KEVANE CHRISTOPHER E. (SVP Chief Legal Officer) exercised options at UNIVERSAL TECHNICAL INSTITUTE INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

KEVANE CHRISTOPHER E.

Filed: 12/13/2023ACC: 0001261654-23-000127

InsiderKEVANE CHRISTOPHER E.CIK 1486632

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IssuerUNIVERSAL TECHNICAL INSTITUTE INCCIK 1261654

Officer· SVP Chief Legal Officer

Since Mar 2020

+44.97K

Net shares

Net buyer

$73.4K

Total sold

Open market trades

0B · 0S

Total transactions

73.33K acquired · 28.36K disposed

Non-Derivative Transactions6

Common Stock, $0.0001 par value

Direct

M · Option Exercise

+6.46K

Price / share

—

Trade value

—

% of position

29.5%

12/8/2023

21.92K→28.38K

Common Stock, $0.0001 par value

Direct

F · Tax Withholding

−1.80K

Price / share

$11.88

Trade value

$21.38K

% of position

6.3%

12/8/2023

28.38K→26.58K

Common Stock, $0.0001 par value

Direct

M · Option Exercise

+8.46K

Price / share

—

Trade value

—

% of position

31.8%

12/8/2023

26.58K→35.04K

Common Stock, $0.0001 par value

Direct

F · Tax Withholding

−2.36K

Price / share

$11.88

Trade value

$28K

% of position

6.7%

12/8/2023

35.04K→32.68K

Common Stock, $0.0001 par value

Direct

M · Option Exercise

+7.26K

Price / share

—

Trade value

—

% of position

22.2%

12/10/2023

32.68K→39.94K

Common Stock, $0.0001 par value

Direct

F · Tax Withholding

−2.02K

Price / share

$11.88

Trade value

$24.02K

% of position

5.1%

12/10/2023

39.94K→37.92K

Total

Net shares

+16K

Net value

-$73.41K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $0.0001 par value Direct	12/8/2023	M · Option Exercise	+6.46K	—	—	29.5%	21.92K	28.38K
Common Stock, $0.0001 par value Direct	12/8/2023	F · Tax Withholding	−1.80K	$11.88	$21.38K	6.3%	28.38K	26.58K
Common Stock, $0.0001 par value Direct	12/8/2023	M · Option Exercise	+8.46K	—	—	31.8%	26.58K	35.04K
Common Stock, $0.0001 par value Direct	12/8/2023	F · Tax Withholding	−2.36K	$11.88	$28K	6.7%	35.04K	32.68K
Common Stock, $0.0001 par value Direct	12/10/2023	M · Option Exercise	+7.26K	—	—	22.2%	32.68K	39.94K
Common Stock, $0.0001 par value Direct	12/10/2023	F · Tax Withholding	−2.02K	$11.88	$24.02K	5.1%	39.94K	37.92K
Total			+16K		-$73.41K

Derivative Transactions5

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $0.0001 par value

6.46K shares

−6.46K

Strike price

Held after

6.46K

Exercisable

—

12/8/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $0.0001 par value

8.46K shares

−8.46K

Strike price

Held after

16.92K

Exercisable

—

12/8/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock, $0.0001 par value

17.79K shares

+17.79K

Strike price

Held after

17.79K

Exercisable

—

12/8/2023

Performance Units

Direct

A · Award

Converts to

Common Stock, $0.0001 par value

33.36K shares

+33.36K

Strike price

Held after

33.36K

Exercisable

—

12/8/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $0.0001 par value

7.26K shares

−7.26K

Strike price

Held after

0.00

Exercisable

—

12/10/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock, $0.0001 par value6.46K shares	12/8/2023	M · Option Exercise	−6.46K	—	6.46K
Restricted Stock Units Direct	Common Stock, $0.0001 par value8.46K shares	12/8/2023	M · Option Exercise	−8.46K	—	16.92K
Restricted Stock Units Direct	Common Stock, $0.0001 par value17.79K shares	12/8/2023	A · Award	+17.79K	—	17.79K
Performance Units Direct	Common Stock, $0.0001 par value33.36K shares	12/8/2023	A · Award	+33.36K	—	33.36K
Restricted Stock Units Direct	Common Stock, $0.0001 par value7.26K shares	12/10/2023	M · Option Exercise	−7.26K	—	0.00