KELLIHER PATRICK E (Chief Accounting Officer) exercised options at VIVINT SMART HOME, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/1/2021ACC: 0000899243-21-008764
Officer· Chief Accounting Officer
Since Jan 2020
-9.29K
Net shares
Net seller
$161.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
28.54K acquired · 37.83K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+28.54K
Price / share
—
Trade value
—
% of position
28.5%
2/25/2021
100.07K→128.61K
Class A Common Stock
Direct
Shares
−9.29K
Price / share
$17.37
Trade value
$161.33K
% of position
7.2%
2/25/2021
128.61K→119.32K
Total
Net shares
+19.25K
Net value
-$161.33K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 2/25/2021 | M · Option Exercise | +28.54K | — | — | 28.5% | 100.07K | 128.61K |
| Class A Common Stock Direct | 2/25/2021 | F · Tax Withholding | −9.29K | $17.37 | $161.33K | 7.2% | 128.61K | 119.32K |
| Total | +19.25K | -$161.33K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common Stock
28.54K shares
Shares
−28.54K
Strike price
Held after
85.61K
Exercisable
—
2/25/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock28.54K shares | 2/25/2021 | M · Option Exercise | −28.54K | — | 85.61K |
Non-Derivative Holdings (Post-Transaction)1
Class A Common Stock
IndirectShares owned17.83K
Total
17.83K indirect17.83K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 17.83K | Indirect |
| Total | 17.83K | 17.83K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported