Filed: 10/29/2024ACC: 0001420506-24-002182
📋 What this filing means
KEY FINANCIAL INC filed this quarterly 13F‑HR report disclosing 1351 equity positions with a total reported market value of $452.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1351
Positions
$452.48M
Total AUM (reported)
8.30M
Total Shares
Allocation by class
COM$151.96M33.6%
INSTL PFD SECS$18.47M4.1%
GLB US QTLY DIV$16.84M3.7%
INTL LRGCAP DV$15.29M3.4%
S&P 600 SMCP VAL$13.96M3.1%
US TREAS BD ETF$12.23M2.7%
FT VEST LADDERED$11.08M2.4%
Portfolio Concentration
Top 3$58.55M12.9%
4–10$82.46M18.2%
11–25$88.62M19.6%
Rest$222.85M49.3%
Top 3 weight
12.9%
Top 10 weight
31.2%
Voting Authority Distribution
Total shares with voting rights: 8.30M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.30M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1351
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1351
Rows:
APPLE INC
SOLEShares99.77K
TypeSH
Market value$23.25M
5.14%
Sole
0.00
Shared
0.00
None
99.77K
FIRST TR EXCH TRADED FD III
SOLEShares968.39K
TypeSH
Market value$18.47M
4.08%
Sole
0.00
Shared
0.00
None
968.39K
WISDOMTREE TR
SOLEShares427.37K
TypeSH
Market value$16.84M
3.72%
Sole
0.00
Shared
0.00
None
427.37K
WISDOMTREE TR
SOLEShares283.26K
TypeSH
Market value$15.29M
3.38%
Sole
0.00
Shared
0.00
None
283.26K
SPDR SER TR
SOLEShares160.80K
TypeSH
Market value$13.96M
3.09%
Sole
0.00
Shared
0.00
None
160.80K
MICROSOFT CORP
SOLEShares29.57K
TypeSH
Market value$12.72M
2.81%
Sole
0.00
Shared
0.00
None
29.57K
ISHARES TR
SOLEShares521.42K
TypeSH
Market value$12.23M
2.70%
Sole
0.00
Shared
0.00
None
521.42K
FIRST TR EXCHNG TRADED FD VI
SOLEShares370.75K
TypeSH
Market value$11.08M
2.45%
Sole
0.00
Shared
0.00
None
370.75K
ISHARES TR
SOLEShares85.13K
TypeSH
Market value$9.16M
2.03%
Sole
0.00
Shared
0.00
None
85.13K
SPDR SER TR
SOLEShares86.05K
TypeSH
Market value$8.01M
1.77%
Sole
0.00
Shared
0.00
None
86.05K
WISDOMTREE TR
SOLEShares99.44K
TypeSH
Market value$7.81M
1.73%
Sole
0.00
Shared
0.00
None
99.44K
SPDR SER TR
SOLEShares143.21K
TypeSH
Market value$7.57M
1.67%
Sole
0.00
Shared
0.00
None
143.21K
SPDR SER TR
SOLEShares84.19K
TypeSH
Market value$6.98M
1.54%
Sole
0.00
Shared
0.00
None
84.19K
SPDR SER TR
SOLEShares235.83K
TypeSH
Market value$6.94M
1.53%
Sole
0.00
Shared
0.00
None
235.83K
SPDR SER TR
SOLEShares235.95K
TypeSH
Market value$6.86M
1.52%
Sole
0.00
Shared
0.00
None
235.95K
INVESCO EXCH TRD SLF IDX FD
SOLEShares273.14K
TypeSH
Market value$6.47M
1.43%
Sole
0.00
Shared
0.00
None
273.14K
EXXON MOBIL CORP
SOLEShares50.65K
TypeSH
Market value$5.94M
1.31%
Sole
0.00
Shared
0.00
None
50.65K
WISDOMTREE TR
SOLEShares170.88K
TypeSH
Market value$5.89M
1.30%
Sole
0.00
Shared
0.00
None
170.88K
FIRST TR EXCHANGE-TRADED FD
SOLEShares156.17K
TypeSH
Market value$5.85M
1.29%
Sole
0.00
Shared
0.00
None
156.17K
J P MORGAN EXCHANGE TRADED F
SOLEShares83.07K
TypeSH
Market value$5.60M
1.24%
Sole
0.00
Shared
0.00
None
83.07K
AMAZON COM INC
SOLEShares26.59K
TypeSH
Market value$4.95M
1.10%
Sole
0.00
Shared
0.00
None
26.59K
JPMORGAN CHASE & CO.
