KERSHAW DAVID (SVP, PAO) exercised options at TOMPKINS FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/5/2026ACC: 0001005817-26-000116
Officer· SVP, PAO
Since Oct 2023
-220.00
Net shares
Net seller
$22.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
260.00 acquired · 480.00 disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+260.00
Price / share
$76.90
Trade value
$19.99K
% of position
5.4%
8/4/2026
4.82K→5.08K
Common Stock
Direct
Shares
−220.00
Price / share
$101.54
Trade value
$22.34K
% of position
4.3%
8/4/2026
5.08K→4.86K
Total
Net shares
+40.00
Net value
-$2.34K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/4/2026 | M · Option Exercise | +260.00 | $76.90 | $19.99K | 5.4% | 4.82K | 5.08K |
| Common Stock Direct | 8/4/2026 | F · Tax Withholding | −220.00 | $101.54 | $22.34K | 4.3% | 5.08K | 4.86K |
| Total | +40.00 | -$2.34K | ||||||
Derivative Transactions1
Stock Appreciation Rights (SAR)
Direct
Converts to
Common Stock
260.00 shares
Shares
−260.00
Strike price
76.90
Held after
0.00
Exercisable
—
8/4/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (SAR) Direct | Common Stock260.00 shares | 8/4/2026 | M · Option Exercise | −260.00 | 76.90 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned1.34K
Common Stock
IndirectShares owned2.72K
Total
4.05K indirect4.05K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.34K | Indirect |
| Common Stock | 2.72K | Indirect |
| Total | 4.05K | 4.05K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported