KELLIHER PATRICK E (Chief Accounting Officer) reported 3 transactions at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 3/13/2020ACC: 0000899243-20-008350
Officer· Chief Accounting Officer
Since Jan 2020
-103.00
Net shares
Net seller
$2.9K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
12.52K acquired · 12.62K disposed
Non-Derivative Transactions3
Class A Common Stock
Direct
Shares
+10.94K
Price / share
—
Trade value
—
% of position
13.8%
3/11/2020
79.38K→90.31K
Class A Common Stock
Indirect
Shares
+1.58K
Price / share
—
Trade value
—
% of position
10.8%
3/11/2020
14.65K→16.23K
Class A Common Stock
Direct
Shares
−103.00
Price / share
$27.98
Trade value
$2.88K
% of position
0.1%
3/11/2020
90.23K→90.13K
Total
Net shares
+12.42K
Net value
-$2.88K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 3/11/2020 | C · Conversion | +10.94K | — | — | 13.8% | 79.38K | 90.31K |
| Class A Common Stock Indirect | 3/11/2020 | C · Conversion | +1.58K | — | — | 10.8% | 14.65K | 16.23K |
| Class A Common Stock Direct | 3/11/2020 | F · Tax Withholding | −103.00 | $27.98 | $2.88K | 0.1% | 90.23K | 90.13K |
| Total | +12.42K | -$2.88K | ||||||
Derivative Transactions2
Earnout Rights
Direct
Converts to
Class A Common Stock
10.94K shares
Shares
−10.94K
Strike price
Held after
10.94K
Exercisable
—
3/11/2020
Earnout Rights
Indirect
Converts to
Class A Common Stock
1.58K shares
Shares
−1.58K
Strike price
Held after
1.58K
Exercisable
—
3/11/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock10.94K shares | 3/11/2020 | C · Conversion | −10.94K | — | 10.94K | |
| Earnout Rights Indirect | Class A Common Stock1.58K shares | 3/11/2020 | C · Conversion | −1.58K | — | 1.58K |