SOLEShares23.03K
TypeSH
Market value$4.86M
1.07%
Sole
0.00
Shared
0.00
None
23.03K
JOHNSON & JOHNSON
SOLEShares27.54K
TypeSH
Market value$4.46M
0.99%
Sole
0.00
Shared
0.00
None
27.54K
BROADCOM INC
SOLEShares24.68K
TypeSH
Market value$4.26M
0.94%
Sole
0.00
Shared
0.00
None
24.68K
SPDR INDEX SHS FDS
SOLEShares101.01K
TypeSH
Market value$4.17M
0.92%
Sole
0.00
Shared
0.00
None
101.01K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 99.77K | SH | $23.25M 5.14% | 0.00 | 0.00 | 99.77K |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 968.39K | SH | $18.47M 4.08% | 0.00 | 0.00 | 968.39K |
WISDOMTREE TRSOLE | GLB US QTLY DIV | 427.37K | SH | $16.84M 3.72% | 0.00 | 0.00 | 427.37K |
WISDOMTREE TRSOLE | INTL LRGCAP DV | 283.26K | SH | $15.29M 3.38% | 0.00 | 0.00 | 283.26K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 160.80K | SH | $13.96M 3.09% | 0.00 | 0.00 | 160.80K |
MICROSOFT CORPSOLE | COM | 29.57K | SH | $12.72M 2.81% | 0.00 | 0.00 | 29.57K |
ISHARES TRSOLE | US TREAS BD ETF | 521.42K | SH | $12.23M 2.70% | 0.00 | 0.00 | 521.42K |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST LADDERED | 370.75K | SH | $11.08M 2.45% | 0.00 | 0.00 | 370.75K |
ISHARES TRSOLE | EAFE GRWTH ETF | 85.13K | SH | $9.16M 2.03% | 0.00 | 0.00 | 85.13K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 86.05K | SH | $8.01M 1.77% | 0.00 | 0.00 | 86.05K |
WISDOMTREE TRSOLE | US LARGECAP DIVD | 99.44K | SH | $7.81M 1.73% | 0.00 | 0.00 | 99.44K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 143.21K | SH | $7.57M 1.67% | 0.00 | 0.00 | 143.21K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 84.19K | SH | $6.98M 1.54% | 0.00 | 0.00 | 84.19K |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 235.83K | SH | $6.94M 1.53% | 0.00 | 0.00 | 235.83K |
SPDR SER TRSOLE | PORTFLI INTRMDIT | 235.95K | SH | $6.86M 1.52% | 0.00 | 0.00 | 235.95K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 MUNI | 273.14K | SH | $6.47M 1.43% | 0.00 | 0.00 | 273.14K |
EXXON MOBIL CORPSOLE | COM | 50.65K | SH | $5.94M 1.31% | 0.00 | 0.00 | 50.65K |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 170.88K | SH | $5.89M 1.30% | 0.00 | 0.00 | 170.88K |
FIRST TR EXCHANGE-TRADED FDSOLE | INTL DEV STRNGTH | 156.17K | SH | $5.85M 1.29% | 0.00 | 0.00 | 156.17K |
J P MORGAN EXCHANGE TRADED FSOLE | INTERNL GWT | 83.07K | SH | $5.60M 1.24% | 0.00 | 0.00 | 83.07K |
AMAZON COM INCSOLE | COM | 26.59K | SH | $4.95M 1.10% | 0.00 | 0.00 | 26.59K |
JPMORGAN CHASE & CO.SOLE | COM | 23.03K | SH | $4.86M 1.07% | 0.00 | 0.00 | 23.03K |
JOHNSON & JOHNSONSOLE | COM | 27.54K | SH | $4.46M 0.99% | 0.00 | 0.00 | 27.54K |
BROADCOM INCSOLE | COM | 24.68K | SH | $4.26M 0.94% | 0.00 | 0.00 | 24.68K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO EMG MK | 101.01K | SH | $4.17M 0.92% | 0.00 | 0.00 | 101.01K |
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