KELLY DYLAN (Chief Operating Officer) sold 20.0% of their position (43.50K shares) of RESONANT INC on the open market

Open‑market sale worth $80.0K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales

KELLY DYLAN

Filed: 12/3/2021ACC: 0001555090-21-000009

InsiderKELLY DYLANCIK 1555090

→

IssuerRESONANT INCCIK 1579910

Officer· Chief Operating Officer

Since Dec 2019

-43.50K

Net shares

Net seller

$80.0K

Total sold

Open market trades

0B · 2S

Total transactions

119.05K acquired · 162.55K disposed

Non-Derivative Transactions7

Common Stock

Direct

M · Option Exercise

+50K

Price / share

—

Trade value

—

% of position

50.7%

12/1/2021

98.64K→148.64K

Common Stock

Direct

M · Option Exercise

+12.50K

Price / share

—

Trade value

—

% of position

8.4%

12/1/2021

148.64K→161.14K

Common Stock

Direct

M · Option Exercise

+37.50K

Price / share

—

Trade value

—

% of position

23.3%

12/1/2021

161.14K→198.64K

Common Stock

Direct

M · Option Exercise

+11.55K

Price / share

—

Trade value

—

% of position

5.8%

12/1/2021

198.64K→210.20K

Common Stock

Direct

M · Option Exercise

+7.50K

Price / share

—

Trade value

—

% of position

3.6%

12/1/2021

210.20K→217.70K

Common Stock

Direct

S · Sale

−26.19K

Price / share

$1.90

Trade value

$49.71K

% of position

12.0%

12/2/2021

217.70K→191.51K

Common Stock

Direct

S · Sale

−17.31K

Price / share

$1.75

Trade value

$30.26K

% of position

9.0%

12/3/2021

191.51K→174.20K

Total

Net shares

+75.55K

Net value

-$79.97K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/1/2021	M · Option Exercise	+50K	—	—	50.7%	98.64K	148.64K
Common Stock Direct	12/1/2021	M · Option Exercise	+12.50K	—	—	8.4%	148.64K	161.14K
Common Stock Direct	12/1/2021	M · Option Exercise	+37.50K	—	—	23.3%	161.14K	198.64K
Common Stock Direct	12/1/2021	M · Option Exercise	+11.55K	—	—	5.8%	198.64K	210.20K
Common Stock Direct	12/1/2021	M · Option Exercise	+7.50K	—	—	3.6%	210.20K	217.70K
Common Stock Direct	12/2/2021	S · Sale	−26.19K	$1.90	$49.71K	12.0%	217.70K	191.51K
Common Stock Direct	12/3/2021	S · Sale	−17.31K	$1.75	$30.26K	9.0%	191.51K	174.20K
Total			+75.55K		-$79.97K

Derivative Transactions5

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

50K shares

−50K

Strike price

Held after

100K

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

12.50K shares

−12.50K

Strike price

Held after

25K

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

37.50K shares

−37.50K

Strike price

Held after

75K

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

11.55K shares

−11.55K

Strike price

Held after

34.66K

Exercisable

—

12/1/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

7.50K shares

−7.50K

Strike price

Held after

15K

Exercisable

—

12/1/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock50K shares	12/1/2021	M · Option Exercise	−50K	—	100K
Restricted Stock Units Direct	Common Stock12.50K shares	12/1/2021	M · Option Exercise	−12.50K	—	25K
Restricted Stock Units Direct	Common Stock37.50K shares	12/1/2021	M · Option Exercise	−37.50K	—	75K
Restricted Stock Units Direct	Common Stock11.55K shares	12/1/2021	M · Option Exercise	−11.55K	—	34.66K
Restricted Stock Units Direct	Common Stock7.50K shares	12/1/2021	M · Option Exercise	−7.50K	—	15K