shared
0.00
None
83.17K
WISDOMTREE TR
SOLEShares98.61K
TypeSH
Market value$8.59M
1.59%
Sole
0.00
Shared
0.00
None
98.61K
SPDR SERIES TRUST
SOLEShares152.15K
TypeSH
Market value$8.44M
1.56%
Sole
0.00
Shared
0.00
None
152.15K
FIRST TR EXCH TRADED FD III
SOLEShares420.90K
TypeSH
Market value$8.14M
1.50%
Sole
0.00
Shared
0.00
None
420.90K
SPDR SERIES TRUST
SOLEShares82.21K
TypeSH
Market value$7.75M
1.43%
Sole
0.00
Shared
0.00
None
82.21K
J P MORGAN EXCHANGE TRADED F
SOLEShares99.47K
TypeSH
Market value$7.53M
1.39%
Sole
0.00
Shared
0.00
None
99.47K
INVESCO EXCH TRD SLF IDX FD
SOLEShares284.45K
TypeSH
Market value$6.74M
1.24%
Sole
0.00
Shared
0.00
None
284.45K
SPDR SERIES TRUST
SOLEShares229.84K
TypeSH
Market value$6.64M
1.23%
Sole
0.00
Shared
0.00
None
229.84K
BROADCOM INC
SOLEShares19.85K
TypeSH
Market value$6.62M
1.22%
Sole
0.00
Shared
0.00
None
19.85K
JPMORGAN CHASE & CO.
SOLEShares21.10K
TypeSH
Market value$6.56M
1.21%
Sole
0.00
Shared
0.00
None
21.10K
SPDR SERIES TRUST
SOLEShares219.06K
TypeSH
Market value$6.41M
1.18%
Sole
0.00
Shared
0.00
None
219.06K
NVIDIA CORPORATION
SOLEShares34.15K
TypeSH
Market value$6.39M
1.18%
Sole
0.00
Shared
0.00
None
34.15K
WISDOMTREE TR
SOLEShares162.77K
TypeSH
Market value$5.49M
1.01%
Sole
0.00
Shared
0.00
None
162.77K
EXXON MOBIL CORP
SOLEShares48.92K
TypeSH
Market value$5.48M
1.01%
Sole
0.00
Shared
0.00
None
48.92K
AMAZON COM INC
SOLEShares24.55K
TypeSH
Market value$5.42M
1.00%
Sole
0.00
Shared
0.00
None
24.55K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 97.69K | SH | $24.96M 4.61% | 0.00 | 0.00 | 97.69K |
WISDOMTREE TRSOLE | INTL LRGCAP DV | 321.76K | SH | $20.20M 3.73% | 0.00 | 0.00 | 321.76K |
WISDOMTREE TRSOLE | GLB US QTLY DIV | 452.73K | SH | $18.58M 3.43% | 0.00 | 0.00 | 452.73K |
SPDR SERIES TRUSTSOLE | S&P 600 SMCP VAL | 187.94K | SH | $16.77M 3.10% | 0.00 | 0.00 | 187.94K |
ISHARES TRSOLE | US TREAS BD ETF | 674.32K | SH | $15.58M 2.88% | 0.00 | 0.00 | 674.32K |
WISDOMTREE TRSOLE | US SMALLCAP FUND | 275.44K | SH | $15.41M 2.85% | 0.00 | 0.00 | 275.44K |
MICROSOFT CORPSOLE | COM | 27.55K | SH | $14.32M 2.65% | 0.00 | 0.00 | 27.55K |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST LADDERED | 415.31K | SH | $13.90M 2.57% | 0.00 | 0.00 | 415.31K |
ISHARES TRSOLE | EAFE GRWTH ETF | 78.80K | SH | $9.07M 1.68% | 0.00 | 0.00 | 78.80K |
FIRST TR EXCHANGE TRADED FDSOLE | INTL DEV STRNGTH | 234.18K | SH | $8.98M 1.66% | 0.00 | 0.00 | 234.18K |
SPDR SERIES TRUSTSOLE | PRTFLO S&P500 GW | 83.17K | SH | $8.73M 1.61% | 0.00 | 0.00 | 83.17K |
WISDOMTREE TRSOLE | US LARGECAP DIVD | 98.61K | SH | $8.59M 1.59% | 0.00 | 0.00 | 98.61K |
SPDR SERIES TRUSTSOLE | PRTFLO S&P500 VL | 152.15K | SH | $8.44M 1.56% | 0.00 | 0.00 | 152.15K |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 420.90K | SH | $8.14M 1.50% | 0.00 | 0.00 | 420.90K |
SPDR SERIES TRUSTSOLE | S&P 600 SMCP GRW | 82.21K | SH | $7.75M 1.43% | 0.00 | 0.00 | 82.21K |
J P MORGAN EXCHANGE TRADED FSOLE | INTERNL GWT | 99.47K | SH | $7.53M 1.39% | 0.00 | 0.00 | 99.47K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 MUNI | 284.45K | SH | $6.74M 1.24% | 0.00 | 0.00 | 284.45K |
SPDR SERIES TRUSTSOLE | PORTFLI INTRMDIT | 229.84K | SH | $6.64M 1.23% | 0.00 | 0.00 | 229.84K |
BROADCOM INCSOLE | COM | 19.85K | SH | $6.62M 1.22% | 0.00 | 0.00 | 19.85K |
JPMORGAN CHASE & CO.SOLE | COM | 21.10K | SH | $6.56M 1.21% | 0.00 | 0.00 | 21.10K |
SPDR SERIES TRUSTSOLE | PORTFOLIO SH TSR | 219.06K | SH | $6.41M 1.18% | 0.00 | 0.00 | 219.06K |
NVIDIA CORPORATIONSOLE | COM | 34.15K | SH | $6.39M 1.18% | 0.00 | 0.00 | 34.15K |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 162.77K | SH | $5.49M 1.01% | 0.00 | 0.00 | 162.77K |
EXXON MOBIL CORPSOLE | COM | 48.92K | SH | $5.48M 1.01% | 0.00 | 0.00 | 48.92K |
AMAZON COM INCSOLE | COM | 24.55K | SH | $5.42M 1.00% | 0.00 | 0.00 | 24.55K |
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