KERSHAW DAVID (SVP, PAO) exercised options at TOMPKINS FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/4/2025ACC: 0001005817-25-000056
Officer· SVP, PAO
Since Oct 2023
-646.00
Net shares
Net seller
$41.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
705.00 acquired · 1.35K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+705.00
Price / share
$56.29
Trade value
$39.68K
% of position
16.3%
11/3/2025
4.33K→5.03K
Common Stock
Direct
Shares
−646.00
Price / share
$64.88
Trade value
$41.91K
% of position
12.8%
11/3/2025
5.03K→4.39K
Total
Net shares
+59.00
Net value
-$2.23K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/3/2025 | M · Option Exercise | +705.00 | $56.29 | $39.68K | 16.3% | 4.33K | 5.03K |
| Common Stock Direct | 11/3/2025 | F · Tax Withholding | −646.00 | $64.88 | $41.91K | 12.8% | 5.03K | 4.39K |
| Total | +59.00 | -$2.23K | ||||||
Derivative Transactions1
Stock Appreciation Rights (SAR)
Direct
Converts to
Common Stock
705.00 shares
Shares
−705.00
Strike price
56.29
Held after
0.00
Exercisable
—
11/3/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (SAR) Direct | Common Stock705.00 shares | 11/3/2025 | M · Option Exercise | −705.00 | 56.29 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned2.67K
Common Stock
IndirectShares owned1.31K
Total
3.98K indirect3.98K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.67K | Indirect |
| Common Stock | 1.31K | Indirect |
| Total | 3.98K | 3.98K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported