KELLY JAMES PATRICK (EVP, CFO and Treasurer) exercised options at NOVAVAX INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/3/2026ACC: 0001104659-26-023072
Officer· EVP, CFO and Treasurer
Since Aug 2021
+295.13K
Net shares
Net buyer
$287.6K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
382.17K acquired · 87.03K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+58.67K
Price / share
—
Trade value
—
% of position
81.9%
3/1/2026
71.63K→130.30K
Common Stock
Direct
Shares
−28.37K
Price / share
$10.14
Trade value
$287.63K
% of position
21.8%
3/1/2026
130.33K→101.96K
Total
Net shares
+30.30K
Net value
-$287.63K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/1/2026 | M · Option Exercise | +58.67K | — | — | 81.9% | 71.63K | 130.30K |
| Common Stock Direct | 3/1/2026 | F · Tax Withholding | −28.37K | $10.14 | $287.63K | 21.8% | 130.33K | 101.96K |
| Total | +30.30K | -$287.63K | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Common Stock
58.67K shares
Shares
−58.67K
Strike price
0
Held after
58.67K
Exercisable
—
3/1/2026
Restricted Stock Units
Direct
Converts to
Common Stock
129.50K shares
Shares
+129.50K
Strike price
0
Held after
129.50K
Exercisable
—
3/2/2026
Non-statutory Stock Option NQ
Direct
Converts to
Common Stock
194K shares
Shares
+194K
Strike price
9.09
Held after
194K
Exercisable
—
3/2/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock58.67K shares | 3/1/2026 | D · Disposition | −58.67K | 0 | — | 58.67K |
| Restricted Stock Units Direct | Common Stock129.50K shares | 3/2/2026 | A · Award | +129.50K | 0 | — | 129.50K |
| Non-statutory Stock Option NQ Direct | Common Stock194K shares | 3/2/2026 | A · Award | +194K | 9.09 | — | 194K |