KELLY TERRENCE P (SVP, President TA Instruments) sold 91.1% of their position (21.03K shares) of WATERS CORP /DE/ on the open market

Open‑market sale worth $4.00M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 7 sales

KELLY TERRENCE P

Filed: 12/12/2018ACC: 0001127602-18-035986

InsiderKELLY TERRENCE PCIK 1666020

→

IssuerWATERS CORP /DE/CIK 1000697

Officer· SVP, President TA Instruments

Since Dec 2018

-7.47K

Net shares

Net seller

$4.00M

Total sold

Open market trades

0B · 7S

Total transactions

32.26K acquired · 39.73K disposed

Non-Derivative Transactions14

Common Stock

Direct

M · Option Exercise

+5.07K

Price / share

$128.93

Trade value

$653.16K

% of position

113.2%

12/10/2018

4.47K→9.54K

Common Stock

Direct

S · Sale

−5.07K

Price / share

$190.00

Trade value

$962.54K

% of position

53.1%

12/10/2018

9.54K→4.47K

Common Stock

Direct

M · Option Exercise

+710.00

Price / share

$139.51

Trade value

$99.05K

% of position

15.9%

12/10/2018

4.47K→5.18K

Common Stock

Direct

S · Sale

−710.00

Price / share

$190.03

Trade value

$134.92K

% of position

13.7%

12/10/2018

5.18K→4.47K

Common Stock

Direct

M · Option Exercise

+706.00

Price / share

$98.21

Trade value

$69.34K

% of position

15.8%

12/10/2018

4.47K→5.18K

Common Stock

Direct

S · Sale

−706.00

Price / share

$190.03

Trade value

$134.16K

% of position

13.6%

12/10/2018

5.18K→4.47K

Common Stock

Direct

M · Option Exercise

+3.29K

Price / share

$98.21

Trade value

$323.50K

% of position

73.6%

12/11/2018

4.47K→7.77K

Common Stock

Direct

S · Sale

−3.29K

Price / share

$190.93

Trade value

$628.92K

% of position

42.4%

12/11/2018

7.77K→4.47K

Common Stock

Direct

M · Option Exercise

+5.40K

Price / share

$113.36

Trade value

$612.14K

% of position

120.7%

12/11/2018

4.47K→9.88K

Common Stock

Direct

S · Sale

−5.40K

Price / share

$190.57

Trade value

$1.03M

% of position

54.7%

12/11/2018

9.88K→4.47K

Common Stock

Direct

M · Option Exercise

+3.42K

Price / share

$139.51

Trade value

$477.54K

% of position

76.5%

12/11/2018

4.47K→7.90K

Common Stock

Direct

S · Sale

−3.42K

Price / share

$190.93

Trade value

$653.55K

% of position

43.3%

12/11/2018

7.90K→4.47K

Common Stock

Direct

S · Sale

−2.43K

Price / share

$186.76

Trade value

$453.64K

% of position

54.3%

12/11/2018

4.47K→2.05K

Common Stock

Direct

G · Gift

−100.00

Price / share

—

Trade value

—

% of position

4.9%

12/11/2018

2.05K→1.95K

Total

Net shares

−2.53K

Net value

-$1.76M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/10/2018	M · Option Exercise	+5.07K	$128.93	$653.16K	113.2%	4.47K	9.54K
Common Stock Direct	12/10/2018	S · Sale	−5.07K	$190.00	$962.54K	53.1%	9.54K	4.47K
Common Stock Direct	12/10/2018	M · Option Exercise	+710.00	$139.51	$99.05K	15.9%	4.47K	5.18K
Common Stock Direct	12/10/2018	S · Sale	−710.00	$190.03	$134.92K	13.7%	5.18K	4.47K
Common Stock Direct	12/10/2018	M · Option Exercise	+706.00	$98.21	$69.34K	15.8%	4.47K	5.18K
Common Stock Direct	12/10/2018	S · Sale	−706.00	$190.03	$134.16K	13.6%	5.18K	4.47K
Common Stock Direct	12/11/2018	M · Option Exercise	+3.29K	$98.21	$323.50K	73.6%	4.47K	7.77K
Common Stock Direct	12/11/2018	S · Sale	−3.29K	$190.93	$628.92K	42.4%	7.77K	4.47K
Common Stock Direct	12/11/2018	M · Option Exercise	+5.40K	$113.36	$612.14K	120.7%	4.47K	9.88K
Common Stock Direct	12/11/2018	S · Sale	−5.40K	$190.57	$1.03M	54.7%	9.88K	4.47K
Common Stock Direct	12/11/2018	M · Option Exercise	+3.42K	$139.51	$477.54K	76.5%	4.47K	7.90K
Common Stock Direct	12/11/2018	S · Sale	−3.42K	$190.93	$653.55K	43.3%	7.90K	4.47K
Common Stock Direct	12/11/2018	S · Sale	−2.43K	$186.76	$453.64K	54.3%	4.47K	2.05K
Common Stock Direct	12/11/2018	G · Gift	−100.00	—	—	4.9%	2.05K	1.95K
Total			−2.53K		-$1.76M

Derivative Transactions7

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

13.66K shares

+13.66K

Strike price

189.54

Held after

13.66K

Exercisable

—

12/10/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

5.07K shares

−5.07K

Strike price

128.93

Held after

10.13K

Exercisable

—

12/10/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

710.00 shares

−710.00

Strike price

139.51

Held after

15.82K

Exercisable

—

12/10/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

706.00 shares

−706.00

Strike price

98.21

Held after

706.00

Exercisable

—

12/10/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.29K shares

−3.29K

Strike price

98.21

Held after

706.00

Exercisable

—

12/11/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

5.40K shares

−5.40K

Strike price

113.36

Held after

5.40K

Exercisable

—

12/11/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.42K shares

−3.42K

Strike price

139.51

Held after

12.40K

Exercisable

—

12/11/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock13.66K shares	12/10/2018	A · Award	+13.66K	189.54	—	13.66K
Stock Option (Right to Buy) Direct	Common Stock5.07K shares	12/10/2018	M · Option Exercise	−5.07K	128.93	—	10.13K
Stock Option (Right to Buy) Direct	Common Stock710.00 shares	12/10/2018	M · Option Exercise	−710.00	139.51	—	15.82K
Stock Option (Right to Buy) Direct	Common Stock706.00 shares	12/10/2018	M · Option Exercise	−706.00	98.21	—	706.00
Stock Option (Right to Buy) Direct	Common Stock3.29K shares	12/11/2018	M · Option Exercise	−3.29K	98.21	—	706.00
Stock Option (Right to Buy) Direct	Common Stock5.40K shares	12/11/2018	M · Option Exercise	−5.40K	113.36	—	5.40K
Stock Option (Right to Buy) Direct	Common Stock3.42K shares	12/11/2018	M · Option Exercise	−3.42K	139.51	—	12.40K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned160.64

Total

160.64 indirect160.64

Security Title	Shares Owned	Ownership Type
Common Stock	160.64	Indirect
Total	160.64	160.64 indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported